Q1 2014 Holdings
Filed 2014-05-14 | 63 holdings | $204.7K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-01-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Liberty All Star Equity Fund(USA)A | COM | 530158104 | $37.9K | 6,449,921 | 18.5% |
| Eaton Vance Risk-Managed DIV(ETJ) | COM | 27829G106 | $37.9K | 3,353,359 | 16.2% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $28.9K | 1,354,665 | 12.3% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $21.5K | 1,493,323 | 9.2% |
| Zweig Total Return FD | COM | 989837208 | $21.1K | 1,502,782 | 9.0% |
| Western Asset Infl Mgmt FD Inc | COM | 95766U107 | $20.7K | 1,161,451 | 8.9% |
| MVC Capital Inc(MVC) | COM | 553829102 | $17.5K | 1,289,284 | 7.5% |
| Amer Strat Inc PTF III | COM | 03009T101 | $15.8K | 2,226,702 | 6.8% |
| Imperial Holdings Inc | COM | 452834104 | $13.2K | 2,296,697 | 5.6% |
| Hf2 Financial Management Inc | COM | 40421A104 | $12.2K | 1,187,411 | 5.2% |
| Stewart Info. Services(STC)A | COM | 860372101 | $11.7K | 334,049 | 5.7% |
| Alliancebernstein Inc FundA | COM | 01881E101 | $10.8K | 1,467,704 | 5.3% |
| DWS High Income OPPA | COM | 23339M204 | $9.4K | 645,580 | 4.6% |
| Aquasition Corp | COM | Y0192H103 | $9.0K | 884,647 | 3.9% |
| Clough Global Equity Fund(XGLQX)A | COM | 18914C100 | $8.7K | 563,710 | 4.2% |
| Adams Express Co(ADX)A | COM | 006212104 | $8.6K | 665,338 | 4.2% |
| TRI Contl Corp(TY)A | COM | 895436103 | $7.9K | 392,619 | 3.9% |
| Quartet Merger Corp | COM | 747717304 | $7.1K | 700,000 | 3.0% |
| Amer Strat Inc Port II | COM | 030099105 | $6.1K | 736,620 | 2.6% |
| Boulder Growth & Income Fund(STEW)A | COM | 101507101 | $6.0K | 737,947 | 2.9% |
| Collabrium Japan Acquisition | SHS | G2266G102 | $6.0K | 578,381 | 2.6% |
| Virtus Total Return FDA | COM | 92829A103 | $5.8K | 1,321,362 | 2.9% |
| Global Defense & Natl SEC SYS | COM | 37953N108 | $5.6K | 549,900 | 2.4% |
| Alpine Total Dynamic DividenA | COM | 021060108 | $5.5K | 660,374 | 2.7% |
| Nuveen Diversified Currency Oppor FDA | COM | 67090N109 | $5.4K | 511,732 | 2.6% |
| Helios Strategic Inc FD | COM | 42328A203 | $5.3K | 787,326 | 2.3% |
| India Fund Inc(IFN)A | COM | 454089103 | $4.9K | 212,902 | 2.4% |
| Royce Micro-Cap TR Inc(RMT)A | COM | 780915104 | $4.8K | 393,163 | 2.4% |
| Boulder Total Return FD IncA | COM | 101541100 | $4.7K | 192,385 | 2.3% |
| Capitol Acquisition Corp IIA | COM | 14056V105 | $4.7K | 475,152 | 2.3% |
| American Select PortfolioA | COM | 029570108 | $4.3K | 433,772 | 2.1% |
| CIS Aquisition LTD | COM | G21490209 | $4.2K | 415,736 | 1.8% |
| Royce Value TR Inc(RVT)A | COM | 780910105 | $4.1K | 261,557 | 2.0% |
| Chart Acquisition CorpA | COM | 161151105 | $3.7K | 368,393 | 1.8% |
| Advent More ENH GR & IncA | COM | 00765E104 | $3.5K | 343,787 | 1.7% |
| Independence Realty Trust in(IRT)A | COM | 45378A106 | $3.2K | 361,323 | 1.6% |
| Central Secs Corp(CET)A | COM | 155123102 | $3.1K | 139,987 | 1.5% |
| Quinpario Acquisition CorpA | UNIT | 74874R207 | $3.1K | 285,152 | 1.5% |
| Thai Fund IncA | COM | 882904105 | $2.7K | 246,331 | 1.3% |
| Anworth Mortgage Asset Corp(ANH)A | COM | 037347101 | $2.6K | 529,369 | 1.3% |
| Madison Strategic Sectr PremA | COM | 558268108 | $2.4K | 199,119 | 1.2% |
| Aberdeen Israel Fund IncA | COM | 00301L109 | $2.3K | 126,998 | 1.1% |
| MFS Intermarket Inc Trust IA | COM | 59318R103 | $2.1K | 250,000 | 1.0% |
| Levy Acquisition CorpA | COM | 52748T203 | $2.0K | 200,000 | 1.0% |
| Hennessy Capital AcquisA | COM | 425886207 | $2.0K | 200,000 | 1.0% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $2.0K | 102,168 | 1.0% |
| ROI Acquisition Corp IIA | COM | 74966G200 | $1.9K | 190,936 | 0.9% |
| Preferred Apartment CommunA | COM | 74039L103 | $1.8K | 229,024 | 0.9% |
| Clough Global Allocation(GLV)A | COM | 18913Y103 | $1.8K | 120,094 | 0.9% |
| Clough Glbl Opportunities FD(GLO)A | SH | 18914E106 | $1.7K | 135,641 | 0.8% |