Q4 2013 Holdings
Filed 2014-02-12 | 116 holdings | $345.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $71.0K | 19,957 | 20.6% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $63.3K | 6,357,189 | 18.3% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $29.8K | 402,060 | 8.6% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $19.1K | $16,000,000 | 5.5% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $18.4K | $11,500,000 | 5.3% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $17.8K | 275,000 | 5.2% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $12.2K | 1,200,000 | 3.5% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $8.7K | 1,200,000 | 2.5% |
| Thai FD Inc | COM | 882904105 | $6.7K | 369,363 | 1.9% |
| Pretium RES Inc | COM | 74139C102 | $5.1K | 990,100 | 1.5% |
| Quartet Merger Corp | UNIT 99/99/9999T | 747717304 | $5.0K | 500,000 | 1.4% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $4.8K | 553,404 | 1.4% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $4.8K | 229,134 | 1.4% |
| Eastman Kodak Co(KODK) | COM NEW | 277461406 | $4.6K | 132,500 | 1.3% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $4.4K | 207,858 | 1.3% |
| Aberdeen Emerging Mkts Small | COM | 00301T102 | $3.3K | 240,070 | 1.0% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $3.0K | 107,579 | 0.9% |
| Ishares(IYT) | TRANS AVG ETF | 464287192 | $2.7K | 20,800 | 0.8% |
| BlackRock MUN Target Term TR(BTT) | COM SHS BEN IN | 09257P105 | $2.7K | 157,669 | 0.8% |
| Mergeworthrx Corp | COM | 58952R106 | $2.6K | 325,000 | 0.8% |
| Infinity Cross Border Acquis | SHS | G4772R101 | $2.5K | 320,000 | 0.7% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $2.0K | 224,688 | 0.6% |
| Gencorp Inc | SDCV 4.062%12/3 | 368682AN0 | $2.0K | $1,000,000 | 0.6% |
| Credit Suisse AG Nassau BRH | EXCHTRADE SHTERM | 22539T613 | $2.0K | 259,936 | 0.6% |
| Turkish Invt FD Inc | COM | 900145103 | $1.9K | 132,719 | 0.6% |
| Nuveen CA Dividend ADV MUN F(NAC) | COM | 67066Y105 | $1.8K | 137,068 | 0.5% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $1.6K | 98,228 | 0.5% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.6K | 8,500 | 0.5% |
| Clearbridge Amern Energ MLP | COM | 184691103 | $1.5K | 82,773 | 0.4% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $1.3K | 35,003 | 0.4% |
| Cohen & Steers Quality Rlty(RQI) | COM | 19247L106 | $1.2K | 131,778 | 0.4% |
| New Germany FD Inc(GF) | COM | 644465106 | $1.2K | 62,407 | 0.4% |
| Aberdeen GTR China FD Inc | COM | 003031101 | $1.2K | 119,163 | 0.4% |
| India FD Inc(IFN) | COM | 454089103 | $1.2K | 59,654 | 0.3% |
| Turquoise Hill RES LTD | RIGHT 01/07/2014 | 900435116 | $1.2K | 1,250,000 | 0.3% |
| Quinpario Acquisition Corp | COM | 74874R108 | $994 | 98,400 | 0.3% |
| North Amern Palladium LTD | COM | 656912102 | $987 | 1,500,000 | 0.3% |
| Western Asset Emrg MKT Debt(XEMDX) | COM | 95766A101 | $946 | 55,012 | 0.3% |
| Korea Equity FD Inc | COM | 50063B104 | $885 | 106,384 | 0.3% |
| Brookfield MTG OPP Inc FD in | COM | 112792106 | $878 | 53,004 | 0.3% |
| Nuveen Inter Duration MN TMF | COM | 670671106 | $846 | 73,535 | 0.2% |
| Center Coast MLP & Infrstr F | COM SHS | 151461100 | $817 | 44,608 | 0.2% |
| Eunits 2 YR US Eqty MKT Ptnt | UNIT | 29841R102 | $789 | 67,398 | 0.2% |
| Flaherty&crmn PFD SEC Incom(XFFCX) | COM | 338478100 | $705 | 40,311 | 0.2% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $684 | 75,663 | 0.2% |
| Stone HBR Emerg Mrkts Inc FD(EDF) | COM | 86164T107 | $664 | 36,268 | 0.2% |
| Kayne Anderson Enrgy TTL RT | COM | 48660P104 | $622 | 22,750 | 0.2% |
| Western Asset Emrg MKT Incm | COM | 95766E103 | $612 | 51,708 | 0.2% |
| Central EUR Russ & Turk FD I(CEE) | COM | 153436100 | $605 | 19,805 | 0.2% |
| Southwest Airls Co(LUV) | COM | 844741108 | $567 | 30,094 | 0.2% |