Q3 2019 Holdings
Filed 2019-11-14 | 377 holdings | $3.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $302.0K | 76,193 | 8.2% |
| CNX Resources Corporation(CNX) | COM | 12653C108 | $292.0K | 40,234 | 8.0% |
| Cummins Inc(CMI) | COM | 231021106 | $271.0K | 1,669 | 7.4% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $270.0K | 936 | 7.4% |
| Adobe Inc(ADBE) | COM | 00724F101 | $269.0K | 974 | 7.3% |
| Conocophillips(COP) | COM | 20825C104 | $266.0K | 4,664 | 7.3% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $260.0K | 5,253 | 7.1% |
| American Axle & MFG Hldgs in(DCH) | COM | 024061103 | $141.0K | 17,100 | 3.8% |
| Conduent Inc(CNDT) | COM | 206787103 | $136.0K | 21,900 | 3.7% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $133.0K | $70,154,000 | 3.6% |
| Cytomx Therapeutics Inc(CTMX) | COM | 23284F105 | $107.0K | 14,497 | 2.9% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $104.4K | $114,408,000 | 2.8% |
| DHI Group Inc(DHX) | COM | 23331S100 | $104.0K | 26,922 | 2.8% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $62.5K | 1,010,000 | 1.7% |
| Ishares TR(PFF)Put | PFD AND INCM SEC | 464288687 | $49.4K | 1,317,500 | 1.3% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $45.1K | $45,178,000 | 1.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $39.6K | 133,500 | 1.1% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $37.1K | 1,112,600 | 1.0% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $33.0K | 3,906,836 | 0.9% |
| New York Times Co | PUT | 650111957 | $32.7K | 234,000 | 0.9% |
| Greenlight Cap RE LTD | NOTE 4.000% 8/0 | 395366AB3 | $31.1K | $32,650,000 | 0.8% |
| Finisar CorpPut | NOTE 0.500%12/1 | 31787AAP6 | $23.8K | 1,000,000 | 0.6% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $23.2K | 1,064,892 | 0.6% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $22.7K | 235,298 | 0.6% |
| Ishares Inc(EWY)Put | MSCI STH KOR ETF | 464286772 | $22.5K | 400,000 | 0.6% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $21.5K | $12,500,000 | 0.6% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $20.5K | 529,100 | 0.6% |
| Iqiyi Inc | DEBT 3.750%12/0 | G4939KAA4 | $19.8K | $20,000,000 | 0.5% |
| Celgene Corp(CELG) | COM | 151020104 | $19.3K | 193,918 | 0.5% |
| Pure Acquisition Corp | CL A | 74621Q106 | $18.5K | 1,807,900 | 0.5% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $18.1K | 929,579 | 0.5% |
| Bluegreen Vacations Corp(BXG) | COM | 09629F108 | $17.6K | 1,883,446 | 0.5% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $16.5K | 1,300,000 | 0.4% |
| Vaneck Vectors ETF TR(GDX) | GOLD MINERS ETF | 92189F106 | $15.0K | 562,000 | 0.4% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $15.0K | 1,470,000 | 0.4% |
| Mosaic Acquisition Corp | COM CL A | 61946M100 | $14.5K | 1,407,000 | 0.4% |
| Vaneck Vectors ETF TR(GDXJ) | JR GOLD MINERS E | 92189F791 | $13.5K | 372,150 | 0.4% |
| Select Sector Spdr TR(XLU) | SBI INT-UTILS | 81369Y886 | $12.9K | 200,000 | 0.4% |
| Spdr Series Trust(XBI) | S&P BIOTECH | 78464A870 | $12.7K | 166,000 | 0.3% |
| Silver Spike Acquisition COR | UNIT 99/99/9999 | G8136L122 | $11.6K | 1,150,000 | 0.3% |
| Gigcapital Inc | COM | 37518N106 | $11.3K | 1,084,784 | 0.3% |
| Stanley Black & Decker Inc(SWK) | COM | 854502101 | $10.9K | 75,575 | 0.3% |
| Alder Biopharmaceuticals Inc(ALDR1EUR) | COM | 014339105 | $10.9K | 577,247 | 0.3% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $10.4K | $6,000,000 | 0.3% |
| Spdr Index SHS FDS(FEZ)Put | EURO STOXX 50 | 78463X202 | $9.6K | 254,500 | 0.3% |
| Allergan PLC | SHS | G0177J108 | $9.4K | 56,100 | 0.3% |
| Consolidated Tomoka LD Co | NOTE 4.500% 3/1 | 210226AB2 | $8.0K | $7,500,000 | 0.2% |
| KBL Merger Corp IV | COM | 48242A104 | $8.0K | 757,860 | 0.2% |
| Alder Biopharmaceuticals Inc | NOTE 2.500% 2/0 | 014339AA3 | $7.8K | $7,000,000 | 0.2% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $7.7K | 51,000 | 0.2% |