Q3 2016 Holdings
Filed 2016-11-14 | 158 holdings | $2.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Century Alum Co(CENX) | COM | 156431108 | $708.0K | 101,819 | 36.1% |
| Asbury Automotive Group Inc(ABG) | COM | 043436104 | $242.0K | 4,352 | 12.3% |
| Dana Incorporated(DAN) | COM | 235825205 | $239.0K | 15,351 | 12.2% |
| Darden Restaurants Inc(DRI) | COM | 237194105 | $236.0K | 3,846 | 12.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $47.7K | $34,500,000 | 2.4% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $37.9K | 3,824,400 | 1.9% |
| Double Eagle Acquisition COR | COM | G28195124 | $24.9K | 2,516,130 | 1.3% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $21.5K | 259,530 | 1.1% |
| AR Cap Acquisition Corp | COM | 00191R109 | $20.5K | 2,058,587 | 1.0% |
| Fiat Chrysler Automobiles N | MAN COV SEC 16 | N31738110 | $19.6K | $30,624,300 | 1.0% |
| Nuveen LG Commodity Totr | COM UT BEN INT | 670731108 | $19.5K | 1,475,794 | 1.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $18.1K | 1,845,495 | 0.9% |
| Whiting Pete Corp New | DBCV 1.250% 6/0 | 966387AU6 | $17.9K | $18,632,000 | 0.9% |
| Boulevard Acquisition | CL A | 10157Q102 | $16.1K | 1,650,301 | 0.8% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $14.4K | $9,700,000 | 0.7% |
| Fiat Chrysler Automobiles NCall | SHS | N31738102 | $14.4K | 2,250,000 | 0.7% |
| Whiting Pete Corp New | NOTE 5.750% 3/1 | 966387AV4 | $13.3K | $13,142,880 | 0.7% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $12.9K | 1,225,100 | 0.7% |
| CF Corp | SHS CL A | G20307107 | $12.4K | 1,268,316 | 0.6% |
| Interactive Intelligence GRO | NOTE 1.250% 6/0 | 45841VAB5 | $11.7K | $10,160,000 | 0.6% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $11.3K | 88,766 | 0.6% |
| Netsuite Inc | NOTE 0.250% 6/0 | 64118QAB3 | $11.0K | $9,998,000 | 0.6% |
| Trina Solar Limited | NOTE 4.000%10/1 | 89628EAE4 | $9.9K | $10,460,000 | 0.5% |
| Pace Hldgs Corp | CL A | G6865N103 | $9.1K | 927,174 | 0.5% |
| GP Invts Acquisition COR | SHS | G40357124 | $8.2K | 841,600 | 0.4% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $8.2K | 814,000 | 0.4% |
| Whiting Pete Corp New | NOTE 6.250% 4/0 | 966387AX0 | $7.8K | $7,705,440 | 0.4% |
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $7.8K | $7,500,000 | 0.4% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $7.7K | 133,157 | 0.4% |
| North Amern Energy Partners | COM | 656844107 | $6.4K | 2,565,378 | 0.3% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $6.3K | 60,000 | 0.3% |
| Nuveen Global Equity Income | COM | 6706EH103 | $5.8K | 484,740 | 0.3% |
| Arowana Inc | SHS | G05011104 | $5.6K | 551,765 | 0.3% |
| Hydra Inds Acquisition Corp | COM | 448740100 | $5.5K | 556,716 | 0.3% |
| Bank of NT Butterfield&son L(NTB) | SHS NEW | G0772R208 | $5.2K | 217,200 | 0.3% |
| Stellar Acquisition III Inc | UNIT 03/22/2022 | Y8172W123 | $5.0K | 500,000 | 0.3% |
| Origo Acquisition Corp | SHS | G67789126 | $4.4K | 423,246 | 0.2% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $4.1K | 5,000 | 0.2% |
| M I Acquisitions Inc | UNIT 99/99/9999 | 55304A203 | $4.0K | 400,000 | 0.2% |
| Chipmos Tech Bermuda LTD(IMOS) | SHS | G2110R114 | $3.6K | 179,758 | 0.2% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $3.5K | 346,000 | 0.2% |
| Whiting Pete Corp New | NOTE 1.250% 6/0 | 966387BB7 | $3.4K | $3,500,000 | 0.2% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $3.3K | 300,000 | 0.2% |
| Liberty Interactive LLC | DEB 0.750% 3/3 | 530610AC8 | $3.2K | $2,500,000 | 0.2% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $3.1K | 100,000 | 0.2% |
| E Compass Acquisition Corp | ORD SHS | G2920Y101 | $3.1K | 300,000 | 0.2% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $2.9K | 291,600 | 0.1% |
| Crown Castle Intl Corp New(CCI)Put | COM | 22822V101 | $2.8K | 30,000 | 0.1% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $2.7K | $2,000,000 | 0.1% |
| Harmony Merger Corp | COM | 413247107 | $2.7K | 265,000 | 0.1% |