Q2 2014 Holdings
Filed 2014-08-12 | 1 holdings | $1.8K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-01-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Liberty All Star Equity Fund(USA)A | COM | 530158104 | $38.8K | 6,449,921 | 13.0% |
| Nuveen Diversified Currency Oppor FDA | COM | 67090N109 | $33.6K | 2,989,268 | 11.2% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $28.8K | 1,354,665 | 16.5% |
| General American Investors(GAM)A | COM | 368802104 | $27.0K | 732,353 | 9.0% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $25.3K | 1,738,973 | 14.5% |
| MVC Capital Inc(MVC) | COM | 553829102 | $18.3K | 1,412,685 | 10.5% |
| Amer Strat Inc PTF III | COM | 03009T101 | $16.3K | 2,226,702 | 9.3% |
| Imperial Holdings Inc | COM | 452834104 | $15.7K | 2,296,697 | 9.0% |
| Alliancebernstein Inc FundA | COM | 01881E101 | $14.5K | 1,924,170 | 4.8% |
| Stewart Info. Services(STC)A | COM | 860372101 | $13.6K | 439,575 | 4.6% |
| Zweig Total Return FD | COM | 989837208 | $12.8K | 889,396 | 7.3% |
| Hf2 Financial Management Inc | COM | 40421A104 | $12.2K | 1,187,411 | 7.0% |
| DWS High Income OPPA | COM | 23339M204 | $12.2K | 826,947 | 4.1% |
| Nuveen Global Income OPPA | COM | 67073C104 | $11.6K | 907,572 | 3.9% |
| Imperial Holdings Inc 8.5% 2/15/2019A | DEBT | 452834AB0 | $11.1K | 9,243,000 | 3.7% |
| Winthrop Realty TrustA | COM | 976391300 | $10.3K | 673,224 | 3.5% |
| Aquasition Corp | COM | Y0192H103 | $10.1K | 984,647 | 5.8% |
| Adams Express Co(ADX)A | COM | 006212104 | $9.1K | 665,338 | 3.1% |
| TRI Contl Corp(TY)A | COM | 895436103 | $8.2K | 392,619 | 2.8% |
| Virtus Total Return FDA | COM | 92829A103 | $7.3K | 1,522,119 | 2.4% |
| Quartet Merger Corp | COM | 747717304 | $7.0K | 700,000 | 4.0% |
| Clough Global Equity Fund(XGLQX)A | COM | 18914C100 | $6.8K | 438,656 | 2.3% |
| Amer Strat Inc Port II | COM | 30099105 | $6.5K | 736,620 | 3.7% |
| Boulder Growth & Income Fund(STEW)A | COM | 101507101 | $6.3K | 737,947 | 2.1% |
| Collabrium Japan Acquisition | COM | G2266G102 | $6.1K | 578,381 | 3.5% |
| Global Defense & Natl SEC SYS | COM | 37953N108 | $5.6K | 549,900 | 3.2% |
| Boulder Total Return FD IncA | COM | 101541100 | $4.9K | 192,385 | 1.7% |
| Central Secs Corp(CET)A | COM | 155123102 | $4.9K | 208,591 | 1.6% |
| Capitol Acquisition Corp IIA | COM | 14056V105 | $4.7K | 475,152 | 1.6% |
| American Select PortfolioA | COM | 029570108 | $4.6K | 433,772 | 1.6% |
| Nuveen Divid ADV Muni FD 3(NZF)A | COM | 67070X101 | $4.6K | 335,694 | 1.5% |
| Helios Strategic Inc FD | COM | 42328A203 | $4.5K | 656,956 | 2.6% |
| CIS Aquisition LTD | COM | G21490209 | $4.3K | 415,736 | 2.4% |
| Preferred Apartment CommunA | COM | 74039L103 | $3.8K | 428,735 | 1.3% |
| Eaton Vance Risk Mngd DIV Eqty(ETJ)A | COM | 27829G106 | $3.8K | 328,976 | 1.3% |
| Chart Acquisition CorpA | COM | 161151105 | $3.7K | 368,393 | 1.2% |
| Nuveen Divid ADV Muni Inc FD(NVG)A | COM | 67071L106 | $3.7K | 258,864 | 1.2% |
| First Opportunity FD IncA | COM | 33587T108 | $2.9K | 306,290 | 1.0% |
| Clough Global Allocation(GLV)A | COM | 18913Y103 | $2.9K | 187,067 | 1.0% |
| Royce Value TR Inc(RVT)A | COM | 780910105 | $2.9K | 180,511 | 1.0% |
| MFS Intermarket Inc Trust IA | COM | 59318R103 | $2.7K | 314,883 | 0.9% |
| Madison Strategic Sectr PremA | COM | 558268108 | $2.7K | 207,168 | 0.9% |
| H&Q Healthcare InvestorsA | COM | 404052102 | $2.4K | 89,590 | 0.8% |
| Royce Micro-Cap TR Inc(RMT)A | COM | 780915104 | $2.1K | 170,134 | 0.7% |
| Aberdeen Israel Fund IncA | COM | 00301L109 | $2.1K | 116,743 | 0.7% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $2.1K | 102,168 | 0.7% |
| Levy Acquisition CorpA | COM | 52748T203 | $2.0K | 200,000 | 0.7% |
| Hennessy Capital AcquisA | COM | 425886207 | $2.0K | 200,000 | 0.7% |
| ROI Acquisition Corp IIA | COM | 74966G200 | $1.9K | 190,936 | 0.6% |
| H&Q Life Sciences InvestorsA | COM | 404053100 | $1.9K | 89,615 | 0.6% |