Q4 2017 Holdings
Filed 2018-02-14 | 260 holdings | $13.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $608 | $500,000 | 0.0% |
| Neurocrine Biosciences Inc(NBIX) | COM | 64125C109 | $610 | 7,865 | 0.0% |
| Gabelli Divd & Income TR(XGDVX) | COM | 36242H104 | $640 | 27,341 | 0.0% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $655 | 43,579 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $660 | 6,458 | 0.0% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $678 | 47,083 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $689 | 9,613 | 0.0% |
| Aberdeen GTR China FD Inc | COM | 003031101 | $704 | 56,572 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $714 | 146,262 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $720 | 138,219 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $727 | 88,496 | 0.0% |
| Nuveen Energy MLP Totl Rtrnf | COM | 67074U103 | $737 | 64,707 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $746 | 63,686 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $771 | 125,338 | 0.0% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $802 | 35,572 | 0.0% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $850 | 27,487 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $878 | 90,000 | 0.0% |
| Fiduciary Claymore MLP OPP F | COM | 31647Q106 | $904 | 68,769 | 0.0% |
| Ionis Pharmaceuticals Inc(IONS) | COM | 462222100 | $905 | 17,983 | 0.0% |
| Incyte Corp(INCY) | COM | 45337C102 | $971 | 10,249 | 0.0% |
| Draper Oakwood Technology | COM CL A | 26146L103 | $980 | 100,000 | 0.0% |
| Tortoise MLP FD Inc | COM | 89148B101 | $983 | 55,980 | 0.0% |
| Bank of NT Butterfield&son L(NTB) | SHS NEW | G0772R208 | $1.0K | 27,500 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $1.0K | 75,644 | 0.0% |
| Celgene Corp(CELG) | COM | 151020104 | $1.2K | 11,372 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $1.3K | 126,676 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $1.4K | 182,686 | 0.0% |
| Aberdeen Chile FD Inc(AEF) | COM | 00301W105 | $1.4K | 159,595 | 0.0% |
| Priceline GRP Inc | COM NEW | 741503403 | $1.5K | 836 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $1.5K | 170,957 | 0.0% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADR | 881624209 | $1.6K | 86,000 | 0.0% |
| Thai FD Inc | COM | 882904105 | $1.6K | 152,562 | 0.0% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $1.7K | 83,609 | 0.0% |
| BIG Rock Partners Acquisi Co | COM | 089482103 | $1.7K | 175,800 | 0.0% |
| Pimco Dynmic Credit and MRT | COM SHS | 72202D106 | $1.7K | 77,478 | 0.0% |
| Bristow Group Inc | NOTE 4.500% 6/0 | 110394AF0 | $1.8K | $1,650,000 | 0.0% |
| Kayne Anderson MLP Invt Co(KYN) | COM | 486606106 | $1.9K | 100,000 | 0.0% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $2.0K | 200,000 | 0.0% |
| Sentinel Energy Svcs Inc(SNTL) | UNIT 11/02/2022 | G8062D128 | $2.0K | 198,900 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.0K | 190,480 | 0.0% |
| Tortoise Energy Infra Corp | COM | 89147L100 | $2.2K | 76,373 | 0.0% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $2.3K | 200,000 | 0.0% |
| I AM Cap Acquisition Co | COM | 45074Q108 | $2.5K | 250,000 | 0.0% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $2.5K | 250,000 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $2.5K | 245,600 | 0.0% |
| Jensyn Acquisition Corp | COM | 47632B102 | $2.6K | 253,498 | 0.0% |
| Forum Merger Corp | COM CL A | 34985B103 | $2.7K | 272,885 | 0.0% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $2.8K | $2,500,000 | 0.0% |
| Gigcapital Inc | UNIT 03/06/2025 | 37518N205 | $3.0K | 300,000 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $3.0K | 16,322 | 0.0% |