Q4 2018 Holdings
Filed 2019-02-14 | 454 holdings | $7.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $4.9M | 107,771 | 66.5% |
| DWS MUN Income TR New(KTF) | COM | 233368109 | $371.0K | 36,001 | 5.1% |
| Credit Suisse High YLD BND F(DHY) | SH BEN INT | 22544F103 | $313.0K | 144,159 | 4.3% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $164.0K | 59,210 | 2.2% |
| CNX Resources Corporation(CNX) | COM | 12653C108 | $142.0K | 12,411 | 1.9% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $90.6K | $144,208,000 | 1.2% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $73.2K | 220,000 | 1.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $68.0K | $43,987,000 | 0.9% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $52.8K | $49,817,000 | 0.7% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $43.1K | $45,568,000 | 0.6% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $41.0K | 10,800 | 0.6% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $40.3K | $36,340,000 | 0.6% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $38.7K | $17,750,000 | 0.5% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $37.5K | $36,016,000 | 0.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $36.8K | $26,492,000 | 0.5% |
| Ishares Inc(EWY)Put | MSCI STH KOR ETF | 464286772 | $23.5K | 400,000 | 0.3% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $22.6K | 2,233,456 | 0.3% |
| Trident Acquisitions Corp | COM | 89615T106 | $21.2K | 2,126,138 | 0.3% |
| One Madison Corp | COM CL A | G6772P100 | $21.0K | 2,090,424 | 0.3% |
| Ishares TR(IEF)Put | BARCLAYS 7 10 YR | 464287440 | $20.8K | 200,000 | 0.3% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $20.0K | 80,000 | 0.3% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $19.5K | 1,475,000 | 0.3% |
| Bank Amer Corp(BAC)Put | COM | 060505104 | $19.3K | 781,500 | 0.3% |
| RLJ Lodging TR | CUM CONV PFD A | 74965L200 | $19.1K | 772,255 | 0.3% |
| Vantage Energy Acquisition | COM CL A | 92211L105 | $18.9K | 1,882,510 | 0.3% |
| Saban Cap Acquisition Corp | COM CL A | 78516C106 | $18.9K | 1,874,000 | 0.3% |
| Pensare Acquisition Corp | COM | 70957E105 | $18.6K | 1,836,891 | 0.3% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $17.9K | $16,000,000 | 0.2% |
| Ishares TR(PFF)Put | S&P US PFD STK | 464288687 | $17.1K | 500,000 | 0.2% |
| Ishares TR(IYR)Put | U.S. REAL ES ETF | 464287739 | $16.5K | 220,000 | 0.2% |
| Keurig DR Pepper Inc(KDP) | COM | 49271V100 | $15.6K | 609,551 | 0.2% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $15.2K | $15,500,000 | 0.2% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $13.8K | 1,357,002 | 0.2% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $13.1K | 1,305,870 | 0.2% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $12.6K | 1,286,727 | 0.2% |
| Pure Acquisition Corp | CL A | 74621Q106 | $12.4K | 1,264,800 | 0.2% |
| JPMorgan Chase & Co(AMJEUR) | ALERIAN ML ETN | 46625H365 | $12.4K | 555,000 | 0.2% |
| Regalwood Global Energy LTD | COM CL A | G74760102 | $12.1K | 1,232,181 | 0.2% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $12.0K | 1,199,999 | 0.2% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $11.8K | 67,775 | 0.2% |
| Allegro Merger Corp | COM | 01749N103 | $11.8K | 1,208,248 | 0.2% |
| Vanguard World FDS(VGT) | INF TECH ETF | 92204A702 | $11.6K | 69,700 | 0.2% |
| Select Income REIT | COM SH BEN INT | 81618T100 | $11.6K | 1,577,087 | 0.2% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $11.5K | 1,190,314 | 0.2% |
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $10.2K | 208,722 | 0.1% |
| Sentinel Energy Svcs Inc(STNL) | CL A | 81728P105 | $10.0K | 994,537 | 0.1% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $9.5K | 410,329 | 0.1% |
| Industrial Logistics Pptys T(ILPT) | COM SHS BEN INT | 456237106 | $9.5K | 482,632 | 0.1% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAD0 | $9.2K | $8,000,000 | 0.1% |
| Federal STR Acquisition Corp | CL A | 31421V107 | $9.1K | 888,000 | 0.1% |