Q3 2018 Holdings
Filed 2018-11-13 | 197 holdings | $4.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $1.8M | 32,565 | 43.0% |
| Agios Pharmaceuticals Inc(AGIO) | COM | 00847X104 | $575.0K | 7,462 | 13.4% |
| Alnylam Pharmaceuticals Inc(ALNY) | COM | 02043Q107 | $215.0K | 2,460 | 5.0% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $200.0K | 4,119 | 4.7% |
| CNX Resources Corporation(CNX) | COM | 12653C108 | $156.0K | 10,916 | 3.6% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $79.2K | $56,801,000 | 1.8% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $66.1K | $43,987,000 | 1.5% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $62.7K | $40,571,000 | 1.5% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $60.7K | $49,817,000 | 1.4% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $56.3K | $36,408,000 | 1.3% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $46.5K | $67,393,000 | 1.1% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $43.5K | $19,650,000 | 1.0% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $36.6K | 1,700,000 | 0.9% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $31.7K | 2,717,197 | 0.7% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $28.9K | $22,749,000 | 0.7% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $28.6K | $28,191,000 | 0.7% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $28.0K | $27,058,000 | 0.7% |
| Ishares Inc(EWY)Put | MSCI STH KOR ETF | 464286772 | $27.3K | 400,000 | 0.6% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $24.4K | $15,000,000 | 0.6% |
| Churchill Cap Corp | UNIT 99/99/9999 | 17142R202 | $23.9K | 2,356,100 | 0.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $23.3K | 80,000 | 0.5% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $23.1K | 2,282,051 | 0.5% |
| Bank Amer Corp(BAC)Put | COM | 060505104 | $23.0K | 781,500 | 0.5% |
| Barclays PLC(BCS)Put | ADR | 06738E204 | $21.9K | 2,450,000 | 0.5% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $21.9K | 2,307,600 | 0.5% |
| Ishares TR(IEF)Put | BARCLAYS 7 10 YR | 464287440 | $20.2K | 200,000 | 0.5% |
| RLJ Lodging TR | CUM CONV PFD A | 74965L200 | $20.1K | 772,255 | 0.5% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $17.7K | $11,171,000 | 0.4% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $17.2K | $15,552,000 | 0.4% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $16.9K | 160,100 | 0.4% |
| Granite PT MTG TR Inc | NOTE 5.625%12/0 | 38741LAB3 | $16.8K | $16,250,000 | 0.4% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $15.7K | $7,718,000 | 0.4% |
| Leisure Acquisition Corp | COM | 52539T107 | $15.0K | 1,541,773 | 0.3% |
| Keurig DR Pepper Inc(KDP) | COM | 49271V100 | $14.1K | 609,551 | 0.3% |
| Forum Merger II Corp | CL A | 34986F103 | $13.8K | 1,450,000 | 0.3% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $13.8K | 113,800 | 0.3% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $13.3K | 195,869 | 0.3% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $13.3K | 1,325,460 | 0.3% |
| Trident Acquisitions Corp | COM | 89615T106 | $12.8K | 1,300,000 | 0.3% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $12.4K | 955,500 | 0.3% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $11.4K | 1,180,727 | 0.3% |
| Allegro Merger Corp | COM | 01749N103 | $9.8K | 1,021,750 | 0.2% |
| Regalwood Global Energy LTD | COM CL A | G74760102 | $9.6K | 982,181 | 0.2% |
| Alexandria Real Estate EQ in | PFD CONV SER D | 015271505 | $9.5K | 275,000 | 0.2% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $9.2K | 400,082 | 0.2% |
| Thunder Bridge Acquisition L | SHS CLASS A | G8857R100 | $8.2K | 842,500 | 0.2% |
| Spartan Energy Acquisiton Co | UNIT 99/99/9999 | 846784114 | $8.1K | 800,000 | 0.2% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $8.0K | $8,000,000 | 0.2% |
| Gigcapital Inc | COM | 37518N106 | $7.9K | 789,921 | 0.2% |
| Consolidated Tomoka LD Co | NOTE 4.500% 3/1 | 210226AB2 | $7.8K | $7,000,000 | 0.2% |