Q4 2014 Holdings
Filed 2015-02-13 | 48 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $2.0M | 475,791 | 72.6% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $122.1K | $33,570,000 | 4.3% |
| Powershares QQQ TrustCall | UNIT SER 1 | 73935A104 | $77.4K | 750,000 | 2.7% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $74.7K | 1,765,446 | 2.7% |
| Gencorp Inc | SDCV 4.062%12/3 | 368682AN0 | $44.9K | $22,094,000 | 1.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $41.1K | 200,000 | 1.5% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $33.3K | $18,209,000 | 1.2% |
| LinkedIn Corp | Note 0.5000% 01-Nov-2019 | 53578AAA6 | $30.6K | $29,000,000 | 1.1% |
| NXP Semiconductors NV | Note 1.0000% 01-Dec-2019 | 62952QAA8 | $29.3K | $28,500,000 | 1.0% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $28.2K | $24,250,000 | 1.0% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $22.0K | $20,000,000 | 0.8% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $18.1K | $11,692,000 | 0.6% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $17.5K | $11,500,000 | 0.6% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $14.3K | $12,000,000 | 0.5% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $14.1K | $10,000,000 | 0.5% |
| Servicesource Intl LLC | NOTE 1.500% 8/0 | 81763UAB6 | $13.1K | $17,298,000 | 0.5% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $12.5K | $9,325,000 | 0.4% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $12.1K | $11,993,000 | 0.4% |
| Energy XXI Bermuda LTD | NOTE 3.000%12/1 | 29274UAB7 | $11.9K | $40,250,000 | 0.4% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $10.7K | $11,000,000 | 0.4% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $10.4K | $11,050,000 | 0.4% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $10.0K | $10,500,000 | 0.4% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $9.8K | $9,200,000 | 0.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $9.3K | $10,000,000 | 0.3% |
| Citigroup Inc | *W EXP 10/28/201 | 172967234 | $8.6K | 158,539 | 0.3% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $8.6K | $9,000,000 | 0.3% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $8.1K | $8,800,000 | 0.3% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $7.9K | $6,000,000 | 0.3% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $7.8K | $8,000,000 | 0.3% |
| Priceline GRP IncCall | COM NEW | 741503403 | $6.8K | 6,000 | 0.2% |
| BPZ Resources Inc | NOTE 8.500%10/0 | 055639AC2 | $6.6K | $20,615,000 | 0.2% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $6.2K | $5,000,000 | 0.2% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $5.4K | $11,750,000 | 0.2% |
| Ciena Corp | Note 4.0000% 15-Mar-2015 | 171779AF8 | $5.2K | $5,000,000 | 0.2% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $5.0K | $7,000,000 | 0.2% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $5.0K | $5,000,000 | 0.2% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $4.3K | $7,800,000 | 0.2% |
| Ocwen Finl CorpCall | COM NEW | 675746309 | $3.0K | 200,000 | 0.1% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $2.9K | 2,267,196 | 0.1% |
| Penney J C IncCall | COM | 708160106 | $2.9K | 441,100 | 0.1% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $2.8K | $1,500,000 | 0.1% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $2.1K | 32,700 | 0.1% |
| Keyw Hldg Corp | COM | 493723100 | $2.0K | 195,937 | 0.1% |
| Orexigen Therapeutics Inc | COM | 686164104 | $1.5K | 250,799 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $811 | 1,026,400 | 0.0% |
| Finisar Corp(FNSR)Call | COM NEW | 31787A507 | $582 | 30,000 | 0.0% |
| Medical Transcription BLG Co | COM | 58464J105 | $549 | 234,442 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $38 | 129,954 | 0.0% |