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Regal Investment Advisors LLC

Q3 2013 Holdings

Filed 2013-11-12 | 907 holdings | $5.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Werner Enterprises Inc(WERN)Stock950755108$843,6000.0%
Ishares TR S&P Asia 50 Index FD(AIA)ETF464288430$861,8480.0%
Vanguard Mega Cap 300 ETF(MGC)ETF921910873$871,5210.0%
Spdr Index SHS FDS DJ Wilshire Global Real Estate ETF(RWO)ETF78463X749$882,0710.0%
Calamos Conv & High Income FD COM SHS(XCHYX)CEF12811P108$887,0410.0%
First TR Exchange Traded FD DOW Jones Internet Index FD(FDN)ETF33733E302$881,6340.0%
Pimco Total Return ETF(BOND)ETF72201R775$898440.0%
Oracle Corporation(ORCL)Stock68389X105$912,7500.0%
Vanguard Intermediate Term Govt Bond Index FD ETF(VGIT)ETF92206C706$911,4340.0%
Alliant Energy Corp(LNT)Stock018802108$921,8550.0%
BlackRock Limited Duration Income Trust(BLW)CEF09249W101$925,4360.0%
Inergy L PMLP226344109$946,8000.0%
Royal Dutch Shell PLC(R6C2)ADR780259107$961,4000.0%
Ameren Corp(AEE)Stock023608102$982,8030.0%
Vanguard Small Cap Growth ETF(VBK)ETF922908595$998620.0%
Royal Dutch Shell PLC(RDS/A)ADR780259206$1011,5340.0%
Morgan Stanley(MS)Stock617446448$1023,7930.0%
Ishares S&P Midcap 400 Value ETF(IJJ)ETF464287705$1049590.0%
Philip Morris Intl Inc(PM)Stock718172109$1051,2160.0%
Vanguard Energy(VDE)ETF92204A306$1058810.0%
Ishares Russell Midcap Growth ETF(IWP)ETF464287481$1051,3420.0%
JP Morgan Chase & Co(JPM)Stock46625H100$1062,0540.0%
Vanguard Large Cap(VV)ETF922908637$1081,3900.0%
Eaton Vance Insd MUN BD FD(EIM)CEF27827X101$1089,3580.0%
Ishares S&P Smallcap 600 Growth ETF(IJT)ETF464287887$1091,0040.0%
Deere & Company(DE)Stock244199105$1111,3650.0%
Express Scripts IncStock30219G108$1131,8330.0%
Alliancebernstein Global High Income(XAWFX)CEF01879R106$1147,5600.0%
RPM International Inc(RPM)Stock749685103$1143,1450.0%
Spdr DOW Jones Industrial ETF(DIA)ETF78467X109$1147520.0%
Grupo Aeroportuario del Sureste S A de(ASR)ADR40051E202$1151,0550.0%
American States Water Co(AWR)Stock029899101$1164,2000.0%
Powershares Fundamental High YLD Corp BDETF73936T557$1186,2570.0%
Ishares Core Msci Eafe(IEFA)ETF46432F842$1192,0720.0%
Qualcomm Inc(QCOM)Stock747525103$1211,7900.0%
BlackRock Muniholdings Insd Fdii Inc COMCEF09254C107$1239,7000.0%
Energy Transfer Partners LPMLP29273R109$1232,3680.0%
Home Depot(HD)Stock437076102$1241,6410.0%
DU Pont E I de Nemours & CoStock263534109$1242,1250.0%
Echostar Communications New Class A(DISH)Stock25470M109$1252,7800.0%
Ishares Tips Bond ETF(TIP)ETF464287176$1281,1340.0%
Buckeye Partners UTS L P Unit LTD Partnership INTMLP118230101$1281,9600.0%
Eaton Corp PLC SHS(ETN)StockG29183103$1291,8740.0%
Walt Disney Co(DIS)Stock254687106$1382,1380.0%
First Trust Materials Alphadex (ETF)(FXZ)ETF33734X168$1384,7580.0%
Wal-Mart Stores Inc(WMT)Stock931142103$1421,9260.0%
DTE Energy Co(DTE)Stock233331107$1422,1560.0%
Vanguard Short Term Corp Bond FD ETF(VCSH)ETF92206C409$1441,8040.0%
Sirius XM Radio IncStock82967N108$14437,2000.0%
Vanguard Dividend Appreciation ETF(VIG)ETF921908844$1442,0670.0%
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