Q4 2015 Holdings
Filed 2016-02-12 | 93 holdings | $1.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-02-24) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wheeler Real Estate Investme | Warrants | 963025119 | $1 | 23,000 | 0.0% |
| 1347 Cap Corp | RIGHT07/21/2016 | 68245V111 | $2 | 76,600 | 0.0% |
| C B Pharma Acquisition Corp | Warrants | G2029P118 | $4 | 23,814 | 0.0% |
| Spdr S&P 500 ET 01/15/16 208.00 | CallOptions | 78462F903 | $6 | 7,200 | 0.0% |
| Barington Hilco Acquisition | *WEXP02/11/201 | 06759V127 | $6 | 53,026 | 0.0% |
| Quinpario Acquisition C-Cw23 | Warrants | 74874U119 | $7 | 34,389 | 0.0% |
| Barington Hilco Acquisition | Rights | 06759V119 | $9 | 53,026 | 0.0% |
| 1347 Cap Corp | *WEXP07/15/202 | 68245V129 | $11 | 76,600 | 0.0% |
| CB Pharma Acquisition-Rts | Rights | G2029P134 | $15 | 75,000 | 0.0% |
| Copsync Inc | *WEXP11/12/202 | 217712116 | $15 | 30,000 | 0.0% |
| Spdr S&P 500 ET 01/15/16 203.00 | PutOptions | 78462F953 | $16 | $7,200 | 0.0% |
| Electrum SPL Acquisition COR | *WEXP99/99/999 | G3105C112 | $24 | 107,117 | 0.0% |
| DT Asia Invts LTD WT 033021 | Warrants | G2615J138 | $25 | 253,872 | 0.0% |
| DT Asia Investments Ltd-Rts | Rights | G2615J112 | $28 | 251,050 | 0.0% |
| AR Capital Acquisition-Cw19 | Warrants | 00191R117 | $36 | 200,173 | 0.0% |
| Pangaea Logistics Solutions(PANL) | COM | G6891L105 | $53 | 20,191 | 0.0% |
| Terrapin 3 Acquisition-Cw19 | Warrants | 88104P112 | $57 | 200,000 | 0.0% |
| Harmony Merger Corp-Warrant | Warrants | 413247123 | $60 | 200,918 | 0.0% |
| Copsync Inc | COMNEW | 217712207 | $62 | 30,000 | 0.0% |
| Garnero Group Acquisit-Cw19 | Warrants | G5866L116 | $75 | 578,822 | 0.0% |
| Alpine Total Dynamic Dividen | COM | 021060108 | $106 | 13,750 | 0.0% |
| Delaware INV Dividend & Inc | COM | 245915103 | $115 | 12,991 | 0.0% |
| Garnero Group Acquisitio-Rts | Rights | G5866L132 | $127 | 528,456 | 0.0% |
| Quinpario Acquisition Corp 2 (units) | COM | 74874U200 | $192 | 19,645 | 0.0% |
| Jetpay Corp | COM | 477177109 | $211 | 77,698 | 0.0% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $334 | 34,389 | 0.0% |
| Silver BAY Realty Trust Corp | COM | 82735Q102 | $375 | 23,931 | 0.0% |
| Ellsworth Fund Inc(ECF) | COM | 289074106 | $388 | 50,078 | 0.0% |
| Electrum Special Acquisiti | COM | G3105C120 | $466 | 46,800 | 0.0% |
| Royce Value Trust(RVT) | COM | 780910105 | $519 | 44,100 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $521 | 53,026 | 0.0% |
| Gabelli Globaldeal Fund (the)(GDL) | COM | 361570104 | $576 | 57,581 | 0.0% |
| Zweig Total Return Fund Inc | COMNEW | 989837208 | $641 | 52,604 | 0.1% |
| Cushing Renaissance FD | COM | 231647108 | $680 | 47,682 | 0.1% |
| 1347 Cap Corp | COM | 68245V103 | $755 | 76,600 | 0.1% |
| Kearny Financial Corp(KRNY) | COM | 48716P108 | $760 | 60,000 | 0.1% |
| Putnam High Income Securitie | SHSBENINT | 746779107 | $762 | 104,177 | 0.1% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $766 | 58,553 | 0.1% |
| GSV Capital Corp | COM | 36191J101 | $776 | 82,812 | 0.1% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $916 | 511,628 | 0.1% |
| E-Compass Acquisition Corp | COM | G2920Y200 | $1.0K | 100,000 | 0.1% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $1.0K | 107,117 | 0.1% |
| Gyrodyne LLC(GYRO) | COM | 403829104 | $1.2K | 47,368 | 0.1% |
| Boulder Brands Inc | CommonStocks | 101405108 | $1.2K | 111,957 | 0.1% |
| Strategic Global Income FD | COM | 862719101 | $1.3K | 152,647 | 0.1% |
| Bancroft Fund LTDA | CommonStocks | 59695106 | $1.4K | 75,134 | 0.1% |
| New York REIT Inc | CommonStocks | 64976L109 | $1.4K | 122,962 | 0.1% |
| First Trust Aberdeen Global | COMSHR | 337319107 | $1.5K | 144,780 | 0.1% |
| Gores Holdings Inc | COM | 382866200 | $1.5K | 150,000 | 0.1% |
| Fintech Acquisition Corp | COM | 31809H209 | $1.5K | 150,000 | 0.1% |