Q3 2017 Holdings
Filed 2017-11-14 | 110 holdings | $19.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $10.4M | 60,000 | 52.9% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $8.1M | 155,089 | 41.6% |
| Agios Pharmaceuticals Inc(AGIO) | COM | 00847X104 | $200.0K | 2,997 | 1.0% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $94.0K | $66,046,000 | 0.5% |
| Allergan PLCCall | SHS | G0177J108 | $77.0K | 375,500 | 0.4% |
| Arconic Inc | 5.375% PFD B 1 | 03965L308 | $76.5K | 1,966,222 | 0.4% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $59.0K | $12,445,000 | 0.3% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $55.1K | $23,150,000 | 0.3% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $52.6K | $43,500,000 | 0.3% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $33.3K | $24,757,000 | 0.2% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $32.2K | $17,480,000 | 0.2% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $30.3K | $24,000,000 | 0.2% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $28.7K | $22,975,000 | 0.1% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $23.4K | 2,286,597 | 0.1% |
| Ishares TR(IYR)Put | U.S. REAL ES ETF | 464287739 | $23.2K | 290,000 | 0.1% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $23.0K | $19,000,000 | 0.1% |
| Ishares TR(IEF)Put | BARCLAYS 7 10 YR | 464287440 | $21.3K | 200,000 | 0.1% |
| Alere Inc | PFD CNV SER B | 01449J204 | $19.0K | 47,414 | 0.1% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $18.8K | $18,750,000 | 0.1% |
| Emergent Biosolutions Inc | NOTE 2.875% 1/1 | 29089QAB1 | $18.0K | $12,500,000 | 0.1% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $13.1K | 1,366,583 | 0.1% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $12.9K | 500,000 | 0.1% |
| M III Acquisition Corp | COM | 55378T104 | $10.4K | 1,057,400 | 0.1% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $10.4K | 727,825 | 0.1% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $10.4K | 60,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $10.3K | $18,683,000 | 0.1% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $8.8K | 1,301,535 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $8.2K | 842,000 | 0.0% |
| Pembina Pipeline Corp(PBA) | COM | 706327103 | $7.8K | 221,688 | 0.0% |
| Arconic Inc(ARNCCHF)Call | COM | 03965L100 | $7.5K | 300,000 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $6.8K | 700,000 | 0.0% |
| New York REIT Inc | COM | 64976L109 | $6.2K | 788,386 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $6.2K | $2,014,000 | 0.0% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $5.4K | 550,000 | 0.0% |
| Forum Merger Corp | COM CL A | 34985B103 | $5.0K | 515,371 | 0.0% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $4.3K | 292,396 | 0.0% |
| Bison Cap Acquisition Corp | ORD SHS | G1142P104 | $4.2K | 425,000 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $4.1K | 426,400 | 0.0% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $3.0K | 25,800 | 0.0% |
| Hennessy Cap Acquston Corp I | COM | 42588L105 | $3.0K | 300,000 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $2.8K | 324,840 | 0.0% |
| Jensyn Acquisition Corp | COM | 47632B102 | $2.6K | 253,498 | 0.0% |
| Priceline GRP Inc | COM NEW | 741503403 | $2.6K | 1,400 | 0.0% |
| TPG Pace Energy Hldgs Corp | UNIT 99/99/9999 | 872656202 | $2.2K | 217,505 | 0.0% |
| Atlantic Acquisition Corp | UNIT 02/08/2019 | 048206205 | $2.0K | 195,000 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $2.0K | 195,600 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.0K | 190,480 | 0.0% |
| Actua Corp | COM | 005094107 | $2.0K | 128,848 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $1.8K | $326,000 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1.6K | 69,692 | 0.0% |