Q4 2014 Holdings
Filed 2015-02-13 | 69 holdings | $246.4K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-04-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $44.7K | $25,000,000 | 18.1% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $17.7K | 1,700,000 | 7.2% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $13.9K | 252,182 | 5.7% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $11.0K | $10,000,000 | 4.5% |
| Templeton Dragon FD Inc(TDF) | COM | 88018T101 | $9.5K | 393,110 | 3.8% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $9.0K | 135,000 | 3.7% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $8.4K | 753,289 | 3.4% |
| India FD Inc(IFN) | COM | 454089103 | $7.3K | 284,402 | 3.0% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $7.2K | 950,000 | 2.9% |
| DBX ETF TR(ASHR)A | DBXTR HAR CS 300 | 233051879 | $5.6K | 150,000 | 2.3% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $5.5K | 575,000 | 2.2% |
| Levy Acquisition Corp | COM | 52748T104 | $5.4K | 550,000 | 2.2% |
| Adams Express Co(ADX) | COM | 006212104 | $5.1K | 374,835 | 2.1% |
| Capitol Acquisition Corp II | COM | 14056V105 | $4.9K | 500,000 | 2.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $4.9K | 500,826 | 2.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $4.7K | 237,982 | 1.9% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $4.7K | 254,017 | 1.9% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $4.6K | 530,708 | 1.9% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $4.3K | 297,445 | 1.7% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $4.2K | 231,630 | 1.7% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $4.1K | 400,000 | 1.7% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $4.0K | 400,000 | 1.6% |
| Thai FD Inc | COM | 882904105 | $3.9K | 333,947 | 1.6% |
| DT Asia Invts LTD | SHS | G2615J104 | $3.9K | 400,000 | 1.6% |
| First TR Energy Infrastrctr | COM | 33738C103 | $3.6K | 151,247 | 1.5% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $3.4K | 335,005 | 1.4% |
| 1347 Cap Corp | COM | 68245V103 | $3.3K | 350,000 | 1.3% |
| Petroleum & RES Corp | COM | 716549100 | $3.3K | 137,862 | 1.3% |
| Media GEN Inc New | COM | 58441K100 | $2.9K | 174,049 | 1.2% |
| C B Pharma Acquisition Corp | UNIT 99/99/9999 | G2029P100 | $2.7K | 268,246 | 1.1% |
| Templeton Emerging Mkts FD I(EMF) | COM | 880191101 | $2.2K | 145,689 | 0.9% |
| General Amern Invs Inc(GAM) | COM | 368802104 | $2.1K | 60,410 | 0.9% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $1.8K | 255,493 | 0.7% |
| New Germany FD Inc(GF) | COM | 644465106 | $1.7K | 122,002 | 0.7% |
| Hydra Inds Acquisition Corp | COM | 448740100 | $1.7K | 175,000 | 0.7% |
| Source Cap Inc | COM | 836144105 | $1.6K | 21,987 | 0.6% |
| Lake Shore Gold Corp | COM | 510728108 | $1.5K | 2,165,000 | 0.6% |
| Morgan Stanley EM Mkts DM de(EDD) | COM | 617477104 | $1.4K | 131,365 | 0.6% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $1.2K | 107,514 | 0.5% |
| OHA Invt Corp | COM | 67091U102 | $1.1K | 228,145 | 0.4% |
| Morgan Stanley Eastn EUR FD | COM | 616988101 | $993 | 71,977 | 0.4% |
| Central Secs Corp(CET) | COM | 155123102 | $982 | 44,777 | 0.4% |
| Taiwan FD Inc(TWN) | COM | 874036106 | $948 | 57,993 | 0.4% |
| Eaton Vance TX ADV GLB DIV O(ETO) | COM | 27828U106 | $823 | 33,862 | 0.3% |
| BlackRock Health Sciences TR(XBMEX) | COM | 09250W107 | $817 | 19,145 | 0.3% |
| Denison Mines Corp(DNN) | COM | 248356107 | $746 | 766,900 | 0.3% |
| Nuveen Core Equity Alpha FUN(JCE) | COM | 67090X107 | $693 | 39,667 | 0.3% |
| Mechel OAO | SPONSORED ADR | 583840103 | $684 | 1,000,000 | 0.3% |
| Ishares(HYG) | IBOXX HI YD ETF | 464288513 | $627 | 7,000 | 0.3% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $565 | 49,792 | 0.2% |