Q3 2009 Holdings
Filed 2015-10-16 | 82 holdings | $217.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Insured MUN Income FD | Com | 45809F104 | $29.1K | 2,057,792 | 13.4% |
| SP Acquisition Holdings Inc | COM | 78470A104 | $25.0K | 2,578,200 | 11.5% |
| Secure Amer Acquisition Corp | Com | 81372L103 | $18.5K | 2,345,766 | 8.5% |
| United Refining Energy Corp | Com | 911360105 | $12.2K | 1,223,699 | 5.6% |
| Tremisis Energy ACQ Corp II | Com | 89472N101 | $11.9K | 1,521,199 | 5.5% |
| Sunamerica Focused Alpha L/C | Mutual Funds | 867038101 | $11.1K | 919,540 | 5.1% |
| Gyrodyne Co Amer Inc | Com | 403820103 | $10.0K | 237,332 | 4.6% |
| Sunamerica Fcsed Alpha GRW F | Com | 867037103 | $9.4K | 775,242 | 4.3% |
| Inter Atlantic Financial Inc | Com | 45890H100 | $9.1K | 1,161,099 | 4.2% |
| Neuberger Berman DIV Advant | Com | 64127J102 | $8.5K | 874,090 | 3.9% |
| TM Entmt & Media Inc | *W EXP 10/17/201 | 87260T116 | $6.3K | 2,161,100 | 2.9% |
| Highlands Acquisition Corp | COM | 430880104 | $6.2K | 632,700 | 2.9% |
| Overture Acquisition Corp | Com | G6830P100 | $5.5K | 549,699 | 2.5% |
| Mexico FD Inc(MXF) | Com | 592835102 | $5.1K | 237,543 | 2.3% |
| Atlas Acquisition Hldgs Corp | Com | 049162100 | $5.1K | 512,999 | 2.3% |
| Asia Special SIT Acqst Corp | Com | G0538M105 | $4.6K | 470,150 | 2.1% |
| Sapphire Industrials Corp | Com | 80306T109 | $4.5K | 455,399 | 2.1% |
| Zweig FD | Com | 989834106 | $4.0K | 1,258,491 | 1.9% |
| First TR Four Crnrs SR FLT R | COM SHS | 33733Q107 | $3.6K | 316,998 | 1.7% |
| China Hldgs Acquisition Corp | COM | 16942N106 | $2.4K | 250,000 | 1.1% |
| Triplecrown Acquisition Corp | COM | 89677G109 | $2.3K | 235,300 | 1.0% |
| Sports Pptys Acquisition COR | COM | 84920F107 | $2.0K | 206,999 | 0.9% |
| DWS Rreef Real Estate FD Inc | COM | 233384106 | $2.0K | 635,385 | 0.9% |
| DWS Rreef Real Estate FD II | Com | 23338X102 | $1.9K | 2,200,251 | 0.9% |
| Avigen Inc | COM | 053690103 | $1.7K | 1,145,068 | 0.8% |
| Penwest Pharmaceuticals Co | COM | 709754105 | $1.5K | 710,582 | 0.7% |
| Old Mutual Claymore LNG SHT | COM | 68003N103 | $1.4K | 175,244 | 0.6% |
| Ellsworth Fund LTD(ECF) | Com | 289074106 | $1.3K | 216,349 | 0.6% |
| Roberts Realty Invs | Com | 769900101 | $1.1K | 745,002 | 0.5% |
| Mexico Equity and Income FD(MXE) | Com | 592834105 | $874 | 128,845 | 0.4% |
| Rivus Bond Fund | COM | 769667106 | $829 | 51,564 | 0.4% |
| BlackRock S&P Qlty RK EQ MD | SHS BEN INT | 09250D109 | $829 | 51,564 | 0.4% |
| Neuberger Berman Income OPP | COM SHS | 64126L108 | $798 | 129,214 | 0.4% |
| TM Entmt & Media Inc | Com | 87260T108 | $735 | 94,000 | 0.3% |
| Claymore Divid & Income FD | Com | 18385J105 | $572 | 41,012 | 0.3% |
| LGL Group Inc(LGL) | Com | 50186A108 | $519 | 153,134 | 0.2% |
| Global Income¤cy FD in | COM | 378968101 | $512 | 36,244 | 0.2% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $384 | 132,938 | 0.2% |
| New Germany Fund(GF) | Com | 644465106 | $368 | 30,769 | 0.2% |
| Prospect Acquisition Corp | Com | 74347T103 | $245 | 29,000 | 0.1% |
| Eaton Vance Senior Income TR(EVF) | Mutual Funds | 27826S103 | $213 | 38,363 | 0.1% |
| Warwick Valley TEL Co | Com | 936750108 | $205 | 17,350 | 0.1% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $196 | 35,954 | 0.1% |
| Enterprise Acquisition Corp | Com | 29365R108 | $189 | 18,999 | 0.1% |
| Alliancebernstein GBL HGH in(XAWFX) | Com | 01879R106 | $180 | 14,323 | 0.1% |
| MVC Capital Inc(MVC) | Com | 553829102 | $175 | 19,900 | 0.1% |
| Navios Maritime Acquis Corp | SHS | Y62159101 | $166 | 17,400 | 0.1% |
| Cohen & Steers REIT & Util I | Com | 19247Y108 | $162 | 17,000 | 0.1% |
| Gabelli Divd & Income TR(XGDVX) | Com | 36242H104 | $143 | 11,572 | 0.1% |
| Boulder Total Return FD Inc | Com | 101541100 | $134 | 11,176 | 0.1% |