Q4 2016 Holdings
Filed 2017-02-14 | 215 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Century Alum Co(CENX) | COM | 156431108 | $204.0K | 23,888 | 16.3% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $192.0K | 16,904 | 15.4% |
| Community Health SYS Inc New(CYH) | COM | 203668108 | $185.0K | 33,175 | 14.8% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $74.4K | $54,675,000 | 6.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $71.9K | $33,628,000 | 5.8% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $46.1K | 341,235 | 3.7% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $44.9K | $24,153,000 | 3.6% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $38.1K | 3,824,400 | 3.0% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $36.7K | $36,385,000 | 2.9% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $28.9K | $5,434,000 | 2.3% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $28.3K | 3,017,325 | 2.3% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $21.4K | 28,034 | 1.7% |
| Envision Healthcare Corp | PFD CNV 5.25% A1 | 29414D209 | $20.7K | 173,737 | 1.7% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $18.9K | 275,000 | 1.5% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $18.2K | 1,836,395 | 1.5% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $15.9K | 256,630 | 1.3% |
| GP Invts Acquisition COR | SHS | G40357124 | $11.8K | 1,196,315 | 0.9% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $11.2K | $7,819,000 | 0.9% |
| M III Acquisition Corp | COM | 55378T104 | $10.3K | 1,058,000 | 0.8% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $8.5K | 331,800 | 0.7% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $8.4K | 814,000 | 0.7% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $8.2K | $5,200,000 | 0.7% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $7.7K | $6,025,000 | 0.6% |
| JPMorgan Chase & Co(AMJEUR) | ALERIAN ML ETN | 46625H365 | $6.3K | 200,000 | 0.5% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $5.8K | 847,238 | 0.5% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $5.3K | 60,000 | 0.4% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $5.1K | 300,000 | 0.4% |
| North Amern Energy Partners | COM | 656844107 | $5.0K | 1,307,473 | 0.4% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $5.0K | 500,000 | 0.4% |
| Boulevard Acquisition | CL A | 10157Q102 | $4.7K | 474,901 | 0.4% |
| GTY Technology Holdings Inc | UNIT 99/99/9999 | G4182A110 | $4.2K | 400,000 | 0.3% |
| M I Acquisitions Inc | COM | 55304A104 | $4.0K | 400,000 | 0.3% |
| Double Eagle Acquisition COR | COM | G28195124 | $4.0K | 399,393 | 0.3% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $3.8K | $2,627,000 | 0.3% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $3.7K | 35,000 | 0.3% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $3.5K | $3,500,000 | 0.3% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.4K | $3,000,000 | 0.3% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $3.3K | 50,000 | 0.3% |
| E Compass Acquisition Corp | ORD SHS | G2920Y101 | $3.1K | 300,000 | 0.2% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $2.8K | 340,523 | 0.2% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $2.8K | $2,750,000 | 0.2% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $2.5K | 246,000 | 0.2% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $2.0K | $2,000,000 | 0.2% |
| CF Corp | SHS CL A | G20307107 | $2.0K | 196,960 | 0.2% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $1.8K | 228,559 | 0.1% |
| Barington Hilco Acquisition | COM | 06759V101 | $1.6K | 157,000 | 0.1% |
| Origo Acquisition Corp | SHS | G67789126 | $1.3K | 126,676 | 0.1% |
| Nuveen CA Qualty MUN Income(NAC) | COM | 67066Y105 | $1.2K | 84,369 | 0.1% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $1.0K | 97,036 | 0.1% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $995 | 187,690 | 0.1% |