Q1 2009 Holdings
Filed 2015-09-21 | 104 holdings | $233.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Global Brands Acquisition Co | *W EXP 12/06/201 | 378982110 | $0 | 10,000 | 0.0% |
| Advanced Technology Acqu COR | *W EXP 06/18/201 | 007556111 | $1 | 100,000 | 0.0% |
| Capitol Acquisition Corp del | *W EXP 11/08/201 | 14055E112 | $1 | 10,000 | 0.0% |
| Stream Global Svcs Inc | *W EXP 10/17/201 | 86323M118 | $1 | 12,800 | 0.0% |
| Prospect Acquisition Corp | *W EXP 11/14/201 | 74347T111 | $2 | 34,500 | 0.0% |
| Atlas Acquisition Hldgs Corp | Com | 049162100 | $3 | 63,000 | 0.0% |
| GHL Acquisition Corp | *W EXP 02/14/201 | 36172H116 | $5 | 30,000 | 0.0% |
| Sapphire Industrials Corp | *W EXP 01/17/201 | 80306T117 | $7 | 57,500 | 0.0% |
| 2020 Chinacap Acquirco Inc | *W EXP 11/08/201 | 90212G117 | $8 | 156,200 | 0.0% |
| BPW Acquisition Corp | *W EXP 02/26/201 | 055637110 | $10 | 61,800 | 0.0% |
| RMR Hospitality Real Estate | Com | 74963J108 | $16 | 10,500 | 0.0% |
| Golf TR Amer Inc | Com | 38168B103 | $17 | 14,500 | 0.0% |
| SP Acquisition Holdings Inc | *W EXP 10/10/201 | 78470A112 | $23 | 297,500 | 0.0% |
| India Globalization Cap Inc | COM | 45408X100 | $26 | 50,000 | 0.0% |
| Inter Atlantic Financial Inc | *W EXP 10/02/201 | 45890H118 | $28 | 696,800 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $29 | 10,000 | 0.0% |
| Avigen Inc | COM | 053690103 | $31 | 25,200 | 0.0% |
| Secure Amer Acquisition Corp | *W EXP 10/23/201 | 81372L111 | $34 | 1,708,100 | 0.0% |
| Nuveen Multi Strat Inc GR FD(XJQCX) | COM SHS | 67073D102 | $38 | 10,000 | 0.0% |
| Overture Acquisition Corp | *W EXP 01/30/201 | G6830P118 | $40 | 499,700 | 0.0% |
| Nuveen Multi Strat Inc & GR(JPC) | Com | 67073B106 | $45 | 12,300 | 0.0% |
| MFS Multimarket Inc Trust(MMT) | SH BEN INT | 552737108 | $51 | 10,000 | 0.0% |
| DWS Dreman VAL Income Edge F | Com | 23339M105 | $54 | 15,800 | 0.0% |
| Western Asst MN PRT FD Inc | Com | 95766P108 | $60 | 5,814 | 0.0% |
| TM Entmt & Media Inc | *W EXP 10/17/201 | 87260T116 | $65 | 2,161,100 | 0.0% |
| Delaware INV Dividend & Inc | Com | 245915103 | $67 | 15,112 | 0.0% |
| Dreyfus High Yield Strat FD | SH BEN INT | 26200S101 | $68 | 27,800 | 0.0% |
| Time Warner Inc | Com | 887317105 | $72 | 11,143 | 0.0% |
| Hancock John Patriot Prem II(PDT) | COM SH BEN INT | 41013T105 | $84 | 13,273 | 0.0% |
| Hallwood Group Inc | COM PAR $0.10 | 406364406 | $93 | 10,310 | 0.0% |
| Capitol Acquisition Corp del | Com | 14055E104 | $95 | 10,000 | 0.0% |
| Global Brands Acquisition Co | Com | 378982102 | $95 | 10,000 | 0.0% |
| United Refining Energy Corp | *W EXP 12/11/201 | 911360113 | $95 | 1,193,700 | 0.0% |
| Global Consumer Acqst Corp | Com | 378983100 | $95 | 10,000 | 0.0% |
| Sunamerica Fcsed Alpha GRW F | Com | 867037103 | $110 | 12,360 | 0.0% |
| BPW Acquisition Corp | Com | 055637102 | $122 | 13,000 | 0.1% |
| Gabelli Global Deal FD | COM SBI | 36245G103 | $130 | 10,500 | 0.1% |
| Center Bancorp Inc | Com | 151408101 | $136 | 18,900 | 0.1% |
| Northstar Neuroscience Inc | Com | 66704V101 | $146 | 76,577 | 0.1% |
| Navios Maritime Acquis Corp | SHS | Y62159101 | $157 | 17,400 | 0.1% |
| Enterprise Acquisition Corp | Com | 29365R108 | $182 | 18,999 | 0.1% |
| Ameritrans Captl Corporation | Common Stocks | 03073H108 | $186 | 94,800 | 0.1% |
| Eaton Vance Natl MUN Income | SH BEN INT | 27829D103 | $209 | 21,338 | 0.1% |
| Warwick Valley TEL Co | Com | 936750108 | $228 | 20,779 | 0.1% |
| S & P 500 Geared FD Inc | COM | 78381R105 | $232 | 27,524 | 0.1% |
| Investment Grade MUN Income | COM | 461368102 | $235 | 20,892 | 0.1% |
| D & E Communications Inc | Com | 232860106 | $302 | 56,211 | 0.1% |
| High Yield Plus FD Inc | COM | 429906100 | $325 | 138,100 | 0.1% |
| BlackRock S&P Qlty RK EQ MD | SHS BEN INT | 09250D109 | $343 | 40,486 | 0.1% |
| LGL Group Inc(LGL) | Com | 50186A108 | $356 | 195,490 | 0.2% |