Q3 2015 Holdings
Filed 2015-11-13 | 43 holdings | $135.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $25.0K | 186,779 | 18.5% |
| Central Goldtrust | TR UNIT | 153546106 | $18.4K | 464,594 | 13.6% |
| Nuveen LG Commodity Totr | COM UT BEN INT | 670731108 | $10.0K | 623,989 | 7.4% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $8.7K | $5,700,000 | 6.4% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $7.5K | 1,285,000 | 5.5% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $6.1K | 110,000 | 4.5% |
| North Amern Energy Partners | COM | 656844107 | $6.1K | 2,805,583 | 4.5% |
| Arowana Inc | SHS | G05011104 | $4.7K | 475,000 | 3.4% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $4.6K | 42,400 | 3.4% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $4.0K | 400,000 | 3.0% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $3.7K | 75,000 | 2.7% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $3.3K | 486,597 | 2.5% |
| E Compass Acquisition Corp | UNIT 99/99/9999 | G2920Y200 | $3.0K | 300,000 | 2.2% |
| DT Asia Invts LTD | SHS | G2615J104 | $3.0K | 300,000 | 2.2% |
| Alliancebernstein Income FUN | COM | 01881E101 | $2.8K | 353,662 | 2.1% |
| C B Pharma Acquisition Corp | SHS | G2029P126 | $2.7K | 268,246 | 2.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.5K | 257,000 | 1.9% |
| Hennessy Cap Acquisition COR | UNIT 99/99/9999 | 42588J209 | $2.5K | 250,000 | 1.8% |
| 1347 Cap Corp | COM | 68245V103 | $2.5K | 250,000 | 1.8% |
| BlackRock Muniyld Mich Qlty(MIY) | COM | 09254V105 | $2.4K | 184,675 | 1.8% |
| Nuveen Diversified Commodty | COM UT BEN INT | 67074P104 | $2.3K | 225,267 | 1.7% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $2.0K | 200,000 | 1.5% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.5K | 7,864 | 1.1% |
| Templeton RUS and East EUR F | COM | 88022F105 | $804 | 82,676 | 0.6% |
| Nuveen Core Equity Alpha FUN(JCE) | COM | 67090X107 | $713 | 51,775 | 0.5% |
| Pretium RES Inc | COM | 74139C102 | $694 | 114,285 | 0.5% |
| Denison Mines Corp(DNN) | COM | 248356107 | $657 | 1,750,000 | 0.5% |
| Ambassadors Group Inc | COM | 023177108 | $651 | 239,508 | 0.5% |
| Federated Enhanc Treas Incm | COM SH BEN INT | 314162108 | $564 | 41,746 | 0.4% |
| Easterly Acquisition Corp | UNIT 99/99/9999 | 27616L201 | $503 | 50,000 | 0.4% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $487 | 53,147 | 0.4% |
| Dividend & Income Fund | COM NEW | 25538A204 | $186 | 17,173 | 0.1% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $138 | 16,192 | 0.1% |
| Nobilis Health Corp(NRTSF) | COM | 65500B103 | $104 | 20,000 | 0.1% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $100 | 311,860 | 0.1% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $91 | 11,117 | 0.1% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $88 | 294,100 | 0.1% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $72 | 347,200 | 0.1% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $42 | 192,600 | 0.0% |
| Penn VA Corp | COM | 707882106 | $29 | 54,516 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $27 | 3,000,000 | 0.0% |
| DT Asia Invts LTD | *W EXP 03/29/202 | G2615J138 | $17 | 188,600 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $14 | 19,075 | 0.0% |