Q3 2017 Holdings
Filed 2017-11-14 | 50 holdings | $625.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc Tranche B | Note 2.2500% 15-Feb-2037 | 595017AG9 | $40.2K | $33,000,000 | 6.4% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $39.3K | $27,923,000 | 6.3% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $36.6K | $36,000,000 | 5.9% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $28.9K | $18,000,000 | 4.6% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $28.3K | $6,913,000 | 4.5% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $25.4K | $18,500,000 | 4.1% |
| NCR Corp | CONV PREF STK | 62886E207 | $24.5K | 16,728 | 3.9% |
| Jazz Pharmaceuticals Inc | Note 1.5000% 15-Aug-2024 | 472145AC5 | $19.7K | $20,000,000 | 3.1% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $18.5K | $16,500,000 | 3.0% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $18.3K | $14,100,000 | 2.9% |
| Golar LNG Limited | Note 2.7500% 15-Feb-2022 | 38046YAA9 | $17.8K | $18,745,000 | 2.8% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $17.5K | $15,000,000 | 2.8% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $17.1K | $15,000,000 | 2.7% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $15.8K | $16,840,000 | 2.5% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $15.7K | $20,500,000 | 2.5% |
| Invacare Corp | Note 5.0000% 15-Feb-2021 | 461203AE1 | $15.6K | $13,000,000 | 2.5% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $15.4K | $15,396,000 | 2.5% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $14.5K | $11,500,000 | 2.3% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $14.0K | $14,000,000 | 2.2% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $13.9K | $15,625,000 | 2.2% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $13.1K | $12,857,000 | 2.1% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $13.1K | $12,500,000 | 2.1% |
| Calpine Corp. | Note 5.2500% 01-Jun-2026 | 131347CK0 | $12.5K | $12,475,000 | 2.0% |
| Workday Inc | Note 0.2500% 01-Oct-2022 | 98138HAE1 | $11.9K | $12,000,000 | 1.9% |
| Team Inc | Note 5.0000% 01-Aug-2023 | 878155AD2 | $11.5K | $12,000,000 | 1.8% |
| II-VI Inc | Note 0.2500% 01-Sep-2022 | 902104AA6 | $11.2K | $10,000,000 | 1.8% |
| Magnachip Semiconductor | Note 6.6250% 15-Jul-2021 | 55933JAB0 | $11.0K | $11,383,000 | 1.8% |
| Alliance One International | Note 8.5000% 15-Apr-2021 | 018772AT0 | $9.1K | $8,648,000 | 1.5% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $9.1K | $9,000,000 | 1.5% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $8.9K | $8,500,000 | 1.4% |
| Aegean Marine Petroleum Network | Note 4.2500% 15-Dec-2021 | 00773VAA4 | $8.2K | $10,850,000 | 1.3% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $8.0K | $9,000,000 | 1.3% |
| Element Financial Corp | Note 4.2500% 30-Jun-2020 | 286181AB8 | $7.9K | $8,047,285 | 1.3% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $7.4K | $10,000,000 | 1.2% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $6.4K | 562,000 | 1.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $6.1K | $6,000,000 | 1.0% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $4.5K | $5,000,000 | 0.7% |
| Invacare Corp | Note 4.5000% 01-Jun-2022 | 461203AG6 | $4.2K | $3,500,000 | 0.7% |
| Servicesource Intl Inc | COM | 81763U100 | $3.6K | 1,040,598 | 0.6% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.5K | $3,040,000 | 0.6% |
| Element Financial Corp | Note 5.1250% 30-Jun-2019 | 286181AA0 | $3.3K | $3,205,770 | 0.5% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $3.1K | $3,827,578 | 0.5% |
| Resolute Energy Corp | CONV PREF STK | 76116A405 | $2.6K | 2,150 | 0.4% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AC8 | $2.2K | $4,800,000 | 0.3% |
| CSW Industrials Inc(CSW) | COM | 126402106 | $1.8K | 40,806 | 0.3% |
| Bottomline Tech del Inc(EPAYEUR) | COM | 101388106 | $1.7K | 53,076 | 0.3% |
| AIR Transport Services GRP I(ATSG*) | COM | 00922R105 | $791 | 32,478 | 0.1% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $680 | 135,000 | 0.1% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $514 | 159,513 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $162 | 450,000 | 0.0% |