Q4 2017 Holdings
Filed 2018-02-08 | 74 holdings | $561.7K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-02-13) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BIO Path Holdings Inc | COM | 09057N102 | $3 | 15,178 | 0.0% |
| Connecture Inc | COM | 20786J106 | $9 | 57,696 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $27 | 23,000 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $55 | 16,086 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $61 | 26,504 | 0.0% |
| Apollo Invt Corp COM | COM | 03761U106 | $85 | 15,000 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $142 | 14,251 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR) | COM | 649445103 | $156 | 12,001 | 0.0% |
| Amtrust Finl Svcs Inc | COM | 032359309 | $201 | 20,000 | 0.0% |
| 3M Co(MMM) | COM | 88579Y101 | $202 | 857 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $209 | 5,073 | 0.0% |
| Vanguard Intl Equity Index F(VGK) | FTSE EUROPE ETF | 922042874 | $231 | 3,900 | 0.0% |
| Pennantpark Invt Corp COM(PNNT) | COM | 708062104 | $237 | 34,268 | 0.0% |
| Prologis Inc(PLD) | COM | 74340W103 | $279 | 4,320 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $279 | 9,464 | 0.1% |
| Powershares QQQ Tust | UNIT SER 1 | 73935A104 | $300 | 1,923 | 0.1% |
| Elevate Credit Inc(ELVTUSD) | COM | 28621V101 | $301 | 40,000 | 0.1% |
| Fibrogen Inc(FGENEUR) | COM | 31572Q808 | $311 | 6,556 | 0.1% |
| Iridium Communications Inc(IRDM) | COM | 46269C102 | $314 | 26,643 | 0.1% |
| Home Depot Inc(HD) | COM | 437076102 | $319 | 1,685 | 0.1% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $339 | 12,800 | 0.1% |
| Pennantpark Floating Rate Capi(PFLT) | COM | 70806A106 | $359 | 26,200 | 0.1% |
| Ishares TR(DSI) | MSCI KLD400 SOC | 464288570 | $361 | 3,677 | 0.1% |
| Q2 Hldgs Inc(QTWO) | COM | 74736L109 | $369 | 10,000 | 0.1% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $372 | 2,441 | 0.1% |
| Genesis Energy L.p(GEL) | UNIT LTD PARTN | 371927104 | $402 | 18,000 | 0.1% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $402 | 3,254 | 0.1% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $405 | 2,900 | 0.1% |
| Noah Holdings LTD(NOAH) | SPON ADS CL A | 65487X102 | $419 | 9,050 | 0.1% |
| KKR & Co L P del | COM UNITS | 48248M102 | $421 | 20,000 | 0.1% |
| Fidelity Natl Information SV(FIS) | COM | 31620M106 | $432 | 4,592 | 0.1% |
| Spdr S&P Mdcap 400 ETF TR(MDY) | UTSER1 S&PDCRP | 78467Y107 | $437 | 1,265 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $441 | 5,154 | 0.1% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $450 | 2,269 | 0.1% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $499 | 474 | 0.1% |
| Aqua America Inc | COM | 03836W103 | $525 | 13,371 | 0.1% |
| Vanguard Index FDS(VO) | MID CAP ETF | 922908629 | $536 | 3,460 | 0.1% |
| Parker Hannifin Corp(PH) | COM | 701094104 | $537 | 2,691 | 0.1% |
| International Business Machs(IBM) | COM | 459200101 | $543 | 3,542 | 0.1% |
| Ishares TR(IWB) | RUS 1000 ETF | 464287622 | $548 | 3,685 | 0.1% |
| Tocagen Inc | COM | 888846102 | $563 | 54,887 | 0.1% |
| Ares Cap Corp COM(ARCC) | COM | 04010L103 | $589 | 37,483 | 0.1% |
| UBS Group AG(UBS) | SHS | H42097107 | $639 | 34,745 | 0.1% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $646 | 1,873 | 0.1% |
| Avis Budget Group(CAR) | COM | 053774105 | $658 | 15,000 | 0.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $692 | 661 | 0.1% |
| Third PT Reins LTD | COM | G8827U100 | $733 | 50,000 | 0.1% |
| Ishares TR(IJH) | CORE S&P MCP ETF | 464287507 | $814 | 4,291 | 0.1% |
| CF Inds Hldgs Inc(CF) | COM | 125269100 | $852 | 20,027 | 0.2% |
| Pepsico Inc(PEP) | COM | 713448108 | $1.2K | 9,656 | 0.2% |