Q2 2014 Holdings
Filed 2014-08-14 | 37 holdings | $24.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-04-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Finl Inc(ALLY) | COM | 02005N100 | $24.4M | 1,021,985 | 99.5% |
| Select Income REIT | COM SH BEN INT | 81618T100 | $15.7K | 530,670 | 0.1% |
| Pretium RES Inc | COM | 74139C102 | $15.2K | 1,836,887 | 0.1% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $14.6K | 225,000 | 0.1% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $12.4K | 1,200,000 | 0.1% |
| Nuveen Diver Currency Oppor | COM | 67090N109 | $9.6K | 855,806 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $9.1K | 492,268 | 0.0% |
| Quartet Merger Corp | COM | 747717106 | $6.0K | 600,000 | 0.0% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $5.5K | 100,000 | 0.0% |
| Capitol Acquisition Corp II | COM | 14056V105 | $4.9K | 500,000 | 0.0% |
| H & Q Healthcare Investors | SH BEN INT | 404052102 | $3.9K | 148,867 | 0.0% |
| Nuveen Global Equity Income | COM | 6706EH103 | $3.5K | 236,197 | 0.0% |
| Mergeworthrx Corp | COM | 58952R106 | $2.7K | 325,000 | 0.0% |
| H & Q Life Sciences Invs | SH BEN INT | 404053100 | $2.2K | 108,203 | 0.0% |
| Silver Eagle Acquisition COR | COM | 827694100 | $2.2K | 228,200 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $1.6K | 172,978 | 0.0% |
| Nuveen Divid ADV MUN FD 3(NZF) | COM SH BEN INT | 67070X101 | $1.4K | 101,979 | 0.0% |
| Nuveen GBL Income Opportun F | COM | 67073C104 | $1.4K | 108,062 | 0.0% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $1.1K | 84,728 | 0.0% |
| Nuveen Equity Prem ADV FD | COM | 6706ET107 | $1.0K | 78,467 | 0.0% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $976 | 100,000 | 0.0% |
| Nuveen Divid Advantage MUN I(NVG) | COM | 67071L106 | $874 | 61,747 | 0.0% |
| Nuveen MD Prem Income MUN FD | COM | 67061Q107 | $792 | 61,515 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $728 | 59,407 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $726 | 55,403 | 0.0% |
| Helios Strategic Income FD I | COM NEW | 42328A203 | $374 | 54,399 | 0.0% |
| Mountain Prov Diamonds Inc(MPVDF) | COM NEW | 62426E402 | $359 | 75,000 | 0.0% |
| Nuveen N C Prem Income MUN F | COM | 67060P100 | $339 | 25,698 | 0.0% |
| Quartet Merger Corp | RIGHT 99/99/9999 | 747717205 | $307 | 458,000 | 0.0% |
| Nuveen Conn Prem Income MUN | COM | 67060D107 | $270 | 21,379 | 0.0% |
| Nuveen Quality PFD Inc FD 3 | COM | 67072W101 | $219 | 25,246 | 0.0% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $201 | 3,000,000 | 0.0% |
| Nuveen NJ DIV Advantage MUN(NXJ) | COM | 67069Y102 | $191 | 14,086 | 0.0% |
| Gabelli Hlthcare & Wellness | RIGHT 07/08/2014 | 36246K137 | $107 | 280,489 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $49 | 19,075 | 0.0% |
| Cambridge Cap Acquisition Co | *W EXP 12/23/201 | 13215Q114 | $35 | 100,000 | 0.0% |
| Gabelli Multimedia TR IncA | RIGHT 07/18/2014 | 36239Q141 | $4 | 22,700 | 0.0% |