Q4 2016 Holdings
Filed 2017-02-14 | 40 holdings | $323.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $28.7K | $12,413,000 | 8.9% |
| Sandridge Energy Inc | NOTE 10/0 | 80007PBC2 | $21.3K | 903,614 | 6.6% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $19.6K | $18,899,000 | 6.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $19.0K | $12,000,000 | 5.9% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $18.5K | $15,000,000 | 5.7% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $18.2K | $17,650,000 | 5.6% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $16.6K | $21,000,000 | 5.1% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $16.4K | $16,000,000 | 5.1% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $15.0K | $13,000,000 | 4.7% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $15.0K | $7,700,000 | 4.6% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $10.9K | $12,398,000 | 3.4% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $10.3K | $8,000,000 | 3.2% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $9.9K | $14,750,000 | 3.1% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $9.2K | $9,000,000 | 2.9% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $8.6K | $7,500,000 | 2.7% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $8.2K | $11,500,000 | 2.5% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $7.9K | $8,000,000 | 2.5% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $7.4K | $7,157,000 | 2.3% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $6.6K | $6,525,000 | 2.0% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $6.1K | $7,769,000 | 1.9% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $5.7K | $6,040,000 | 1.8% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $5.4K | $6,000,000 | 1.7% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $5.2K | $5,000,000 | 1.6% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.9K | $5,500,000 | 1.5% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $4.8K | $4,500,000 | 1.5% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.7K | $5,000,000 | 1.4% |
| Servicesource Intl Inc | COM | 81763U100 | $4.2K | 732,944 | 1.3% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $2.5K | $2,500,000 | 0.8% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $2.2K | $3,000,000 | 0.7% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $1.7K | $2,000,000 | 0.5% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $1.7K | $1,650,000 | 0.5% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $1.3K | $4,805,000 | 0.4% |
| CSW Industrials Inc(CSW) | COM | 126402106 | $1.3K | 35,000 | 0.4% |
| Topbuild Corp(BLD) | COM | 89055F103 | $1.2K | 35,000 | 0.4% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $1.1K | $2,000,000 | 0.3% |
| Istar Inc | COM | 45031U101 | $917 | 74,151 | 0.3% |
| Amyris Inc | COM | 03236M101 | $358 | 490,897 | 0.1% |
| Resolute Energy Corp | COM NEW | 76116A306 | $206 | 5,000 | 0.1% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $186 | 30,000 | 0.1% |
| Medical Transcription BLG Co | COM | 58464J105 | $18 | 25,000 | 0.0% |