Q1 2017 Holdings
Filed 2017-05-12 | 31 holdings | $407.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $117.9K | 500,000 | 29.0% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $21.4K | $21,000,000 | 5.2% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $20.9K | $6,913,000 | 5.1% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $20.7K | $8,908,000 | 5.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $19.5K | $25,000,000 | 4.8% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $19.4K | $15,625,000 | 4.8% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $19.2K | $19,150,000 | 4.7% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $17.1K | $15,000,000 | 4.2% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $14.4K | $14,000,000 | 3.5% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $14.3K | $15,250,000 | 3.5% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $13.5K | $13,000,000 | 3.3% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $12.0K | $12,851,000 | 3.0% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $11.5K | $15,950,000 | 2.8% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $10.9K | $12,396,000 | 2.7% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $9.0K | $10,450,000 | 2.2% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $8.7K | $12,800,000 | 2.1% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $7.7K | $7,157,000 | 1.9% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $7.2K | $7,433,000 | 1.8% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $6.8K | $8,400,000 | 1.7% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $6.2K | $4,000,000 | 1.5% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $5.8K | $6,040,000 | 1.4% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $5.6K | $4,500,000 | 1.4% |
| Servicesource Intl Inc | COM | 81763U100 | $4.0K | 1,036,860 | 1.0% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $3.3K | $3,826,000 | 0.8% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $2.9K | 308,461 | 0.7% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AC8 | $2.4K | $4,800,000 | 0.6% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $1.7K | 1,122,940 | 0.4% |
| CSW Industrials Inc(CSW) | COM | 126402106 | $1.3K | 35,000 | 0.3% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $1.1K | $2,000,000 | 0.3% |
| Resolute Energy Corp | COM NEW | 76116A306 | $485 | 12,000 | 0.1% |
| Amyris Inc | COM | 03236M101 | $322 | 607,387 | 0.1% |