Q3 2014 Holdings
Filed 2014-11-13 | 63 holdings | $245.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-11-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| General American Investors(GAM)A | COM | 368802104 | $46.5K | 1,255,599 | 19.0% |
| Nuveen Diver Currency Opp. | COM | 67090N109 | $37.1K | 3,481,434 | 15.9% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $32.5K | 1,354,665 | 13.9% |
| Liberty All Star Equity Fund(USA)A | COM | 530158104 | $32.2K | 5,524,544 | 13.1% |
| Diversified Real Asset Income | COM | 25533B108 | $31.8K | 1,795,529 | 13.6% |
| Stewart Info. Services(STC)A | COM | 860372101 | $28.4K | 968,989 | 11.6% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $23.5K | 1,738,973 | 10.1% |
| MVC Capital Inc(MVC) | COM | 553829102 | $15.2K | 1,412,685 | 6.5% |
| Alliancebernstein Inc FundA | COM | 01881E101 | $15.0K | 2,005,000 | 6.1% |
| Imperial Holdings Inc | COM | 452834104 | $14.8K | 2,296,697 | 6.3% |
| DWS High Income Opp. | COM | 23339M204 | $14.6K | 994,511 | 6.2% |
| Hf2 Financial Management | COM | 40421A104 | $12.3K | 1,187,411 | 5.3% |
| Nuveen Global Income Opp. | COM | 67073C104 | $11.3K | 912,199 | 4.8% |
| Clough Global Equity Fund(XGLQX)A | COM | 18914C100 | $10.9K | 762,491 | 4.5% |
| Zweig Total Return FD | COM | 989837208 | $10.2K | 736,823 | 4.4% |
| Imperial Holdings Inc 8.5% 2/15/2019A | DEBT | 452834AB0 | $10.1K | 8,667,000 | 4.1% |
| Adams Express Co(ADX)A | COM | 006212104 | $9.3K | 665,338 | 3.8% |
| TRI Contl Corp(TY)A | COM | 895436103 | $8.2K | 392,619 | 3.3% |
| Central Secs Corp(CET)A | COM | 155123102 | $7.3K | 318,051 | 3.0% |
| Nuveen Divid ADV Muni FD 3(NZF)A | COM | 67070X101 | $7.2K | 528,549 | 2.9% |
| Virtus Total Return Fund | COM | 92829A103 | $6.8K | 1,463,628 | 2.9% |
| Quartet Merger Corp | COM | 747717304 | $6.7K | 700,000 | 2.9% |
| Boulder Growth & Income Fund(STEW)A | COM | 101507101 | $6.5K | 737,947 | 2.7% |
| Garnero Group AcquisitionA | COM | G5866L124 | $6.0K | 595,800 | 2.4% |
| Global Defense & Natl SEC SYS | COM | 37953N108 | $5.7K | 549,900 | 2.4% |
| LMP Real Estate Income Fund | COM | 50208C108 | $5.5K | 492,746 | 2.4% |
| Nuveen Divid ADV Muni Inc FD(NVG)A | COM | 67071L106 | $5.5K | 386,731 | 2.2% |
| Boulder Total Return FD IncA | COM | 101541100 | $5.1K | 192,385 | 2.1% |
| Capitol Acquisition Corp IIA | COM | 14056V105 | $4.7K | 475,152 | 1.9% |
| MFS Intermarket Inc Trust IA | COM | 59318R103 | $3.2K | 379,025 | 1.3% |
| Preferred Apartment CommunA | COM | 74039L103 | $2.9K | 346,550 | 1.2% |
| Sino Mercury Acquis. Cor. | COM | 82936K201 | $2.8K | 275,000 | 1.2% |
| 1347 Capital CorpA | COM | 68245V202 | $2.6K | 253,884 | 1.0% |
| Royce Value TR Inc(RVT)A | COM | 780910105 | $2.2K | 150,866 | 0.9% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $2.0K | 102,168 | 0.8% |
| Terrapin 3 Acquisition CorpA | COM | 88104P203 | $2.0K | 200,000 | 0.8% |
| Hennessy Capital AcquisA | COM | 425886108 | $2.0K | 200,000 | 0.8% |
| DWS Glbl High Income FDA | COM | 23338W104 | $1.9K | 239,325 | 0.8% |
| Levy Acquisition CorpA | COM | 52748T104 | $1.9K | 200,000 | 0.8% |
| ROI Acquisition Corp IIA | COM | 74966G101 | $1.9K | 190,936 | 0.8% |
| Nuveen Muni Advantage FundA | COM | 67062H106 | $1.8K | 135,234 | 0.7% |
| Fifth Street Senior FloatingA | COM | 31679F101 | $1.8K | 148,600 | 0.7% |
| Neuberger Berman Real Estate(XNROX)A | COM | 64190A103 | $1.7K | 359,824 | 0.7% |
| Aberdeen Israel Fund IncA | COM | 00301L109 | $1.5K | 85,223 | 0.6% |
| Ellsworth Fund LTD(ECF)A | COM | 289074106 | $1.3K | 148,608 | 0.5% |
| Bdca Venture IncA | COM | 05543L106 | $1.2K | 222,163 | 0.5% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1.2K | 1,157,167 | 0.5% |
| Cambridge Capital AcquisA | COM | 13215Q106 | $1.1K | 115,825 | 0.5% |
| Wheeler REIT 9% Series B | CV PFD SER B | 963025309 | $948 | 40,000 | 0.4% |
| Clough Global Allocation(GLV)A | COM | 18913Y103 | $778 | 54,355 | 0.3% |