Q2 2009 Holdings
Filed 2015-10-05 | 97 holdings | $246.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Advanced Technology Acqu COR | Com | 007556103 | $29.0K | 3,568,295 | 11.8% |
| Insured MUN Income FD | Com | 45809F104 | $25.1K | 2,042,592 | 10.2% |
| KBL Healthcare Acquis Corp I | COM | 48241N107 | $19.4K | 2,506,911 | 7.9% |
| Secure Amer Acquisition Corp | Com | 81372L103 | $18.2K | 2,345,766 | 7.4% |
| Santa Monica Media Corp | COM | 802501106 | $14.1K | 1,764,750 | 5.7% |
| United Refining Energy Corp | Com | 911360105 | $12.0K | 1,223,699 | 4.9% |
| Hicks Acquisition Co I Inc | Com | 429086309 | $11.6K | 1,207,500 | 4.7% |
| Gyrodyne Co Amer Inc | Com | 403820103 | $10.0K | 237,332 | 4.1% |
| Tremisis Energy ACQ Corp II | Com | 89472N101 | $9.8K | 1,271,199 | 4.0% |
| Dreman More Divid & Inc | COM | 26153R100 | $9.3K | 903,339 | 3.8% |
| Alternative Asset Mgmt Acqu | Com | 02149U101 | $9.1K | 926,850 | 3.7% |
| Inter Atlantic Financial Inc | Com | 45890H100 | $5.5K | 706,799 | 2.2% |
| Alpha SEC Group Corp | COM | 02078A100 | $5.4K | 542,800 | 2.2% |
| Overture Acquisition Corp | Com | G6830P100 | $5.3K | 549,699 | 2.2% |
| Atlas Acquisition Hldgs Corp | Com | 049162100 | $5.0K | 512,999 | 2.0% |
| Neuberger Berman DIV Advant | Com | 64127J102 | $4.7K | 623,672 | 1.9% |
| First Trust Aberdeen EMG OPP | Com | 33731K102 | $4.5K | 312,841 | 1.8% |
| Asia Special SIT Acqst Corp | Com | G0538M105 | $4.5K | 467,900 | 1.8% |
| Sapphire Industrials Corp | Com | 80306T109 | $4.4K | 455,399 | 1.8% |
| Zweig FD | Com | 989834106 | $4.2K | 1,479,077 | 1.7% |
| Mexico FD Inc(MXF) | Com | 592835102 | $3.1K | 176,232 | 1.2% |
| Wilshire Enterprises Inc | COM | 971889100 | $2.4K | 1,477,812 | 1.0% |
| Avigen Inc | COM | 053690103 | $2.3K | 1,706,049 | 0.9% |
| Defined Strategy FD Inc | Com | 24476Y100 | $2.0K | 216,219 | 0.8% |
| Sports Pptys Acquisition COR | COM | 84920F107 | $1.9K | 196,999 | 0.8% |
| China Hldgs Acquisition Corp | COM | 16942N106 | $1.4K | 150,000 | 0.6% |
| Prospect Acquisition Corp | Com | 74347T103 | $1.4K | 141,900 | 0.6% |
| Ellsworth Fund LTD(ECF) | Com | 289074106 | $1.2K | 222,752 | 0.5% |
| 2020 Chinacap Acquirco Inc | Common Stocks | 90212G109 | $1.2K | 156,200 | 0.5% |
| Penwest Pharmaceuticals Co | COM | 709754105 | $1.2K | 423,150 | 0.5% |
| First TR Four Crnrs SR FLT R | COM SHS | 33733Q107 | $1.2K | 125,848 | 0.5% |
| DWS Rreef Real Estate FD II | Com | 23338X102 | $1.1K | 2,098,151 | 0.5% |
| Morgan Stanley Asia Pacific | Com | 61744U106 | $1.1K | 86,221 | 0.4% |
| ACM Managed DLR Income FD | Com | 000949107 | $1.1K | 174,862 | 0.4% |
| First TR TAX Advtg PFD Incm | COM | 336918107 | $815 | 152,025 | 0.3% |
| TM Entmt & Media Inc | Com | 87260T108 | $729 | 94,000 | 0.3% |
| Mexico Equity and Income FD(MXE) | Com | 592834105 | $725 | 128,845 | 0.3% |
| LGL Group Inc(LGL) | Com | 50186A108 | $647 | 184,890 | 0.3% |
| Roberts Realty Invs | Com | 769900101 | $622 | 745,002 | 0.3% |
| GHL Acquisition Corp | Com | 36172H108 | $600 | 61,250 | 0.2% |
| Old Mutual Claymore LNG SHT | COM | 68003N103 | $576 | 75,169 | 0.2% |
| SP Acquisition Holdings Inc | COM | 78470A104 | $484 | 50,000 | 0.2% |
| BlackRock S&P Qlty RK EQ MD | SHS BEN INT | 09250D109 | $419 | 40,486 | 0.2% |
| Northstar Neuroscience Inc | Com | 66704V101 | $416 | 207,075 | 0.2% |
| Preferred BK LOS Angeles CA | COM | 740367107 | $380 | 100,000 | 0.2% |
| High Yield Plus FD Inc | COM | 429906100 | $325 | 138,100 | 0.1% |
| D & E Communications Inc | Com | 232860106 | $302 | 56,211 | 0.1% |
| GSC Acquisition Company | Com | 40053G106 | $294 | 30,000 | 0.1% |
| Neuberger Berman Income OPP | COM SHS | 64126L108 | $291 | 63,725 | 0.1% |
| DWS Rreef Real Estate FD Inc | COM | 233384106 | $279 | 145,868 | 0.1% |