Q3 2014 Holdings
Filed 2014-11-10 | 32 holdings | $76.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| URS Corp New | COM | 903236107 | $14.4K | 250,000 | 18.8% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $8.6K | 2,500,000 | 11.2% |
| ROI Acquisition Corp II | COM | 74966G101 | $6.1K | 620,013 | 8.0% |
| Capitol Acquisition Corp II | COM | 14056V105 | $5.3K | 543,400 | 7.0% |
| Silver Eagle Acquisition COR | COM | 827694100 | $3.8K | 378,125 | 4.9% |
| Parkervision Inc | COM | 701354102 | $3.3K | 2,930,349 | 4.4% |
| India FD Inc(IFN) | COM | 454089103 | $3.2K | 118,700 | 4.2% |
| Chart Acquisition Corp | COM | 161151105 | $3.1K | 310,000 | 4.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $2.8K | 446,200 | 3.7% |
| Silver Eagle Acquisition COR | UNIT 99/99/9999 | 827694209 | $2.5K | 240,000 | 3.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $2.3K | 459,064 | 3.1% |
| Lipocine Inc New | COM | 53630X104 | $2.0K | 330,683 | 2.6% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $2.0K | 195,000 | 2.6% |
| Mandalay Digital Group Inc | COM NEW | 562562207 | $1.9K | 415,000 | 2.5% |
| WL Ross Hldg Corp | UNIT 99/99/9999 | 92939D203 | $1.6K | 150,000 | 2.1% |
| DS Healthcare Group Inc | COM | 23336Q109 | $1.6K | 1,512,500 | 2.1% |
| Terrapin 3 Acquisition Corp | UNIT 06/27/2019 | 88104P203 | $1.5K | 150,000 | 2.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.5K | 7,500 | 1.9% |
| Nuveen DIV ADV Muni FD 3(NZF) | COM SH BEN INT | 67070X101 | $1.5K | 106,899 | 1.9% |
| Hennessy Cap Acquisition COR | COM | 425886108 | $1.4K | 140,482 | 1.8% |
| Ignyta Inc | COM | 451731103 | $1.3K | 166,666 | 1.8% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $1.0K | 74,996 | 1.3% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $1.0K | 74,202 | 1.3% |
| Elizabeth Arden Inc | COM | 28660G106 | $921 | 55,000 | 1.2% |
| Global Eagle Acquisition COR | COM | 37951D102 | $561 | 49,995 | 0.7% |
| Nuveen Divid Advantage MUN I(NVG) | COM | 67071L106 | $394 | 27,901 | 0.5% |
| Biglari Hldgs Inc | COM | 08986R101 | $350 | 1,030 | 0.5% |
| Chart Acquisition Corp | *W EXP 12/19/201 | 161151113 | $171 | 310,000 | 0.2% |
| ROI Acquisition Corp II | *W EXP 99/99/999 | 74966G119 | $107 | 370,000 | 0.1% |
| Hennessy Cap Acquisition COR | *W EXP 01/23/201 | 425886116 | $97 | 129,000 | 0.1% |
| Capitol Acquisition Corp II | *W EXP 05/15/201 | 14056V113 | $47 | 146,500 | 0.1% |
| Gabelli Equity TR Inc | RIGHT 10/20/2014 | 362397184 | $26 | 451,200 | 0.0% |