Q4 2017 Holdings
Filed 2018-02-13 | 49 holdings | $527.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $35.2K | $22,947,000 | 6.7% |
| Golar LNG Limited | Note 2.7500% 15-Feb-2022 | 38046YAA9 | $26.9K | $25,245,000 | 5.1% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $26.6K | $15,000,000 | 5.0% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $21.9K | $16,000,000 | 4.2% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $18.3K | $17,250,000 | 3.5% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $18.2K | $16,700,000 | 3.5% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $17.7K | $17,699,000 | 3.4% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $17.6K | $14,100,000 | 3.3% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $17.3K | $14,000,000 | 3.3% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $16.9K | $16,730,000 | 3.2% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $16.3K | $16,125,000 | 3.1% |
| NCR Corp | CONV PREF STK | 62886E207 | $16.1K | 11,956 | 3.1% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $16.0K | $18,500,000 | 3.0% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $15.7K | $17,090,000 | 3.0% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $15.2K | $13,000,000 | 2.9% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $15.1K | $15,396,000 | 2.9% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $15.1K | $13,000,000 | 2.9% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $13.0K | $10,000,000 | 2.5% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $12.9K | $12,500,000 | 2.4% |
| Calpine Corp. | Note 5.2500% 01-Jun-2026 | 131347CK0 | $12.2K | $12,475,000 | 2.3% |
| Team Inc | Note 5.0000% 01-Aug-2023 | 878155AD2 | $12.1K | $12,000,000 | 2.3% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $11.4K | $12,000,000 | 2.2% |
| Flexion Therapeutics | Note 3.3750% 01-May-2024 | 33938JAA4 | $11.0K | $9,000,000 | 2.1% |
| Jazz Pharmaceuticals Inc | Note 1.5000% 15-Aug-2024 | 472145AC5 | $10.7K | $11,300,000 | 2.0% |
| Aegean Marine Petroleum Network | Note 4.2500% 15-Dec-2021 | 00773VAA4 | $10.4K | $14,850,000 | 2.0% |
| Intel Corp(INTC) | COM | 458140100 | $9.2K | 200,000 | 1.8% |
| Alliance One International | Note 8.5000% 15-Apr-2021 | 018772AT0 | $9.1K | $8,648,000 | 1.7% |
| Magnachip Semiconductor | Note 6.6250% 15-Jul-2021 | 55933JAB0 | $8.1K | $8,283,000 | 1.5% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $7.5K | $7,500,000 | 1.4% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $7.0K | $7,500,000 | 1.3% |
| Sucampo Pharmaceuticals Inc | NOTE 3.250%12/1 | 864909AB2 | $6.7K | $5,500,000 | 1.3% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $6.6K | $7,500,000 | 1.3% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $6.0K | $6,000,000 | 1.1% |
| Encore Cap Group Inc | Note 3.2500% 15-Mar-2022 | 292554AJ1 | $5.6K | $5,000,000 | 1.1% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $5.6K | $6,074,578 | 1.1% |
| Comstock Res Inc | Note 10.0000% 15-Mar-2020 | 205768AP9 | $5.2K | $5,000,000 | 1.0% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $5.0K | $5,994,000 | 0.9% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $4.6K | 459,713 | 0.9% |
| Teladoc Inc | Note 3.0000% 15-Dec-2022 | 87918AAA3 | $4.5K | $4,000,000 | 0.9% |
| Sandridge Energy Inc $41.34 | WARRANTS | 80007P117 | $4.2K | 200,000 | 0.8% |
| Servicesource Intl Inc | COM | 81763U100 | $3.2K | 1,049,768 | 0.6% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $3.0K | 805,257 | 0.6% |
| Sandridge Energy Inc $42.03 | WARRANTS | 80007P125 | $2.1K | 100,000 | 0.4% |
| CSW Industrials Inc(CSW) | COM | 126402106 | $1.3K | 28,332 | 0.2% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AC8 | $1.0K | $2,800,000 | 0.2% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $972 | 165,000 | 0.2% |
| BBX Cap Corp New(BBX1EUR) | CL A | 05491N104 | $398 | 50,000 | 0.1% |
| Jones Energy Inc | COM CL A | 48019R108 | $224 | 203,300 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $171 | 450,000 | 0.0% |