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Bank of New York Mellon Corp

Q3 2020 Holdings

Filed 2020-11-12 | 13 holdings | $212.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗

Amended (2021-10-08) | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Opgen IncCOM68373L307$3315,6140.0%
Realnetworks IncCOM75605L708$3427,7590.0%
Zynerba Pharmaceuticals IncCOM98986X109$3410,1660.0%
Mind Technology IncCOM602566101$3416,2290.0%
Sonim Technologies IncCOM83548F101$3544,6840.0%
ION Geophysical CorpCOM462044207$3623,8440.0%
Electrameccanica Vehicles CoCOM284849205$3614,2850.0%
Idera Pharmaceuticals IncCOM45168K405$3616,7970.0%
Hunt Companies Finance TrustCOM44558T100$3613,3530.0%
Outlook Therapeutics Inc(ONSGBP)COM69012T206$3750,8580.0%
Xpresspa Group IncCOM98420U703$3819,0390.0%
Salarius Pharmaceuticals IncCOM79400X107$3845,0070.0%
Hill International IncCOM431466101$3828,4680.0%
Gulf Island Fabrication Inc(GIFI)COM402307102$3812,2480.0%
Dover Motorsports IncCOM260174107$3927,3570.0%
Virco MFG Corporation(VIRC)COM927651109$3918,2770.0%
Avalon Globocare Corp(AVCOGBP)COM05344R104$3931,0820.0%
Synacor Inc(SYNC)COM871561106$3926,0320.0%
Acer Therapeutics Inc(OPXAEUR)COM00444P108$4013,7260.0%
Ideanomics IncCOM45166V106$4043,9540.0%
Communications Systems IncCOM203900105$4010,4410.0%
MDC Partners Inc(MDCA)CL A552697104$4025,1530.0%
Drive Shack Inc(DSEUR)COM262077100$4035,7890.0%
Conformis Inc(CFMS)COM20717E101$4148,6800.0%
New Gold Inc(NGD)COM644535106$4124,1960.0%
Braemar Hotels & Resorts Inc(BHR)COM10482B101$4317,0510.0%
Sellas Life Sciences Group I(SLS)COM81642T209$4316,1090.0%
VTV Therapeutics IncCL A918385105$4424,6820.0%
Nine Energy Service Inc(NINEQ)COM65441V101$4438,5920.0%
Exantas Capital Corp(RSOEUR)COM30068N105$4521,3220.0%
Genocea Biosciences Inc(GNCAQ)COM372427401$4620,2660.0%
Ageagle Aerial Systems IncCOM00848K101$4720,5670.0%
Reading International Inc(RDI)CL A755408101$4915,3500.0%
Ramaco Resources IncCOM75134P303$5014,1830.0%
Hallmark Finl Services IncCOM40624Q203$5019,2840.0%
Heat Biologics IncCOM42237K300$5040,1640.0%
Ampio Pharmaceuticals IncCOM03209T109$5052,0670.0%
FTS International IncCOM30283W203$5115,4370.0%
Sachem Capital Corp(SACH)COM78590A109$5213,1170.0%
Orion Group Holdings Inc(ORN)COM68628V308$5218,8300.0%
Great ELM Capital Group Inc(GEC)COM39036P209$5221,8450.0%
Atlantic American Corp(AAME)COM048209100$5225,8120.0%
Endeavour Silver Corp(EXK)COM29258Y103$5315,0580.0%
AG Mortgage Investment Trust(MITTEUR)COM001228105$5519,8550.0%
Gerdau SA(GGB)SPON373737105$5514,9250.0%
Occidental Petroleum-Cw27(OXY/WS)W E674599162$5618,5950.0%
Envela Corp(ELA)COM29402E102$5612,9560.0%
Castlight Health Inc(CSLT1EUR)CL B14862Q100$5649,1610.0%
Nemaura Medical Inc(NMRD)COM640442208$5716,0730.0%
Diamedica Therapeutics Inc(DMAC)COM25253X207$5713,4720.0%
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