Q4 2014 Holdings
Filed 2015-02-12 | 57 holdings | $269.2K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-01-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nuveen Global High Income(JGH) | COM | 67075G103 | $48.0K | 2,784,765 | 24.9% |
| General American Investors(GAM)A | COM | 368802104 | $46.3K | 1,322,746 | 17.2% |
| Stewart Info. Services(STC)A | COM | 860372101 | $39.4K | 1,064,581 | 14.6% |
| Liberty All Star Equity Fund(USA)A | COM | 530158104 | $31.1K | 5,193,893 | 11.5% |
| Diversified Real Asset Income | COM | 25533B108 | $30.0K | 1,731,795 | 15.6% |
| Winthrop Realty TrustA | COM | 976391300 | $23.0K | 1,475,004 | 8.5% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $19.8K | 1,062,534 | 10.3% |
| DWS High Income Opp. | COM | 23339M204 | $16.8K | 1,197,073 | 8.7% |
| Clough Global Equity Fund(XGLQX)A | COM | 18914C100 | $15.4K | 1,063,484 | 5.7% |
| Imperial Holdings Inc | COM | 452834104 | $15.0K | 2,296,697 | 7.8% |
| MVC Capital Inc(MVC) | COM | 553829102 | $13.9K | 1,412,685 | 7.2% |
| Hf2 Financial Management | COM | 40421A104 | $12.4K | 1,187,411 | 6.4% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $10.7K | 957,503 | 5.5% |
| Imperial Holdings Inc 8.5% 2/15/2019A | DEBT | 452834AB0 | $10.2K | 8,667,000 | 3.8% |
| TRI Contl Corp(TY)A | COM | 895436103 | $8.4K | 392,619 | 3.1% |
| Alliancebernstein Inc FundA | COM | 01881E101 | $8.3K | 1,112,227 | 3.1% |
| Central Secs Corp(CET)A | COM | 155123102 | $7.8K | 355,389 | 2.9% |
| LMP Real Estate Income Fund | COM | 50208C108 | $7.1K | 562,632 | 3.7% |
| Boulder Growth & Income FD(STEW)A | COM | 101507101 | $6.7K | 737,947 | 2.5% |
| Alliance New York Muni IncA | COM | 018714105 | $5.8K | 430,918 | 2.2% |
| Global Defense & Natl SEC SYS | COM | 37953N108 | $5.7K | 549,900 | 2.9% |
| Garnero Group AcquisitionA | COM | G5866L108 | $5.6K | 585,800 | 2.1% |
| Boulder Total Return FD IncA | COM | 101541100 | $5.3K | 192,385 | 2.0% |
| MFS Intermarket Inc Trust I | COM | 59318R103 | $5.0K | 599,223 | 2.6% |
| Adams Express Co(ADX)A | COM | 006212104 | $4.9K | 359,025 | 1.8% |
| Fifth Street Senior FloatingA | COM | 31679F101 | $4.8K | 466,614 | 1.8% |
| Capitol Acquisition Corp IIA | COM | 14056V105 | $4.7K | 475,152 | 1.7% |
| AR Capital Acquisition CorpA | COM | 00191R109 | $3.9K | 410,346 | 1.5% |
| Virtus Total Return Fund | COM | 92829A103 | $3.7K | 820,314 | 1.9% |
| DWS Glbl High Income FDA | COM | 23338W104 | $3.4K | 429,049 | 1.2% |
| Bdca Venture IncA | COM | 05543L106 | $3.0K | 616,274 | 1.1% |
| Sino Mercury Acquis. Cor. | COM | 82936K201 | $2.7K | 275,000 | 1.4% |
| DT Asia Investments LTDA | COM | G2615J120 | $2.7K | 270,000 | 1.0% |
| 1347 Capital CorpA | COM | 68245V202 | $2.5K | 253,884 | 0.9% |
| Hill International IncA | COM | 431466101 | $2.5K | 644,433 | 0.9% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $2.0K | 102,168 | 0.8% |
| Terrapin 3 Acquisition CorpA | COM | 88104P203 | $2.0K | 200,000 | 0.7% |
| Hennessy Capital AcquisA | COM | 425886108 | $2.0K | 200,000 | 0.7% |
| Levy Acquisition CorpA | COM | 52748T104 | $1.9K | 200,000 | 0.7% |
| Neuberger Berman Real Estate(XNROX)A | COM | 64190A103 | $1.9K | 359,824 | 0.7% |
| ROI Acquisition Corp IIA | COM | 74966G101 | $1.9K | 190,936 | 0.7% |
| Trade Street Residential Inc.A | COM | 89255N203 | $1.7K | 221,835 | 0.6% |
| Aberdeen Israel Fund IncA | COM | 00301L109 | $1.3K | 81,281 | 0.5% |
| Ellsworth Fund LTD(ECF)A | COM | 289074106 | $1.3K | 148,608 | 0.5% |
| Independent Realty Trust in(IRT)A | COM | 45378A106 | $1.2K | 128,175 | 0.4% |
| Cambridge Capital AcquisA | COM | 13215Q106 | $1.1K | 115,825 | 0.4% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1.1K | 1,099,570 | 0.6% |
| Wheeler REIT 9% Series B | CV PFD SER B | 963025309 | $890 | 40,000 | 0.5% |
| CB Pharma Acquisition UnitA | UNIT | G2029P100 | $753 | 75,000 | 0.3% |
| Gabelli Globaldeal Fund(GDL)A | COM | 361570104 | $647 | 63,251 | 0.2% |