Q1 2015 Holdings
Filed 2015-05-14 | 40 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Centrus Energy Corp(LEU) | EQUITY | 15643U104 | $2.2M | 435,691 | 82.3% |
| KMI 40 2016 Wrts | WARRANTS | 49456B119 | $81.5K | 1,937,986 | 3.0% |
| US Steel | Note 2.7500% 01-Apr-2019 | 912909AH1 | $32.3K | $26,500,000 | 1.2% |
| Merrimack Pharmaceuticals Inc | Note 4.5000% 15-Jul-2020 | 590328AA8 | $30.6K | $15,229,000 | 1.1% |
| Affymetrix Inc | Note 4.0000% 01-Jul-2019 | 00826TAH1 | $25.3K | $11,500,000 | 0.9% |
| MGM Mirage | Note 4.2500% 15-Apr-2015 | 55303QAE0 | $20.3K | $17,948,000 | 0.8% |
| Cheniere Energy Inc | Note 4.2500% 15-Mar-2045 | 16411RAG4 | $19.9K | $24,000,000 | 0.7% |
| Vipshop Holdings Ltd | Note 1.5000% 15-Mar-2019 | 92763WAA1 | $18.8K | $12,000,000 | 0.7% |
| Take-Two Interactive Systems | Note 1.7500% 01-Dec-2016 | 874054AC3 | $16.2K | $11,500,000 | 0.6% |
| Enersys | Note 3.3750% 01-Jun-2038 | 29275YAA0 | $15.6K | $9,692,000 | 0.6% |
| Spirit Realty Capital Inc Tranche A (Pending) | Note 2.8750% 15-May-2019 | 84860WAA0 | $15.6K | $15,500,000 | 0.6% |
| ServiceSource | Note 1.5000% 01-Aug-2018 | 81763UAB6 | $14.3K | $19,000,000 | 0.5% |
| Cemex S.A.B. de C.V. Tranche 1 | Note 3.2500% 15-Mar-2016 | 151290BB8 | $13.2K | $11,750,000 | 0.5% |
| Orexigen Therapeutics Inc | Note 2.7500% 01-Dec-2020 | 686164AB0 | $12.8K | $11,000,000 | 0.5% |
| Micron Technology Tranche C | Note 2.3750% 01-May-2032 | 595112AW3 | $11.3K | $4,000,000 | 0.4% |
| Starwood Property Trust Tranche 1 | Note 3.7500% 15-Oct-2017 | 85571BAC9 | $10.4K | $10,000,000 | 0.4% |
| Vector Group | Note 2.5000% 15-Jan-2019 | 92240MAY4 | $9.9K | $7,000,000 | 0.4% |
| Vector Group | Note 1.7500% 15-Apr-2020 | 92240MBC1 | $9.9K | $9,200,000 | 0.4% |
| RTI International Metals Inc | Note 1.6250% 15-Oct-2019 | 74973WAB3 | $9.8K | $8,497,000 | 0.4% |
| Shutterfly Inc | Note 0.2500% 15-May-2018 | 82568PAB2 | $8.9K | $9,000,000 | 0.3% |
| The Medicines Co | Note 1.3750% 01-Jun-2017 | 584688AC9 | $8.9K | $7,500,000 | 0.3% |
| Energy XXI | Note 3.0000% 15-Dec-2018 | 29274UAB7 | $8.8K | $30,228,000 | 0.3% |
| AK Steel Corp | Note 5.0000% 15-Nov-2019 | 001546AP5 | $8.3K | $7,500,000 | 0.3% |
| Citigroup B Wrts 17.85 2018 | WARRANTS | 172967234 | $8.2K | 158,539 | 0.3% |
| PDL Biopharma Inc | Note 4.0000% 01-Feb-2018 | 69329YAF1 | $7.7K | $8,000,000 | 0.3% |
| Yahoo! Inc. | Note 0.0000% 01-Dec-2018 | 984332AF3 | $7.0K | $6,500,000 | 0.3% |
| Pcln 01/15/16 C1300Call | LISTED EQUITY OPTIONS | 741503403 | $7.0K | 6,000 | 0.3% |
| Keyw Holding Corp | Note 2.5000% 15-Jul-2019 | 493723AA8 | $7.0K | $8,570,000 | 0.3% |
| Ciena Corp (Exchange) | Note 4.0000% 15-Dec-2020 | 171779AK7 | $5.7K | $4,500,000 | 0.2% |
| Solazyme Inc | Note 5.0000% 01-Oct-2019 | 83415TAC5 | $5.5K | $11,650,000 | 0.2% |
| Monster Worldwide Inc | Note 3.5000% 15-Oct-2019 | 611742AA5 | $5.5K | $4,000,000 | 0.2% |
| Apollo Commercial Real Estate | Note 5.5000% 15-Mar-2019 | 03762UAA3 | $5.1K | $5,000,000 | 0.2% |
| Electronic Arts Inc | Note 0.7500% 15-Jul-2016 | 285512AA7 | $4.6K | $2,500,000 | 0.2% |
| Bristow Group Inc | Note 3.0000% 15-Jun-2038 | 110394AC7 | $4.3K | $4,250,000 | 0.2% |
| Exelixis Inc | Note 4.2500% 15-Aug-2019 | 30161QAC8 | $3.6K | $4,800,000 | 0.1% |
| Citrix Systems Inc.(CTXSEUR) | EQUITY | 177376100 | $1.7K | 27,300 | 0.1% |
| Gulf Coast Ultra Deep Royalty | EQUITY | 40222T104 | $1.6K | 2,253,689 | 0.1% |
| Keyw Equity | EQUITY | 493723100 | $1.6K | 188,937 | 0.1% |
| Cobalt International Energy | Note 3.1250% 15-May-2024 | 19075FAB2 | $778 | $1,000,000 | 0.0% |
| Sanofi Aventis Cvr-Wi | EQUITY | 80105N113 | $696 | 1,026,400 | 0.0% |