Q2 2014 Holdings
Filed 2014-08-13 | 59 holdings | $968.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Tranche C | Note 2.3750% 01-May-2032 | 595112AW3 | $122.5K | $35,570,000 | 12.6% |
| Citigroup A Wrts 10.61 2019 | WARRANTS | 172967226 | $87.9K | 1,865,974 | 9.1% |
| XM Satellite Radio | Note 7.0000% 01-Dec-2014 | 98375YAU0 | $80.7K | $42,400,000 | 8.3% |
| Citigroup B Wrts 17.85 2018 | WARRANTS | 172967234 | $74.7K | 1,585,386 | 7.7% |
| KMI 40 2016 Wrts | WARRANTS | 49456B119 | $71.4K | 1,968,900 | 7.4% |
| Salix Pharmaceuticals Inc | Note 1.5000% 15-Mar-2019 | 795435AE6 | $38.7K | $19,709,000 | 4.0% |
| Cemex S.A.B. de C.V. Tranche 1 | Note 3.2500% 15-Mar-2016 | 151290BB8 | $32.3K | $22,250,000 | 3.3% |
| Starwood Property Trust | Note 4.0000% 15-Jan-2019 | 85571BAB1 | $29.7K | $25,850,000 | 3.1% |
| GLD 07/19/14 C128(GLD)Call | LISTED EQUITY OPTIONS | 78463V107 | $25.6K | 200,000 | 2.6% |
| American Realty Cap Properties | Note 3.0000% 01-Aug-2018 | 02917TAA2 | $24.2K | $23,831,000 | 2.5% |
| Dominion Resources Series A | CONV MAND | 25746U703 | $23.2K | $20,000,000 | 2.4% |
| GenCorp Inc | Note 4.0625% 31-Dec-2039 | 368682AN0 | $21.1K | $9,900,000 | 2.2% |
| Take-Two Interactive Systems | Note 1.7500% 01-Dec-2016 | 874054AC3 | $19.6K | $15,000,000 | 2.0% |
| IWM 07/19/14 C117(IWM)Call | LISTED EQUITY OPTIONS | 464287655 | $17.8K | 150,000 | 1.8% |
| Vector Group | Note 2.5000% 15-Jan-2019 | 92240MAY4 | $17.4K | $13,000,000 | 1.8% |
| Group 1 Automotive Inc | Note 2.2500% 15-Jun-2036 | 398905AE9 | $17.2K | $12,000,000 | 1.8% |
| PDL Biopharma Inc | Note 4.0000% 01-Feb-2018 | 69329YAF1 | $17.1K | $15,000,000 | 1.8% |
| AK Steel Corp | Note 5.0000% 15-Nov-2019 | 001546AP5 | $16.6K | $10,000,000 | 1.7% |
| Stillwater Mining | Note 1.7500% 15-Oct-2032 | 86074QAL6 | $16.2K | $11,000,000 | 1.7% |
| Enersys | Note 3.3750% 01-Jun-2038 | 29275YAA0 | $15.9K | $9,192,000 | 1.6% |
| Blackstone Mortgage Trust Inc | Note 5.2500% 01-Dec-2018 | 09257WAA8 | $14.5K | $13,200,000 | 1.5% |
| Alliant Techsystems Inc | Note 3.0000% 15-Aug-2024 | 018804AK0 | $14.0K | $8,000,000 | 1.5% |
| Fluidigm Corporation (Revised) | Note 2.7500% 01-Feb-2034 | 34385PAA6 | $13.3K | $14,000,000 | 1.4% |
| Amag Pharmaceuticals Inc | Note 2.5000% 15-Feb-2019 | 00163UAA4 | $13.0K | $12,250,000 | 1.3% |
| BPZ Resources Inc | Note 8.5000% 01-Oct-2017 | 055639AC2 | $12.8K | $10,850,000 | 1.3% |
| Spirit Realty Capital Inc Tranche B (Pending) | Note 3.7500% 15-May-2021 | 84860WAB8 | $12.8K | $12,750,000 | 1.3% |
| Vipshop Holdings Ltd | Note 1.5000% 15-Mar-2019 | 92763WAA1 | $11.8K | $10,000,000 | 1.2% |
| Vector Group | Note 1.7500% 15-Apr-2020 | 92240MBC1 | $10.3K | $9,600,000 | 1.1% |
| j2 Global Communications | Note 3.2500% 15-Jun-2029 | 48123VAC6 | $10.2K | $10,000,000 | 1.1% |
| National Health Investors Inc | Note 3.2500% 01-Apr-2021 | 63633DAE4 | $10.2K | $10,000,000 | 1.0% |
| Ciena Corp | Note 4.0000% 15-Mar-2015 | 171779AF8 | $9.5K | $8,000,000 | 1.0% |
| OCN 01/17/15 C425Call | LISTED EQUITY OPTIONS | 675746309 | $7.4K | 200,000 | 0.8% |
| Gulf Coast Ultra Deep Royalty | EQUITY | 40222T104 | $7.1K | 2,434,296 | 0.7% |
| Solazyme Inc | Note 5.0000% 01-Oct-2019 | 83415TAC5 | $5.7K | $5,000,000 | 0.6% |
| Apollo Commercial Real Estate | Note 5.5000% 15-Mar-2019 | 03762UAA3 | $5.3K | $5,000,000 | 0.5% |
| Merrimack Pharmaceuticals Inc | Note 4.5000% 15-Jul-2020 | 590328AA8 | $4.7K | $3,500,000 | 0.5% |
| Newpark Resources | Note 4.0000% 01-Oct-2017 | 651718AC2 | $4.5K | $3,324,000 | 0.5% |
| Spectranetics Corp | Note 2.6250% 01-Jun-2034 | 84760CAA5 | $4.2K | $4,000,000 | 0.4% |
| JCP 01/17/15 C10Call | LISTED EQUITY OPTIONS | 708160106 | $4.0K | 441,100 | 0.4% |
| Molycorp Inc | Note 6.0000% 01-Sep-2017 | 608753AF6 | $3.4K | $5,300,000 | 0.4% |
| Exelixis Inc | Note 4.2500% 15-Aug-2019 | 30161QAC8 | $3.0K | $3,550,000 | 0.3% |
| Rfmd 08/16/14 C9Call | LISTED EQUITY OPTIONS | 749941100 | $2.4K | 250,000 | 0.2% |
| PHH Corp | EQUITY | 693320202 | $2.3K | 100,693 | 0.2% |
| Vrng Equity | EQUITY | 92911N104 | $1.4K | 418,376 | 0.1% |
| Newmont Mining(NEM) | EQUITY | 651639106 | $1.3K | 51,500 | 0.1% |
| Jdsu 09/20/14 C11Call | LISTED EQUITY OPTIONS | 46612J507 | $1.2K | 100,000 | 0.1% |
| Fcel Equity | EQUITY | 35952H106 | $997 | 415,461 | 0.1% |
| Advaxis | EQUITY | 007624208 | $971 | 308,210 | 0.1% |
| Rfmd Equity | EQUITY | 749941100 | $918 | 95,772 | 0.1% |
| Amsg Equity(AMSGEUR) | EQUITY | 03232P405 | $911 | 20,000 | 0.1% |