Q2 2015 Holdings
Filed 2015-08-13 | 46 holdings | $7.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cien Equity(CIEN) | EQUITY | 171779309 | $5.5M | 230,594 | 72.4% |
| Centrus Energy Corp(LEU) | EQUITY | 15643U104 | $1.4M | 328,536 | 18.0% |
| SPY 07/24/15 P190(SPY)Put | LISTED EQUITY OPTIONS | 78462F103 | $231.6K | 1,125,000 | 3.1% |
| KMI 40 2016 Wrts | WARRANTS | 49456B119 | $74.4K | 1,937,986 | 1.0% |
| SunEdison Inc Tranche B | Note 2.7500% 01-Jan-2021 | 86732YAD1 | $50.2K | $23,688,000 | 0.7% |
| Merrimack Pharmaceuticals Inc | Note 4.5000% 15-Jul-2020 | 590328AA8 | $35.1K | $16,729,000 | 0.5% |
| US Steel | Note 2.7500% 01-Apr-2019 | 912909AH1 | $31.0K | $28,000,000 | 0.4% |
| Affymetrix Inc | Note 4.0000% 01-Jul-2019 | 00826TAH1 | $24.2K | $12,500,000 | 0.3% |
| RTI International Metals Inc | Note 1.6250% 15-Oct-2019 | 74973WAB3 | $16.3K | $14,997,000 | 0.2% |
| Starwood Property Trust Tranche 1 | Note 3.7500% 15-Oct-2017 | 85571BAC9 | $16.1K | $16,000,000 | 0.2% |
| Mentor Graphics Corp | Note 4.0000% 01-Apr-2031 | 587200AK2 | $15.8K | $11,667,000 | 0.2% |
| ServiceSource | Note 1.5000% 01-Aug-2018 | 81763UAB6 | $15.7K | $18,500,000 | 0.2% |
| Spirit Realty Capital Inc Tranche A (Pending) | Note 2.8750% 15-May-2019 | 84860WAA0 | $15.3K | $16,200,000 | 0.2% |
| Apollo Commercial Real Estate | Note 5.5000% 15-Mar-2019 | 03762UAA3 | $14.6K | $14,500,000 | 0.2% |
| Frontier Communications Corp | CONV MAND | 35906A207 | $13.9K | $14,000,000 | 0.2% |
| Orexigen Therapeutics Inc | Note 2.7500% 01-Dec-2020 | 686164AB0 | $13.1K | $14,000,000 | 0.2% |
| PDL Biopharma Inc | Note 4.0000% 01-Feb-2018 | 69329YAF1 | $12.2K | $12,879,000 | 0.2% |
| Anthem Inc | Note 2.7500% 15-Oct-2042 | 94973VBG1 | $11.7K | $5,317,000 | 0.2% |
| Electronic Arts Inc | Note 0.7500% 15-Jul-2016 | 285512AA7 | $10.5K | $5,000,000 | 0.1% |
| Vector Group | Note 2.5000% 15-Jan-2019 | 92240MAY4 | $10.4K | $7,000,000 | 0.1% |
| Iconix Brand Group Inc | Note 2.5000% 01-Jun-2016 | 451055AE7 | $10.3K | $10,000,000 | 0.1% |
| Vector Group | Note 1.7500% 15-Apr-2020 | 92240MBC1 | $10.1K | $9,200,000 | 0.1% |
| Jazz Technologies Inc | Note 8.0000% 31-Dec-2018 | 47214GAF4 | $9.6K | $5,755,000 | 0.1% |
| Chesapeake Energy | Note 2.5000% 15-May-2037 | 165167CA3 | $9.5K | $10,000,000 | 0.1% |
| Citigroup B Wrts 17.85 2018 | WARRANTS | 172967234 | $8.8K | 158,539 | 0.1% |
| Shutterfly Inc | Note 0.2500% 15-May-2018 | 82568PAB2 | $8.1K | $8,000,000 | 0.1% |
| AK Steel Corp | Note 5.0000% 15-Nov-2019 | 001546AP5 | $7.6K | $7,500,000 | 0.1% |
| Energy XXI | Note 3.0000% 15-Dec-2018 | 29274UAB7 | $7.1K | $29,228,000 | 0.1% |
| American Realty Cap Properties | Note 3.0000% 01-Aug-2018 | 02917TAA2 | $7.1K | $7,500,000 | 0.1% |
| Pcln 01/15/16 C1300Call | LISTED EQUITY OPTIONS | 741503403 | $6.9K | 6,000 | 0.1% |
| Solazyme Inc | Note 5.0000% 01-Oct-2019 | 83415TAC5 | $5.7K | $9,650,000 | 0.1% |
| Keyw Holding Corp | Note 2.5000% 15-Jul-2019 | 493723AA8 | $5.0K | $5,695,000 | 0.1% |
| Carriage Services | Note 2.7500% 15-Mar-2021 | 143905AM9 | $3.9K | $3,215,000 | 0.1% |
| Cobalt International Energy | Note 3.1250% 15-May-2024 | 19075FAB2 | $3.7K | $5,000,000 | 0.0% |
| Priceline.com | Note 1.0000% 15-Mar-2018 | 741503AQ9 | $2.7K | $2,000,000 | 0.0% |
| Ryland Group Inc | Note 1.6250% 15-May-2018 | 783764AQ6 | $1.5K | $1,000,000 | 0.0% |
| Orex Equity | EQUITY | 686164104 | $1.3K | 268,665 | 0.0% |
| Gulf Coast Ultra Deep Royalty | EQUITY | 40222T104 | $1.3K | 1,802,700 | 0.0% |
| Echo Global Logistics Inc | Note 2.5000% 01-May-2020 | 27875TAA9 | $1.1K | $1,000,000 | 0.0% |
| Sanofi Aventis Cvr-Wi | EQUITY | 80105N113 | $718 | 1,026,400 | 0.0% |
| Keyw Equity | EQUITY | 493723100 | $672 | 72,128 | 0.0% |
| Fcel Equity | EQUITY | 35952H106 | $616 | 630,800 | 0.0% |
| KLX Inc | EQUITY | 482539103 | $530 | 12,000 | 0.0% |
| Medical Transcription Billing | EQUITY | 58464J105 | $363 | 192,857 | 0.0% |
| Alpha Natural Resources Inc | Note 4.8750% 15-Dec-2020 | 02076XAF9 | $206 | $3,000,000 | 0.0% |