Q1 2014 Holdings
Filed 2014-05-13 | 39 holdings | $139.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TRI Pointe Homes Inc(TPH) | COM | 87265H109 | $29.5K | 1,817,200 | 21.2% |
| Verizon Communications Inc(VZ)Call | COM | 92343V104 | $23.8K | 500,000 | 17.1% |
| Parkervision Inc | COM | 701354102 | $14.4K | 2,999,999 | 10.3% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $9.2K | 2,500,000 | 6.6% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $8.6K | 250,000 | 6.2% |
| ROI Acquisition Corp II | UNIT 99/99/9999 | 74966G200 | $3.8K | 370,000 | 2.7% |
| Silver Eagle Acquisition COR | COM | 827694100 | $3.7K | 378,125 | 2.6% |
| Vringo Inc | COM | 92911N104 | $3.5K | 1,016,351 | 2.5% |
| Quinpario Acquisition Corp | COM | 74874R108 | $3.3K | 325,000 | 2.4% |
| Chart Acquisition Corp | UNIT 99/99/9999 | 161151204 | $3.3K | 310,000 | 2.3% |
| Capitol Acquisition Corp II | UNIT 99/99/9999 | 14056V204 | $3.1K | 293,000 | 2.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $3.0K | 461,164 | 2.1% |
| Silver Eagle Acquisition COR | UNIT 99/99/9999 | 827694209 | $2.5K | 240,000 | 1.8% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $2.5K | 1,500,000 | 1.8% |
| Capitol Acquisition Corp II | COM | 14056V105 | $2.5K | 250,000 | 1.8% |
| ROI Acquisition Corp II | COM | 74966G101 | $2.4K | 250,000 | 1.7% |
| DS Healthcare Group Inc | COM | 23336Q109 | $2.4K | 1,512,500 | 1.7% |
| Cornerstone Progressive RTN | COM | 21925C101 | $2.1K | 393,600 | 1.5% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $2.0K | 195,000 | 1.4% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.7K | 9,000 | 1.2% |
| Mandalay Digital Group Inc | COM NEW | 562562207 | $1.4K | 365,000 | 1.0% |
| Ignyta Inc | COM | 451731103 | $1.4K | 166,666 | 1.0% |
| Genpact Limited(G) | SHS | G3922B107 | $1.3K | 75,000 | 0.9% |
| Hennessy Cap Acquisition COR | UNIT 99/99/9999 | 425886207 | $1.3K | 129,000 | 0.9% |
| Aquasition Corp | COM | Y0192H103 | $1.3K | 125,000 | 0.9% |
| Quinpario Acquisition Corp | UNIT 99/99/9999 | 74874R207 | $1.1K | 100,000 | 0.8% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $926 | 1,000,000 | 0.7% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $911 | 1,000,000 | 0.7% |
| Nordstrom Inc(JWNUSD) | COM | 655664100 | $406 | 6,500 | 0.3% |
| SIX Flags Entmt Corp New(SIXEUR) | COM | 83001A102 | $301 | 7,500 | 0.2% |
| Morgan Stanley Asia Pacific | COM | 61744U106 | $282 | 16,700 | 0.2% |
| Home Depot Inc(HD) | COM | 437076102 | $254 | 3,216 | 0.2% |
| Cornerstone Strategic Value | COM NEW | 21924B203 | $230 | 35,600 | 0.2% |
| MBT Finl Corp(MBTF) | COM | 578877102 | $215 | 43,700 | 0.2% |
| Cache Inc(CACH) | COM NEW | 127150308 | $209 | 63,675 | 0.2% |
| Carefusion Corp | COM | 14170T101 | $201 | 5,000 | 0.1% |
| Global Sources LTD | ORD | G39300101 | $186 | 20,800 | 0.1% |
| Cornerstone Total Rtrn FD in | COM NEW | 21924U201 | $112 | 18,900 | 0.1% |
| Pro-Dex Inc Colo(PDEX) | COM NEW | 74265M205 | $30 | 15,000 | 0.0% |