Q1 2009 Holdings
Filed 2015-09-21 | 104 holdings | $233.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| KBL Healthcare Acquis Corp I | COM | 48241N107 | $384 | 50,000 | 0.2% |
| SP Acquisition Holdings Inc | COM | 78470A104 | $476 | 50,000 | 0.2% |
| Putnam Managed Muni Incm TRS(PMM) | Com | 746823103 | $515 | 94,250 | 0.2% |
| Mexico Equity and Income FD(MXE) | Com | 592834105 | $548 | 128,845 | 0.2% |
| Old Mutual Claymore LNG SHT | COM | 68003N103 | $551 | 75,169 | 0.2% |
| New Germany Fund(GF) | Com | 644465106 | $583 | 91,100 | 0.3% |
| DWS Rreef Real Estate FD Inc | COM | 233384106 | $626 | 409,011 | 0.3% |
| Roberts Realty Invs | Com | 769900101 | $631 | 739,702 | 0.3% |
| Defined Strategy FD Inc | Com | 24476Y100 | $642 | 83,395 | 0.3% |
| Small Cap Prem & DIV Incm FD | COM | 83165P101 | $665 | 82,057 | 0.3% |
| GHL Acquisition Corp | Com | 36172H108 | $750 | 35,000 | 0.3% |
| Asia Special SIT Acqst Corp | Com | G0538M105 | $770 | 81,900 | 0.3% |
| TM Entmt & Media Inc | Com | 87260T108 | $782 | 2,255,100 | 0.3% |
| Tremisis Energy ACQ Corp II | *W EXP 12/05/201 | 89472N119 | $860 | 171,880 | 0.4% |
| Hicks Acquisition Co I Inc | Com | 429086309 | $866 | 91,900 | 0.4% |
| Alternative Asset Mgmt Acqu | Com | 02149U101 | $1.0K | 103,850 | 0.4% |
| Putnam Muni Opportunities TR(PMO) | SH BEN INT | 746922103 | $1.1K | 114,300 | 0.5% |
| Morgan Stanley Asia Pacific | Com | 61744U106 | $1.1K | 114,400 | 0.5% |
| 2020 Chinacap Acquirco Inc | Common Stocks | 90212G109 | $1.2K | 156,200 | 0.5% |
| Ellsworth Fund LTD(ECF) | Com | 289074106 | $1.2K | 255,272 | 0.5% |
| Prospect Acquisition Corp | Com | 74347T103 | $1.3K | 141,900 | 0.6% |
| Neuberger Berman DIV Advant | Com | 64127J102 | $1.3K | 266,768 | 0.6% |
| Fiduciary Claymore Dynm EQ F | COM | 31647T100 | $1.5K | 384,118 | 0.7% |
| Mexico FD Inc(MXF) | Com | 592835102 | $1.6K | 128,520 | 0.7% |
| Wilshire Enterprises Inc | COM | 971889100 | $1.8K | 1,486,112 | 0.8% |
| LMP Corporate LN FD Inc | Com | 50208B100 | $1.9K | 286,786 | 0.8% |
| Sports Pptys Acquisition COR | COM | 84920F107 | $2.0K | 206,999 | 0.8% |
| Western Asset Variable Rate | Com | 957667108 | $2.4K | 218,262 | 1.0% |
| Zweig FD | Com | 989834106 | $2.5K | 978,194 | 1.1% |
| Dreman More Divid & Inc | COM | 26153R100 | $2.5K | 1,734,531 | 1.1% |
| ACM Managed DLR Income FD | Com | 000949107 | $2.7K | 545,106 | 1.1% |
| Alyst Acquistion Corp | Com | 02263A105 | $3.2K | 412,100 | 1.4% |
| First Trust Aberdeen EMG OPP | Com | 33731K102 | $3.7K | 350,741 | 1.6% |
| Columbus Acquisition Corp | COM | 198851107 | $4.0K | 500,000 | 1.7% |
| Media & Entmt Holdings Inc | Com | 58439W108 | $4.0K | 513,400 | 1.7% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $4.2K | 1,093,238 | 1.8% |
| Sapphire Industrials Corp | Com | 80306T109 | $4.3K | 455,400 | 1.9% |
| Apex Bioventures ACQ Corp | COM | 03753Q105 | $4.8K | 614,299 | 2.0% |
| GSC Acquisition Company | Com | 40053G106 | $4.8K | 497,699 | 2.1% |
| Atlas Acquisition Hldgs Corp | *W EXP 01/23/201 | 049162118 | $4.8K | 512,999 | 2.1% |
| Overture Acquisition Corp | Com | G6830P100 | $5.2K | 549,699 | 2.2% |
| Oceanaut Inc | COM | 675227102 | $5.2K | 632,200 | 2.2% |
| Inter Atlantic Financial Inc | Com | 45890H100 | $5.3K | 696,799 | 2.3% |
| Gyrodyne Co Amer Inc | Com | 403820103 | $5.5K | 237,332 | 2.4% |
| Tremisis Energy ACQ Corp II | Com | 89472N101 | $9.7K | 1,271,199 | 4.2% |
| Advanced Technology Acqu COR | Com | 007556103 | $9.7K | 1,260,099 | 4.2% |
| Stoneleigh Partners Acqus Co | Com | 861923100 | $10.9K | 1,379,499 | 4.7% |
| MBF Healthcare Acquisition C | COM | 552650103 | $11.2K | 1,369,100 | 4.8% |
| Polaris Acquisition Corp | Com | 73104R102 | $11.6K | 1,324,900 | 5.0% |
| United Refining Energy Corp | Com | 911360105 | $11.7K | 1,223,699 | 5.0% |