Q2 2017 Holdings
Filed 2017-08-11 | 99 holdings | $13.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $8.5M | 60,000 | 62.3% |
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $2.1M | 133,221 | 15.6% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $2.0M | 43,596 | 15.0% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U869 | $101.2K | 2,116,640 | 0.7% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $74.2K | $10,259,000 | 0.5% |
| Panera Bread Co | CL A | 69840W108 | $73.7K | 234,155 | 0.5% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $72.9K | $55,616,000 | 0.5% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $68.0K | 78,368 | 0.5% |
| Allergan PLCCall | SHS | G0177J108 | $64.5K | 265,500 | 0.5% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $52.7K | $23,150,000 | 0.4% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $48.4K | 123,276 | 0.4% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $35.3K | 985,242 | 0.3% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $33.9K | 2,323,457 | 0.2% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $29.5K | $23,500,000 | 0.2% |
| Arconic Inc(ARNCCHF)Call | COM | 03965L100 | $27.9K | 1,230,000 | 0.2% |
| Ishares TR(IYR)Put | U.S. REAL ES ETF | 464287739 | $23.1K | 290,000 | 0.2% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $22.0K | $17,225,000 | 0.2% |
| Felcor Lodging TR Inc | PFD CV A $1.95 | 31430F200 | $21.5K | 771,548 | 0.2% |
| Ishares TR(IEF)Put | 7-10YR TR BD ETF | 464287440 | $21.3K | 200,000 | 0.2% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $21.0K | 2,076,897 | 0.2% |
| GP Invts Acquisition COR | SHS | G40357124 | $15.9K | 1,583,615 | 0.1% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $13.3K | $5,659,000 | 0.1% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $11.1K | 1,167,933 | 0.1% |
| M III Acquisition Corp | COM | 55378T104 | $10.4K | 1,057,400 | 0.1% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $9.2K | 1,301,535 | 0.1% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $8.5K | 60,000 | 0.1% |
| New York REIT Inc | COM | 64976L109 | $6.8K | 788,386 | 0.1% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.6K | $5,000,000 | 0.0% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $6.2K | 250,000 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $6.1K | $1,455,000 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $5.9K | 737,847 | 0.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $5.3K | $5,000,000 | 0.0% |
| Easterly Acquisition Corp | COM | 27616L102 | $4.6K | 458,400 | 0.0% |
| Forum Merger Corp | COM CL A | 34985B103 | $4.6K | 472,871 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $4.4K | 450,000 | 0.0% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $4.3K | 213,300 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $3.5K | 24,938 | 0.0% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $3.0K | 300,000 | 0.0% |
| TPG Pace Energy Hldgs Corp | UNIT 99/99/9999 | 872656202 | $2.9K | 274,727 | 0.0% |
| Constellation Alpha Capital | UNIT 99/99/9999 | G2379F124 | $2.5K | 250,000 | 0.0% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $2.5K | 246,000 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $2.4K | 250,000 | 0.0% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $2.2K | 200,000 | 0.0% |
| Korea Equity FD Inc | COM | 50063B104 | $2.0K | 279,257 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.0K | 190,480 | 0.0% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $1.8K | $1,700,000 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $1.8K | 175,300 | 0.0% |
| Bison Cap Acquisition Corp | UNIT 99/99/9999T | G1142P120 | $1.5K | 150,000 | 0.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $1.5K | 149,734 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $1.3K | 126,676 | 0.0% |