Q2 2013 Holdings
Filed 2013-08-14 | 58 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | WARRANTS | 172967226 | $96.1K | 2,003,834 | 8.5% |
| Citigroup Inc | WARRANTS | 172967234 | $86.0K | 1,793,300 | 7.6% |
| Kinder Morgan Inc del | WARRANTS | 49456B119 | $63.5K | 1,665,000 | 5.6% |
| General Motors A 10 Wrts 2016 | WARRANTS | 37045V118 | $47.7K | 1,430,699 | 4.2% |
| Dominion Resources Series A | CONV MAND | 25746U703 | $44.9K | $900,000 | 4.0% |
| Tyson Foods Inc | Note 3.2500% 15-Oct-2013 | 902494AP8 | $42.2K | $27,500,000 | 3.7% |
| E M C Corp Mass | Note 1.7500% 01-Dec-2013 | 268648AM4 | $40.0K | $27,090,000 | 3.5% |
| GenCorp Inc | Note 4.0625% 31-Dec-2039 | 368682AN0 | $36.7K | $19,803,000 | 3.2% |
| Cemex S.A.B. de C.V. Tranche 1 | Note 3.2500% 15-Mar-2016 | 151290BB8 | $36.6K | $30,000,000 | 3.2% |
| Dominion Resources Series B | CONV MAND | 25746U885 | $34.0K | $680,000 | 3.0% |
| Goldcorp Inc | Note 2.0000% 01-Aug-2014 | 380956AB8 | $33.4K | $33,037,000 | 2.9% |
| Endo Health Solutions Inc | Note 1.7500% 15-Apr-2015 | 29264FAB2 | $33.1K | $24,790,000 | 2.9% |
| Covanta Holding Corp | Note 3.2500% 01-Jun-2014 | 22282EAC6 | $33.0K | $25,524,000 | 2.9% |
| On Semiconductor Corp | Note 2.6250% 15-Dec-2026 | 682189AG0 | $29.5K | $28,477,000 | 2.6% |
| Tesla Motors Inc | Note 1.5000% 01-Jun-2018 | 88160RAA9 | $29.3K | $26,000,000 | 2.6% |
| Molson Coors Brewing Co | Note 2.5000% 30-Jul-2013 | 60871RAA8 | $27.9K | $27,703,000 | 2.5% |
| L-3 Communications Holdings | Note 3.0000% 01-Aug-2035 | 502413AW7 | $27.6K | $27,015,000 | 2.4% |
| Stillwater Mining | Note 1.7500% 15-Oct-2032 | 86074QAL6 | $24.1K | $23,100,000 | 2.1% |
| Exterran Holdings Inc | Note 4.2500% 15-Jun-2014 | 30225XAA1 | $22.0K | $17,000,000 | 1.9% |
| Electronic Arts Inc | Note 0.7500% 15-Jul-2016 | 285512AA7 | $19.8K | $19,000,000 | 1.7% |
| Theravance Inc. | Note 3.0000% 15-Jan-2015 | 88338TAA2 | $19.1K | $12,809,000 | 1.7% |
| Vector Group | Note 2.5000% 15-Jan-2019 | 92240MAY4 | $18.8K | $16,000,000 | 1.7% |
| Micron Technology Tranche A | Note 1.5000% 01-Aug-2031 | 595112AQ6 | $18.4K | $12,000,000 | 1.6% |
| Archer Daniels Midland | Note 0.8750% 15-Feb-2014 | 039483AW2 | $18.3K | $18,087,000 | 1.6% |
| RF Micro Devices Tranche 2 | Note 1.0000% 15-Apr-2014 | 749941AJ9 | $17.2K | $17,022,000 | 1.5% |
| Navistar International | Note 3.0000% 15-Oct-2014 | 63934EAL2 | $16.5K | $17,000,000 | 1.5% |
| Chesapeake Energy Corp. | Note 2.7500% 15-Nov-2035 | 165167BW6 | $16.5K | $16,500,000 | 1.5% |
| Central European Media (Exchange) | Note 5.0000% 15-Nov-2015 | 153443AH9 | $16.3K | $17,064,000 | 1.4% |
| Arris Group Inc | Note 2.0000% 15-Nov-2026 | 04269QAC4 | $15.8K | $15,304,000 | 1.4% |
| Comtech Telecommunications | Note 3.0000% 01-May-2029 | 205826AF7 | $15.7K | $15,164,000 | 1.4% |
| Take-Two Interactive Systems | Note 4.3750% 01-Jun-2014 | 874054AA7 | $15.0K | $10,491,000 | 1.3% |
| Solarfun Power Holdings Co L | Note 3.5000% 15-Jan-2018 | 83415UAB4 | $12.9K | $15,125,000 | 1.1% |
| Stone Energy Corp | Note 1.7500% 01-Mar-2017 | 861642AN6 | $12.5K | $13,500,000 | 1.1% |
| ADM 01/18/14 C39(ADM)Call | LISTED EQUITY OPTIONS | 039483102 | $12.5K | 368,300 | 1.1% |
| BPZ Resources Inc | Note 6.5000% 01-Mar-2015 | 055639AB4 | $11.6K | $14,635,000 | 1.0% |
| Green Plains Renewable Energy | Note 5.7500% 01-Nov-2015 | 393222AB0 | $11.5K | $9,900,000 | 1.0% |
| Usec Inc | Note 3.0000% 01-Oct-2014 | 90333EAC2 | $10.3K | $48,028,000 | 0.9% |
| Take-Two Interactive Systems | Note 1.0000% 01-Jul-2018 | 874054AD1 | $9.8K | $10,000,000 | 0.9% |
| Newmont Mining Tranche 1 | Note 1.2500% 15-Jul-2014 | 651639AH9 | $9.7K | $9,600,000 | 0.9% |
| Molycorp Inc | Note 6.0000% 01-Sep-2017 | 608753AF6 | $9.3K | $12,050,000 | 0.8% |
| Chemed Corp | Note 1.8750% 15-May-2014 | 16359RAC7 | $6.1K | $5,755,000 | 0.5% |
| Istar Finl IncCall | LISTED EQUITY OPTIONS | 45031U101 | $4.5K | 400,000 | 0.4% |
| Nuance Communications Inc | EQUITY | 67020Y100 | $4.5K | 242,095 | 0.4% |
| Exelixis Inc | Note 4.2500% 15-Aug-2019 | 30161QAC8 | $3.9K | $4,000,000 | 0.3% |
| Penney J C IncPut | LISTED EQUITY OPTIONS | 708160106 | $3.4K | 200,000 | 0.3% |
| Hologic Inc | Note 2.0000% 15-Dec-2043 | 436440AG6 | $2.6K | $2,500,000 | 0.2% |
| Endeavour Intl Corp | Note 5.5000% 15-Jul-2016 | 29257MAE0 | $2.4K | $4,000,000 | 0.2% |
| Health Mgmt Assoc Inc NewCall | LISTED EQUITY OPTIONS | 421933102 | $2.2K | 138,700 | 0.2% |
| Cheniere Energy Inc(LNG) | EQUITY | 16411R208 | $2.2K | 78,100 | 0.2% |
| Molycorp Inc | Note 5.5000% 01-Feb-2018 | 608753AH2 | $2.0K | $2,000,000 | 0.2% |