Q3 2016 Holdings
Filed 2016-11-14 | 44 holdings | $330.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $21.4K | $15,000,000 | 6.5% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $21.2K | $31,300,000 | 6.4% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $18.5K | $15,000,000 | 5.6% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $17.1K | $16,099,000 | 5.2% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $16.4K | $12,267,000 | 5.0% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $16.2K | $14,200,000 | 4.9% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $15.8K | $12,000,000 | 4.8% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $14.6K | $23,712,000 | 4.4% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $13.0K | $11,570,000 | 3.9% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $12.6K | $7,844,000 | 3.8% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $12.2K | $15,880,000 | 3.7% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $11.3K | $11,000,000 | 3.4% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $11.1K | $13,750,000 | 3.4% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $10.7K | $18,250,000 | 3.2% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $9.7K | $10,069,000 | 2.9% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $9.4K | $9,000,000 | 2.8% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $8.2K | $7,500,000 | 2.5% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $8.2K | $9,742,000 | 2.5% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $7.5K | $7,157,000 | 2.3% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $7.4K | $7,175,000 | 2.2% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $6.7K | $6,500,000 | 2.0% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $6.6K | $3,500,000 | 2.0% |
| Servicesource Intl Inc | COM | 81763U100 | $6.5K | 1,332,123 | 2.0% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $5.9K | $6,000,000 | 1.8% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $5.8K | $6,569,000 | 1.7% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $5.2K | $4,800,000 | 1.6% |
| Istar Inc | NOTE 3.000%11/1 | 45031UBR1 | $4.0K | $4,000,000 | 1.2% |
| Violin Memory Inc | NOTE 4.250%10/0 | 92763AAB7 | $3.9K | $12,250,000 | 1.2% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $3.9K | $4,000,000 | 1.2% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $3.7K | $5,009,000 | 1.1% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $3.3K | $12,000,000 | 1.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $2.4K | $2,000,000 | 0.7% |
| Mentor Graphics CorpCall | COM | 587200106 | $1.7K | 66,300 | 0.5% |
| Istar Inc | COM | 45031U101 | $1.7K | 159,100 | 0.5% |
| Topbuild Corp(BLD) | COM | 89055F103 | $1.4K | 42,000 | 0.4% |
| CSW Industrials Inc(CSW) | COM | 126402106 | $1.2K | 35,522 | 0.3% |
| Finisar Corp(FNSR) | COM NEW | 31787A507 | $897 | 30,100 | 0.3% |
| Keyw Hldg Corp | COM | 493723100 | $890 | 80,750 | 0.3% |
| Amyris Inc | DBCV 9.500% 4/1 | 03236MAD3 | $798 | $1,450,000 | 0.2% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $767 | $1,500,000 | 0.2% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $640 | $2,000,000 | 0.2% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $413 | 76,263 | 0.1% |
| Amyris Inc | COM | 03236M101 | $246 | 423,659 | 0.1% |
| Medical Transcription BLG Co | COM | 58464J105 | $70 | 74,481 | 0.0% |