Q1 2014 Holdings
Filed 2014-05-14 | 35 holdings | $241.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $44.2K | $37,140,000 | 18.3% |
| Commonwealth REIT | 6.50% PFD CUM CO | 203233408 | $35.8K | 1,426,967 | 14.8% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $26.6K | 362,060 | 11.0% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $23.4K | $20,000,000 | 9.7% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $20.1K | $15,000,000 | 8.3% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $14.3K | 232,192 | 5.9% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $12.3K | 1,200,000 | 5.1% |
| Pretium RES Inc | COM | 74139C102 | $10.7K | 1,836,887 | 4.4% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $10.3K | $5,500,000 | 4.3% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $8.5K | 1,200,000 | 3.5% |
| Quartet Merger Corp | COM | 747717106 | $5.9K | 600,000 | 2.4% |
| Capitol Acquisition Corp II | COM | 14056V105 | $4.9K | 500,000 | 2.0% |
| Select Income REIT | COM SH BEN INT | 81618T100 | $4.3K | 141,011 | 1.8% |
| Mergeworthrx Corp | COM | 58952R106 | $2.6K | 325,000 | 1.1% |
| Infinity Cross Border Acquis | SHS | G4772R101 | $2.6K | 320,000 | 1.1% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $2.5K | 143,900 | 1.0% |
| Silver Eagle Acquisition COR | COM | 827694100 | $2.2K | 228,200 | 0.9% |
| Nuveen CA Dividend ADV MUN F(NAC) | COM | 67066Y105 | $2.0K | 146,157 | 0.8% |
| Tortoise Energy Cap Corp | COM | 89147U100 | $1.8K | 54,376 | 0.7% |
| Quinpario Acquisition Corp | COM | 74874R108 | $1.0K | 98,300 | 0.4% |
| Cambridge Cap Acquisition Co | UNIT 03/17/2014 | 13215Q205 | $1.0K | 100,000 | 0.4% |
| Turkish Invt FD Inc | COM | 900145103 | $688 | 63,835 | 0.3% |
| Nuveen Calif Perform Plus MU | COM | 67062Q106 | $672 | 48,622 | 0.3% |
| Tortoise North Amrn Enrgy Co | COM | 89147T103 | $582 | 19,998 | 0.2% |
| Nuveen CA Invt Quality MUN F | COM | 67062A101 | $491 | 35,324 | 0.2% |
| New Germany FD Inc(GF) | COM | 644465106 | $456 | 23,436 | 0.2% |
| Eastman Kodak Co(KODK) | COM NEW | 277461406 | $334 | 10,000 | 0.1% |
| Nuveen CA MUN MKT Opportunt | COM | 67062U107 | $330 | 23,165 | 0.1% |
| North Amern Palladium LTD | COM | 656912102 | $248 | 508,650 | 0.1% |
| Quartet Merger Corp | RIGHT 99/99/9999 | 747717205 | $205 | 500,000 | 0.1% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $182 | 3,000,000 | 0.1% |
| Cornerstone Progressive RTN | COM | 21925C101 | $160 | 30,236 | 0.1% |
| Eunits 2 YR U S MKT Partn TR | UNIT | 298411109 | $139 | 11,691 | 0.1% |
| Enservco Corp | COM | 29358Y102 | $47 | 19,075 | 0.0% |
| Quinpario Acquisition Corp | *W EXP 09/27/201 | 74874R116 | $41 | 65,000 | 0.0% |