Q2 2019 Holdings
Filed 2019-08-14 | 353 holdings | $6.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $3.9M | 47,054 | 56.9% |
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $433.0K | 84,598 | 6.4% |
| Adobe Inc(ADBE) | COM | 00724F101 | $220.0K | 747 | 3.2% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $213.0K | 807 | 3.1% |
| Cummins Inc(CMI) | COM | 231021106 | $210.0K | 1,223 | 3.1% |
| CNX Resources Corporation(CNX) | COM | 12653C108 | $143.0K | 19,494 | 2.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $130.0K | $146,008,000 | 1.9% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $125.8K | 2,502,100 | 1.9% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $74.6K | 1,076,079 | 1.1% |
| DHI Group Inc(DHX) | COM | 23331S100 | $71.0K | 19,927 | 1.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $65.5K | $25,716,000 | 1.0% |
| Vistra Energy Corp | UNIT 02/02/2024 | 92840M300 | $61.8K | 667,205 | 0.9% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $59.0K | $60,518,000 | 0.9% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $54.0K | $30,632,000 | 0.8% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $51.7K | 835,000 | 0.8% |
| Ishares TR(PFF)Put | PFD AND INCM SEC | 464288687 | $48.6K | 1,317,500 | 0.7% |
| Dominion Energy Inc(D)Put | COM | 25746U109 | $42.5K | 550,000 | 0.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $39.1K | 133,500 | 0.6% |
| New York Times Co | PUT | 650111957 | $37.2K | 234,000 | 0.5% |
| Dominion Energy Inc(D)Call | COM | 25746U109 | $35.6K | 460,000 | 0.5% |
| Array Biopharma Inc | NOTE 2.625%12/0 | 04269XAB1 | $31.1K | $10,225,000 | 0.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $27.7K | 862,600 | 0.4% |
| Ishares Inc(EWY)Put | MSCI STH KOR ETF | 464286772 | $23.9K | 400,000 | 0.4% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $22.3K | 235,298 | 0.3% |
| Bluegreen Vacations Corp(BXG) | COM | 09629F108 | $22.0K | 1,882,725 | 0.3% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $19.9K | 803,418 | 0.3% |
| Finisar Corp(FNSR)Put | COM NEW | 31787A507 | $19.4K | 850,000 | 0.3% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $19.3K | 1,929,951 | 0.3% |
| Iqiyi Inc | DEBT 3.750%12/0 | G4939KAA4 | $18.8K | $17,000,000 | 0.3% |
| Sempra Energy(SRE)Put | COM | 816851109 | $17.9K | 130,000 | 0.3% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $17.2K | 454,100 | 0.3% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $16.2K | 1,608,075 | 0.2% |
| RED HAT Inc | COM | 756577102 | $14.6K | 77,853 | 0.2% |
| T Mobile US Inc(TMUS) | COM | 872590104 | $14.5K | 195,436 | 0.2% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $13.9K | 1,355,260 | 0.2% |
| Sempra Energy(SRE) | COM | 816851109 | $13.5K | 97,900 | 0.2% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $13.4K | 1,316,048 | 0.2% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $13.1K | 971,734 | 0.2% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $12.8K | $7,500,000 | 0.2% |
| Nextera Energy Inc | UNIT 09/01/2019 | 65339F820 | $11.2K | 173,100 | 0.2% |
| Gigcapital Inc | COM | 37518N106 | $11.2K | 1,084,784 | 0.2% |
| Diamondpeak Hldgs COR | COM CL A | 25280H100 | $11.1K | 1,141,799 | 0.2% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $10.1K | $6,000,000 | 0.1% |
| Spdr Index SHS FDS(FEZ)Put | EURO STOXX 50 | 78463X202 | $9.7K | 254,500 | 0.1% |
| RMG Acquisition Corp | CL A | 749641106 | $9.5K | 976,999 | 0.1% |
| Select Sector Spdr TR(XLE) | ENERGY | 81369Y506 | $9.3K | 146,600 | 0.1% |
| Pensare Acquisition Corp | COM | 70957E105 | $9.2K | 886,000 | 0.1% |
| KBL Merger Corp IV | COM | 48242A104 | $7.9K | 757,860 | 0.1% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $7.7K | $7,500,000 | 0.1% |
| Consolidated Tomoka LD Co | NOTE 4.500% 3/1 | 210226AB2 | $7.7K | $7,500,000 | 0.1% |