Q4 2009 Holdings
Filed 2015-10-29 | 68 holdings | $228.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sunamerica Fcsed Alpha GRW F | Com | 867037103 | $28.9K | 2,109,252 | 12.7% |
| Insured MUN Income FD | Com | 45809F104 | $28.0K | 1,984,734 | 12.2% |
| Trian Acquisition I Corp | Com | 89582E108 | $27.9K | 2,837,934 | 12.2% |
| Claymore Divid & Income FD | COM | 18385J105 | $24.2K | 1,544,568 | 10.6% |
| Sunamerica Focused Alpha L/C | Mutual Funds | 867038101 | $20.3K | 1,488,554 | 8.9% |
| Atlas Acquisition Hldgs Corp | Com | 049162100 | $10.4K | 1,035,249 | 4.5% |
| Gyrodyne Co Amer Inc | Com | 403820103 | $9.9K | 237,332 | 4.4% |
| Liberty Acquisition Hldgs Co | Com | 53015Y107 | $9.0K | 932,800 | 3.9% |
| Asia Special SIT Acqst Corp | Com | G0538M105 | $8.1K | 818,850 | 3.6% |
| BPW Acquisition Corp | Com | 055637102 | $8.0K | 758,474 | 3.5% |
| First TR Four Crnrs SR FLT R | COM SHS | 33733Q107 | $5.9K | 491,418 | 2.6% |
| Overture Acquisition Corp | Com | G6830P100 | $5.9K | 585,099 | 2.6% |
| DWS Rreef Real Estate FD Inc | COM | 233384106 | $5.4K | 1,322,502 | 2.3% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $4.4K | 1,429,444 | 1.9% |
| DWS Rreef Real Estate FD II | Com | 23338X102 | $4.3K | 3,999,238 | 1.9% |
| Cohen & Steers REIT & Util I | Com | 19247Y108 | $3.1K | 295,800 | 1.4% |
| Sports Pptys Acquisition COR | Com | 84920F107 | $2.8K | 286,999 | 1.2% |
| Liberty All-Star Growth FD I(ASG) | Com | 529900102 | $2.2K | 666,111 | 1.0% |
| Penwest Pharmaceuticals Co | COM | 709754105 | $2.0K | 771,808 | 0.9% |
| Old Mutual Claymore LNG SHT | COM | 68003N103 | $1.9K | 225,246 | 0.8% |
| Navios Maritime Acquis Corp | SHS | Y62159101 | $1.7K | 173,200 | 0.7% |
| Ellsworth Fund LTD(ECF) | Com | 289074106 | $1.5K | 226,112 | 0.6% |
| Korea Equity FD Inc | Com | 50063B104 | $1.5K | 157,306 | 0.6% |
| Zweig FD | Com | 989834106 | $1.1K | 325,982 | 0.5% |
| Mexico Equity and Income FD(MXE) | Com | 592834105 | $986 | 128,845 | 0.4% |
| Roberts Realty Invs | Com | 769900101 | $957 | 736,202 | 0.4% |
| Sapphire Industrials Corp | Com | 80306T109 | $848 | 84,500 | 0.4% |
| Rivus Bond Fund | COM | 769667106 | $843 | 51,564 | 0.4% |
| Global Income¤cy FD in | COM | 378968101 | $509 | 36,244 | 0.2% |
| LGL Group Inc(LGL) | Com | 50186A108 | $480 | 146,048 | 0.2% |
| New Germany Fund(GF) | Com | 644465106 | $369 | 30,769 | 0.2% |
| John Hancock BK &thrift OPP(BTO) | SH BEN INT NEW | 409735206 | $324 | 22,994 | 0.1% |
| Eaton Vance Senior Income TR(EVF) | Mutual Funds | 27826S103 | $308 | 49,263 | 0.1% |
| Neuberger Berman Income OPP | COM SHS | 64126L108 | $297 | 47,313 | 0.1% |
| MVC Capital Inc(MVC) | Com | 553829102 | $294 | 24,900 | 0.1% |
| Fort Dearborn Income Secs in | Com | 347200107 | $272 | 18,800 | 0.1% |
| Stream Global Svcs Inc | *W EXP 10/17/201 | 86323M118 | $266 | 517,426 | 0.1% |
| Samson Oil & Gas LTD | SPON ADR | 796043107 | $262 | 1,093,300 | 0.1% |
| Warwick Valley TEL Co | Com | 936750108 | $227 | 17,350 | 0.1% |
| First TR Crnrs SR Float(FCT) | Com | 33733U108 | $214 | 18,000 | 0.1% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $208 | 35,954 | 0.1% |
| Enterprise Acquisition Corp | Com | 29365R108 | $189 | 18,999 | 0.1% |
| H & Q Life Sciences Invs | SH BEN INT | 404053100 | $179 | 18,955 | 0.1% |
| DWS Dreman VAL Income Edge F | Com | 23339M204 | $176 | 14,597 | 0.1% |
| Royce Micro-Cap TR Inc(RMT) | Com | 780915104 | $166 | 22,550 | 0.1% |
| LMP Cap & Income FD Inc(XSCDX) | Com | 50208A102 | $156 | 15,100 | 0.1% |
| Gabelli Divd & Income TR(XGDVX) | Com | 36242H104 | $152 | 11,572 | 0.1% |
| Ameritrans Captl Corporation | Common Stocks | 03073H108 | $123 | 94,800 | 0.1% |
| Nuveen Multi Strat Inc & GR(JPC) | Com | 67073B106 | $122 | 16,300 | 0.1% |
| Royce Value TR Inc(RVT) | Com | 780910105 | $116 | 10,800 | 0.1% |