Q1 2015 Holdings
Filed 2015-05-14 | 41 holdings | $118.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Liberty Interactive LLC | DEB 0.750% 3/3 | 530610AC8 | $16.7K | $12,000,000 | 14.1% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $9.4K | 163,682 | 7.9% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $9.1K | 135,000 | 7.6% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $7.1K | 1,285,000 | 6.0% |
| Nuveen LG Commodity Totr | COM UT BEN INT | 670731108 | $5.7K | 344,044 | 4.8% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $5.6K | 691,496 | 4.7% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $5.6K | 575,000 | 4.7% |
| Colony Finl Inc | NOTE 3.875% 1/1 | 19624RAB2 | $5.4K | $5,100,000 | 4.6% |
| Stein Mart Inc | COM | 858375108 | $5.0K | 400,000 | 4.2% |
| Aurico Gold Inc | COM | 05155C105 | $4.8K | 1,739,922 | 4.1% |
| Barington Hilco Acquisition | COM | 06759V101 | $4.4K | 457,000 | 3.7% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $4.2K | 400,000 | 3.5% |
| Capitol Acquisition Corp II | COM | 14056V105 | $4.0K | 400,000 | 3.4% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $4.0K | 400,000 | 3.4% |
| DT Asia Invts LTD | SHS | G2615J104 | $3.9K | 400,000 | 3.3% |
| Templeton Dragon FD Inc(TDF) | COM | 88018T101 | $3.4K | 137,135 | 2.9% |
| 1347 Cap Corp | COM | 68245V103 | $3.4K | 350,000 | 2.8% |
| C B Pharma Acquisition Corp | SHS | G2029P126 | $2.6K | 268,246 | 2.2% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $2.6K | 225,911 | 2.2% |
| Lake Shore Gold Corp | COM | 510728108 | $1.8K | 2,165,000 | 1.5% |
| Hydra Inds Acquisition Corp | COM | 448740100 | $1.7K | 175,000 | 1.4% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $1.6K | 109,040 | 1.3% |
| Mechel OAO | SPONSORED ADR | 583840103 | $1.2K | 1,000,000 | 1.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $982 | 50,000 | 0.8% |
| Rubicon Minerals Corp | COM | 780911103 | $965 | 1,064,100 | 0.8% |
| Thai FD Inc | COM | 882904105 | $874 | 100,208 | 0.7% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $676 | 69,148 | 0.6% |
| New Germany FD Inc(GF) | COM | 644465106 | $498 | 32,130 | 0.4% |
| Nuveen Diversified Commodty | COM UT BEN INT | 67074P104 | $408 | 34,503 | 0.3% |
| Franklin Finl Network Inc | COM | 35352P104 | $315 | 15,000 | 0.3% |
| Adams Express Co(ADX) | COM | 006212104 | $220 | 15,788 | 0.2% |
| Alpha Natural Resources Inc | NOTE 2.375% 4/1 | 02076XAA0 | $123 | $125,000 | 0.1% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $91 | 326,550 | 0.1% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $75 | 326,550 | 0.1% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $66 | 3,000,000 | 0.1% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $59 | 367,840 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $37 | 192,600 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $33 | 19,075 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $31 | 284,000 | 0.0% |
| DT Asia Invts LTD | *W EXP 03/29/202 | G2615J138 | $17 | 188,600 | 0.0% |
| Center Coast MLP & Infrstr F | RIGHT 04/17/2015 | 151461118 | $8 | 14,506 | 0.0% |