Q4 2017 Holdings
Filed 2018-02-14 | 260 holdings | $13.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $10.3M | 60,000 | 79.3% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $750.0K | 11,639 | 5.8% |
| Agios Pharmaceuticals Inc(AGIO) | COM | 00847X104 | $427.0K | 7,462 | 3.3% |
| Alnylam Pharmaceuticals Inc(ALNY) | COM | 02043Q107 | $313.0K | 2,460 | 2.4% |
| Allergan PLC | 5.5% CNV PFD A | G0177J116 | $116.2K | 198,161 | 0.9% |
| Central FD CDA LTD | CL A | 153501101 | $102.9K | 7,682,729 | 0.8% |
| BOB Evans Farms Inc(BOBEUSD) | COM | 096761101 | $72.1K | 914,818 | 0.6% |
| Arrowhead Pharmaceuticals in(ARWR) | COM | 04280A100 | $70.0K | 19,093 | 0.5% |
| Allergan PLCCall | SHS | G0177J108 | $61.4K | 375,500 | 0.5% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $56.5K | $40,788,000 | 0.4% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $50.6K | $23,150,000 | 0.4% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $49.6K | $43,317,000 | 0.4% |
| Janus Henderson Group PLC | NOTE 0.750% 7/1 | 47102XAH8 | $28.6K | $16,900,000 | 0.2% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $24.6K | 1,300,000 | 0.2% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $24.4K | 23,151 | 0.2% |
| Ishares TR(IYR)Put | U.S. REAL ES ETF | 464287739 | $23.5K | 290,000 | 0.2% |
| Ishares TR(IEF)Put | BARCLAYS 7 10 YR | 464287440 | $21.1K | 200,000 | 0.2% |
| Videocon D2h LTD | ADR | 92657J101 | $18.5K | 1,941,527 | 0.1% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $18.0K | $17,805,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $17.4K | $31,183,000 | 0.1% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $17.4K | 1,798,700 | 0.1% |
| RLJ Lodging TR | CUM CONV PFD A | 74965L200 | $15.5K | 572,739 | 0.1% |
| Ishares Inc(EWY)Put | MSCI STH KOR ETF | 464286772 | $15.0K | 200,000 | 0.1% |
| Hennessy Cap Acquston Corp I | COM | 42588L105 | $14.9K | 1,523,342 | 0.1% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $14.6K | $15,000,000 | 0.1% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $14.0K | 500,000 | 0.1% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $12.5K | 223,000 | 0.1% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $11.8K | 84,100 | 0.1% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $11.7K | 982,133 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $11.0K | 43,000 | 0.1% |
| M III Acquisition Corp | COM | 55378T104 | $10.8K | 1,084,186 | 0.1% |
| Vantage Energy Acquisition | COM CL A | 92211L105 | $10.7K | 1,100,000 | 0.1% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $10.3K | 60,000 | 0.1% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $9.4K | 975,000 | 0.1% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $9.3K | 962,321 | 0.1% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $8.8K | 851,819 | 0.1% |
| Aetna Inc New | COM | 00817Y108 | $8.6K | 47,826 | 0.1% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $8.3K | 842,000 | 0.1% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $7.9K | 46,000 | 0.1% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $7.7K | 826,085 | 0.1% |
| Equity Comwlth(HP5A) | COM SH BEN INT | 294628102 | $7.7K | 252,367 | 0.1% |
| Pensare Acquisition Corp | COM | 70957E105 | $7.3K | 750,000 | 0.1% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $6.7K | 1,052,680 | 0.1% |
| KBL Merger Corp IV | COM | 48242A104 | $6.6K | 682,400 | 0.1% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $6.6K | 674,300 | 0.1% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $6.1K | 48,000 | 0.0% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $5.7K | 526,278 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $5.5K | 890,858 | 0.0% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $5.5K | 553,334 | 0.0% |
| Sucampo Pharmaceuticals Inc | NOTE 3.250%12/1 | 864909AB2 | $5.5K | $4,500,000 | 0.0% |