Q1 2017 Holdings
Filed 2017-05-12 | 73 holdings | $820.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $119.4K | $21,992,000 | 14.6% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $71.5K | $52,629,000 | 8.7% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $66.9K | $17,590,000 | 8.2% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $62.4K | $61,739,000 | 7.6% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $51.5K | $35,373,000 | 6.3% |
| Credit Suisse High YLD BND F(DHY) | SH BEN INT | 22544F103 | $48.0K | 18,141 | 5.9% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $45.4K | $15,300,000 | 5.5% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $38.2K | $19,062,000 | 4.7% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $29.0K | $25,007,000 | 3.5% |
| Envision Healthcare Corp | PFD CNV 5.25% A1 | 29414D209 | $26.1K | 228,737 | 3.2% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $25.1K | 220,000 | 3.1% |
| Keycorp New(KEY)Put | COM | 493267108 | $23.5K | 1,320,000 | 2.9% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $20.0K | $13,841,000 | 2.4% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $18.3K | 1,836,395 | 2.2% |
| Healthsouth Corp | DEBT 2.000%12/0 | 421924BL4 | $17.1K | $13,983,000 | 2.1% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $13.2K | 125,000 | 1.6% |
| GP Invts Acquisition COR | SHS | G40357124 | $11.9K | 1,196,315 | 1.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $10.8K | $7,500,000 | 1.3% |
| M III Acquisition Corp | COM | 55378T104 | $10.4K | 1,058,000 | 1.3% |
| Universal Amern Corp New | COM | 91338E101 | $10.1K | 1,010,275 | 1.2% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $9.8K | 496,362 | 1.2% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $8.4K | 814,000 | 1.0% |
| Kayne Anderson Acquisition | UNIT 06/30/2022 | 48661U201 | $7.5K | 750,000 | 0.9% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $7.3K | 100,000 | 0.9% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $7.3K | 121,010 | 0.9% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $6.5K | 60,000 | 0.8% |
| Exelon Corp | UNIT 99/99/9999 | 30161N127 | $6.0K | 121,000 | 0.7% |
| Silver RUN Acquisition | UNIT 99/99/9999 | 82812A202 | $5.2K | 500,000 | 0.6% |
| M I Acquisitions Inc | COM | 55304A104 | $4.0K | 400,000 | 0.5% |
| Cenovus Energy Inc(CVE) | COM | 15135U109 | $4.0K | 350,000 | 0.5% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.8K | $3,000,000 | 0.5% |
| Easterly Acquisition Corp | COM | 27616L102 | $2.9K | 290,400 | 0.4% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $2.9K | $2,750,000 | 0.4% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $2.5K | 246,000 | 0.3% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $2.5K | 317,293 | 0.3% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $2.4K | 220,143 | 0.3% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $2.1K | 112,775 | 0.3% |
| Barington Hilco Acquisition | COM | 06759V101 | $1.9K | 185,598 | 0.2% |
| Korea Equity FD Inc | COM | 50063B104 | $1.8K | 207,572 | 0.2% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $1.7K | 196,864 | 0.2% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $1.4K | 24,793 | 0.2% |
| Origo Acquisition Corp | SHS | G67789126 | $1.3K | 126,676 | 0.2% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $1.0K | 25,000 | 0.1% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $853 | 85,086 | 0.1% |
| GTY Technology Holdings Inc | UNIT 99/99/9999 | G4182A110 | $769 | 74,500 | 0.1% |
| Ares Cap Corp(ARCC)Put | COM | 04010L103 | $673 | 38,700 | 0.1% |
| Brocade Communications SYS IPut | COM NEW | 111621306 | $479 | 38,400 | 0.1% |
| Turkish Invt FD Inc | COM | 900145103 | $388 | 46,561 | 0.0% |
| Seabridge Gold Inc(SA)Put | COM | 811916105 | $374 | 34,000 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $293 | 26,062 | 0.0% |