Q4 2013 Holdings
Filed 2014-01-23 | 37 holdings | $93.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $5.0K | 2,100,000 | 5.3% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $4.8K | 1,800,000 | 5.1% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $4.7K | 2,625,000 | 5.0% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $4.6K | 2,000,000 | 4.9% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $4.5K | 3,000,000 | 4.8% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $4.1K | 2,800,000 | 4.4% |
| Spdr Series Trust(CWB) | BRC CNV SECS ETF | 78464A359 | $3.7K | 78,750 | 3.9% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $3.6K | 2,450,000 | 3.9% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $3.5K | 2,550,000 | 3.8% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $3.5K | 2,200,000 | 3.7% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $3.4K | 1,400,000 | 3.7% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $3.1K | 2,500,000 | 3.3% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $3.0K | 3,000,000 | 3.2% |
| Dollar Finl Corp | NOTE 3.000% 4/0 | 256664AC7 | $2.9K | 3,000,000 | 3.1% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $2.7K | 2,000,000 | 2.9% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $2.7K | 2,500,000 | 2.9% |
| Akorn Inc | NOTE 3.500% 6/0 | 009728AB2 | $2.7K | 950,000 | 2.9% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $2.5K | 2,500,000 | 2.7% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $2.4K | 2,000,000 | 2.6% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $2.3K | 2,068,000 | 2.5% |
| Intermune Inc | NOTE 2.500% 9/1 | 45884XAE3 | $2.2K | 2,500,000 | 2.4% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $2.0K | 2,050,000 | 2.2% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $2.0K | 1,500,000 | 2.1% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $1.9K | 2,000,000 | 2.0% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $1.8K | 1,750,000 | 1.9% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $1.7K | 1,500,000 | 1.8% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $1.5K | 1,500,000 | 1.7% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $1.5K | 1,500,000 | 1.6% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $1.5K | 1,500,000 | 1.6% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $1.3K | 1,000,000 | 1.4% |
| Group 1 Automotive Inc | FRNT 2.250% 6/1 | 398905AE9 | $1.3K | 1,000,000 | 1.3% |
| Proshares TR(TBF) | SHRT 2 0+YR TRE | 74347X849 | $1.2K | 35,000 | 1.2% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $1.1K | 1,000,000 | 1.1% |
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $963 | 17,000 | 1.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $887 | 1,000,000 | 0.9% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F861 | $753 | 15,000 | 0.8% |
| Barclays BK PLC | IPATH S&P500 VIX | 06742E711 | $149 | 3,500 | 0.2% |