Q1 2018 Holdings
Filed 2018-05-15 | 228 holdings | $3.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Chegg Inc(CHGG) | COM | 163092109 | $1.5M | 72,400 | 38.0% |
| Agios Pharmaceuticals Inc(AGIO) | COM | 00847X104 | $610.0K | 7,462 | 15.5% |
| Alnylam Pharmaceuticals Inc(ALNY) | COM | 02043Q107 | $293.0K | 2,460 | 7.5% |
| CNX Resources Corporation(CNX) | COM | 12653C108 | $178.0K | 11,547 | 4.5% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $126.5K | 9,567,429 | 3.2% |
| Arrowhead Pharmaceuticals in(ARWR) | COM | 04280A100 | $115.0K | 16,017 | 2.9% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $88.7K | $65,232,000 | 2.3% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $83.8K | 720,248 | 2.1% |
| Salesforce COM Inc(CRM)Put | COM | 79466L302 | $58.2K | 500,000 | 1.5% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $57.2K | $49,817,000 | 1.5% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $54.2K | $16,353,000 | 1.4% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $48.9K | $23,150,000 | 1.2% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $42.0K | $33,173,000 | 1.1% |
| Blackhawk Network Hldgs Inc | NOTE 1.500% 1/1 | 09238EAB0 | $36.2K | $32,730,000 | 0.9% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $30.4K | $51,143,000 | 0.8% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $29.1K | 1,700,000 | 0.7% |
| Bank Amer Corp(BAC)Put | COM | 060505104 | $23.4K | 781,500 | 0.6% |
| Ishares Inc(EWY)Put | MSCI STH KOR ETF | 464286772 | $22.6K | 300,000 | 0.6% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $22.4K | $23,000,000 | 0.6% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $21.8K | 2,233,456 | 0.6% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $21.2K | $9,399,000 | 0.5% |
| Ishares TR(IEF)Put | BARCLAYS 7 10 YR | 464287440 | $20.6K | 200,000 | 0.5% |
| RLJ Lodging TR | CUM CONV PFD A | 74965L200 | $19.8K | 779,959 | 0.5% |
| Verisign Inc(VRSN) | COM | 92343E102 | $19.3K | 162,588 | 0.5% |
| Industrea Acquisition Corp | CL A | 45579J104 | $15.6K | 1,588,758 | 0.4% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $14.9K | 1,294,293 | 0.4% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $13.7K | $9,750,000 | 0.3% |
| Time Warner IncCall | COM NEW | 887317303 | $13.7K | 144,700 | 0.3% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $13.3K | $10,000,000 | 0.3% |
| Union Acquisition Corp | SHS | G9366W101 | $12.8K | 1,337,500 | 0.3% |
| Hennessy Cap Acquston Corp I | COM | 42588L105 | $11.2K | 1,131,401 | 0.3% |
| Osprey Energy Acquisition Co | CL A COM | 688397108 | $10.9K | 1,133,771 | 0.3% |
| Verisign Inc(VRSN)Call | COM | 92343E102 | $10.7K | 90,000 | 0.3% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $10.5K | 1,053,678 | 0.3% |
| Videocon D2h LTD | ADR | 92657J101 | $10.4K | 1,263,389 | 0.3% |
| Vantage Energy Acquisition | COM CL A | 92211L105 | $10.0K | 1,025,000 | 0.3% |
| Equity Comwlth(HP5A) | COM SH BEN INT | 294628102 | $9.4K | 306,667 | 0.2% |
| Gigcapital Inc | COM | 37518N106 | $9.0K | 922,420 | 0.2% |
| KBL Merger Corp IV | COM | 48242A104 | $9.0K | 911,838 | 0.2% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $8.8K | 851,819 | 0.2% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $7.9K | 811,070 | 0.2% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $7.2K | 733,085 | 0.2% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $7.2K | 718,334 | 0.2% |
| Pensare Acquisition Corp | COM | 70957E105 | $6.9K | 709,177 | 0.2% |
| Granite PT MTG TR Inc | NOTE 5.625%12/0 | 38741LAB3 | $6.4K | $6,500,000 | 0.2% |
| Haymaker Acquisition Corp | COM CLASS A | 420870107 | $6.2K | 653,700 | 0.2% |
| Servicenow Inc(NOW) | COM | 81762P102 | $6.1K | 37,124 | 0.2% |
| Regalwood Global Energy LTD | COM CL A | G74760102 | $6.0K | 618,100 | 0.2% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $5.6K | 576,647 | 0.1% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $5.4K | 538,000 | 0.1% |