Q1 2016 Holdings
Filed 2016-05-13 | 69 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Antero RES Corp(AR) | COM | 03674X106 | $1.2M | 50,000 | 75.6% |
| National Penn Bancshares Inc | COM | 637138108 | $69.2K | 6,500,000 | 4.2% |
| Nextera Energy Inc | UNIT 09/01/2016 | 65339F861 | $39.6K | 650,000 | 2.4% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $19.7K | $13,200,000 | 1.2% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $16.5K | 18,000 | 1.0% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $15.4K | 1,569,800 | 0.9% |
| Double Eagle Acquisition COR | COM | G28195124 | $14.5K | 1,496,233 | 0.9% |
| AR Cap Acquisition Corp | COM | 00191R109 | $13.7K | 1,389,890 | 0.8% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $13.2K | 200,000 | 0.8% |
| Terrapin 3 Acquisition Corp | COM CL A | 88104P104 | $13.2K | 1,330,000 | 0.8% |
| Alliancebernstein Income FUN | COM | 01881E101 | $12.4K | 1,573,880 | 0.8% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $11.6K | $6,000,000 | 0.7% |
| Boulevard Acquisition | CL A | 10157Q102 | $10.9K | 1,117,301 | 0.7% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $9.7K | 1,002,495 | 0.6% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $8.6K | 825,100 | 0.5% |
| GP Invts Acquisition COR | SHS | G40357124 | $8.0K | 841,600 | 0.5% |
| KLR Energy Acquisition Corp | UNIT 12/31/2020 | 49877M207 | $8.0K | 799,000 | 0.5% |
| Nuveen LG Commodity Totr | COM UT BEN INT | 670731108 | $7.8K | 517,731 | 0.5% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $7.6K | $4,065,000 | 0.5% |
| Crown Castle Intl Corp New | CNV PFD STK SR A | 22822V200 | $6.4K | 60,000 | 0.4% |
| North Amern Energy Partners | COM | 656844107 | $6.3K | 3,074,758 | 0.4% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $6.0K | 616,600 | 0.4% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $5.9K | 90,000 | 0.4% |
| Arowana Inc | SHS | G05011104 | $5.7K | 572,500 | 0.3% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $4.9K | 333,104 | 0.3% |
| C B Pharma Acquisition Corp | SHS | G2029P126 | $4.3K | 423,246 | 0.3% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $4.3K | 30,000 | 0.3% |
| Gores Hldgs Inc | CL A | 382866101 | $3.8K | 385,000 | 0.2% |
| WL Ross Hldg Corp | COM SHS | 92939D104 | $3.6K | 359,023 | 0.2% |
| LMP Real Estate Income FD in | COM | 50208C108 | $3.3K | 239,803 | 0.2% |
| BB&T Corp(BBTUSD) | COM | 054937107 | $3.1K | 94,152 | 0.2% |
| E Compass Acquisition Corp | ORD SHS | G2920Y101 | $3.0K | 300,000 | 0.2% |
| Intelsat S A | MAN CONV JR PFD | L5140P119 | $2.8K | 375,550 | 0.2% |
| Nuveen Diversified Commodty | COM UT BEN INT | 67074P104 | $2.8K | 309,821 | 0.2% |
| Harmony Merger Corp | COM | 413247107 | $2.6K | 265,000 | 0.2% |
| Ishares TR(IBB) | NASDQ BIOTEC ETF | 464287556 | $2.6K | 10,000 | 0.2% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.6K | 257,000 | 0.2% |
| 1347 Cap Corp | COM | 68245V103 | $2.5K | 250,000 | 0.2% |
| Strategic Global Income FD | COM | 862719101 | $2.2K | 241,890 | 0.1% |
| Nuveen Quality PFD Inc FD 3 | COM | 67072W101 | $2.1K | 240,487 | 0.1% |
| Abengoa Yield PLC | ORD SHS | G00349103 | $2.0K | 109,836 | 0.1% |
| Managed High Yield Plus FD I | COM | 561911108 | $2.0K | 1,096,786 | 0.1% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $1.8K | 175,000 | 0.1% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $1.7K | 4,304 | 0.1% |
| Allergan PLCPut | SHS | G0177J108 | $1.6K | 6,000 | 0.1% |
| DT Asia Invts LTD | SHS | G2615J104 | $1.5K | 150,000 | 0.1% |
| Andina Acquisition Corp II | SHS | G0441P104 | $1.5K | 150,000 | 0.1% |
| Nuveen Select Quality MUN FD | COM | 670973106 | $1.2K | 84,888 | 0.1% |
| Energen Corp | COM | 29265N108 | $1.1K | 30,000 | 0.1% |
| Global High Income Fund Inc | COM | 37933G108 | $960 | 110,459 | 0.1% |