Q3 2020 Holdings
Filed 2020-11-12 | 72 holdings | $16.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cleveland-Cliffs Inc New(CLF) | COM | 185899101 | $9.2M | 1,431,600 | 57.1% |
| CNX RES Corp(CNX) | COM | 12653C108 | $4.0M | 420,500 | 24.7% |
| American Axle & MFG Hldgs in(DCH) | COM | 024061103 | $1.2M | 200,000 | 7.2% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $852.0K | 11,200 | 5.3% |
| Bausch Health COS Inc(BHC) | COM | 071734107 | $202.0K | 13,000 | 1.3% |
| Insulet Corp | NOTE 1.375%11/1 | 45784PAH4 | $61.5K | $24,000,000 | 0.4% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $60.5K | $24,000,000 | 0.4% |
| Microchip Technology Inc. | NOTE 2.250% 2/1 | 595017AH7 | $56.8K | $38,000,000 | 0.4% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $47.6K | $17,500,000 | 0.3% |
| Wright MED Group N V | NOTE 2.250%11/1 | 98236JAB4 | $40.3K | $28,000,000 | 0.3% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $35.5K | $32,500,000 | 0.2% |
| Liberty Media Corp del | DEB 3.500% 1/1 | 530715AN1 | $35.5K | $42,500,000 | 0.2% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $33.1K | $22,500,000 | 0.2% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $29.4K | 300,000 | 0.2% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $27.4K | $15,000,000 | 0.2% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $26.2K | $20,000,000 | 0.2% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $25.8K | $20,000,000 | 0.2% |
| GSX Techedu IncPut | PUT | 36257Y959 | $24.1K | 450 | 0.1% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $23.5K | 175,000 | 0.1% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $19.2K | 135,688 | 0.1% |
| Mongodb Inc(MDB) | CL A | 60937P106 | $16.5K | 71,200 | 0.1% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $13.3K | 9,000 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $12.4K | $8,500,000 | 0.1% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $10.7K | $10,000,000 | 0.1% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $7.8K | 369,900 | 0.0% |
| EQT Corp(EQT) | COM | 26884L109 | $7.2K | 558,300 | 0.0% |
| Southern Co | UNIT 08/01/2022 | 842587602 | $7.0K | 150,000 | 0.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $6.6K | $6,000,000 | 0.0% |
| Rapid7 Inc(RPD) | COM | 753422104 | $5.9K | 96,200 | 0.0% |
| Boston Scientific Corp | 5.50% CNV PFD A | 101137206 | $5.6K | 50,000 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $5.4K | 100,000 | 0.0% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U133 | $5.1K | 50,000 | 0.0% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $5.0K | 116,000 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $5.0K | $5,015,000 | 0.0% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $4.7K | $5,000,000 | 0.0% |
| Cinemark Hldgs Inc(CNK) | COM | 17243V102 | $4.6K | 463,400 | 0.0% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $4.2K | $3,000,000 | 0.0% |
| Energizer Hldgs Inc New | 7.5 MCNV PFD A | 29272W208 | $4.2K | 50,000 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $4.2K | $3,000,000 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $4.1K | $4,500,000 | 0.0% |
| UTZ Brands Inc | *W EXP 08/28/202 | 918090119 | $3.3K | 506,403 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $3.0K | 3,680,000 | 0.0% |
| Dish Network Corporation | NOTE 2.375% 3/1 | 25470MAD1 | $3.0K | $3,297,000 | 0.0% |
| AIR Transport Services GRP I(ATSG*) | COM | 00922R105 | $2.7K | 108,100 | 0.0% |
| YY Inc | NOTE 1.375% 6/1 | 98426TAF3 | $2.7K | $2,500,000 | 0.0% |
| Encore Cap Group Inc(ECPG) | COM | 292554102 | $2.6K | 68,500 | 0.0% |
| Post Hldgs Inc(POST) | COM | 737446104 | $2.4K | 27,500 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $2.3K | $2,500,000 | 0.0% |
| Teladoc Health Inc(TDOC) | COM | 87918A105 | $2.3K | 10,400 | 0.0% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $2.3K | $2,000,000 | 0.0% |