Q4 2017 Holdings
Filed 2018-02-14 | 260 holdings | $13.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $21 | 3,000,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $29 | 23,062 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $34 | 19,605 | 0.0% |
| Immune Design Corp | COM | 45252L103 | $44 | 11,309 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $49 | 15,431 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $50 | 30,531 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $52 | 42,564 | 0.0% |
| Peregrine Pharmaceuticals in | COM PAR | 713661502 | $53 | 13,683 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $58 | 15,613 | 0.0% |
| Enphase Energy Inc(ENPH) | COM | 29355A107 | $58 | 24,090 | 0.0% |
| Verastem Inc | COM | 92337C104 | $60 | 19,516 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $61 | 14,342 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $61 | 34,058 | 0.0% |
| R1 RCM Inc | COM | 749397105 | $62 | 14,016 | 0.0% |
| Safe Bulkers Inc(SB) | COM | Y7388L103 | $62 | 19,125 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $63 | 26,570 | 0.0% |
| Tetraphase Pharmaceuticals I | COM | 88165N105 | $65 | 10,313 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $65 | $70,000 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD) | COM | 09060J106 | $65 | 22,025 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $68 | 52,264 | 0.0% |
| Voya Risk Managed NAT RES FD | COM | 92913C106 | $72 | 11,447 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $77 | 16,230 | 0.0% |
| Western Asset MUN HI Incm FD(MHF) | COM | 95766N103 | $79 | 10,722 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $89 | 26,509 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $100 | 15,292 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $113 | 14,898 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $117 | 17,950 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $118 | 11,412 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $118 | 19,088 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $121 | 15,101 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $122 | 17,182 | 0.0% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $123 | 14,305 | 0.0% |
| Gannett Co Inc(GCI1EUR) | COM | 36473H104 | $124 | 10,660 | 0.0% |
| Wells Fargo Global Dividend(EOD) | COM | 94987C103 | $128 | 21,655 | 0.0% |
| Asia Tigers FD Inc | COM | 04516T105 | $133 | 10,769 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $135 | 10,906 | 0.0% |
| Legg Mason BW GLB Inc OPP FD | COM | 52469B100 | $138 | 10,830 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $140 | 12,531 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $142 | 15,929 | 0.0% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $147 | 10,373 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $149 | 22,887 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $155 | 13,488 | 0.0% |
| Pioneer High Income TR(PHT) | COM | 72369H106 | $156 | 16,097 | 0.0% |
| BlackRock Muni Income TR II(BLE) | COM | 09249N101 | $165 | 11,404 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $168 | 12,995 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $172 | 18,239 | 0.0% |
| Deutsche MUN Income | COM | 25160C106 | $178 | 14,927 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $182 | 11,099 | 0.0% |
| KKR Income Opportunities FD(KIO) | COM | 48249T106 | $182 | 11,332 | 0.0% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $185 | 12,757 | 0.0% |