Q1 2018 Holdings
Filed 2018-05-14 | 118 holdings | $366.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $10 | 49,649 | 0.0% |
| Kayne Anderson Acquisition-Cw22 | Warrants | 48661U110 | $10 | 11,021 | 0.0% |
| Constellation Alpha Capital-Cw22 | Warrants | G2379F116 | $12 | 50,000 | 0.0% |
| Constellation Alpha Capital-Rt | Rights | G2379F132 | $20 | 56,000 | 0.0% |
| Pensare Acquisition Corp | Warrants | 70957E117 | $21 | 42,297 | 0.0% |
| Bison Capital Acquisition Co-Cw22 | Warrants | G1142P112 | $40 | 99,999 | 0.0% |
| BIG Rock Partners Acquistion-Cw22 | Warrants | 089482111 | $41 | 125,000 | 0.0% |
| Pensare Acquisition Corp | Rights | 70957E121 | $46 | 91,894 | 0.0% |
| Hunter Maritime Acquisition WTS | W EXP 99/99/999 | Y37828129 | $48 | 109,913 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $50 | 147,507 | 0.0% |
| Atlantic Acquisition COR -Rts | Rights | 048206304 | $74 | 150,000 | 0.0% |
| Modern Media Acquisitio-Cw22 | Warrants | 60765P111 | $76 | 147,043 | 0.0% |
| Gigcapital Inc-Cw23 | Warrants | 37518N122 | $78 | 179,991 | 0.0% |
| I AM Cap Acquisition Co | Rights | 45074Q124 | $84 | 250,000 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | *W EXP 99/99/999 | G0726L117 | $84 | 254,286 | 0.0% |
| Gigcapital Inc-Rts | Rights | 37518N114 | $85 | 239,988 | 0.0% |
| BIG Rock Partners Acquistion-Rt | Rights | 089482129 | $88 | 250,000 | 0.0% |
| CM Seven Star Acquisition Corp WTS EXP 08/21/2022 | Warrants | G2345N110 | $89 | 255,197 | 0.0% |
| Bison Capital Acquisition Co-Rt | Rights | G1142P138 | $100 | 199,998 | 0.0% |
| I AM Cap Acquisition Co | Warrants | 45074Q116 | $100 | 250,000 | 0.0% |
| Gigcapital Inc | Unit | 37518N205 | $104 | 10,000 | 0.0% |
| Draper Oakwood Technology Ac-Cw22 | Warrants | 26146L111 | $106 | 124,998 | 0.0% |
| Black Ridge Acquisition Corp RTS EXP | Rights | 09216T123 | $108 | 360,500 | 0.0% |
| Modern Media Acquisition-Rts | Rights | 60765P129 | $110 | 282,352 | 0.0% |
| Alta Mesa | Warrants | 02133L117 | $116 | 75,000 | 0.0% |
| KBL Merger Corp IV-Cw22 | Warrants | 48242A112 | $120 | 500,000 | 0.0% |
| Black Ridge Acquistion Corp CW | Warrants | 09216T115 | $122 | 349,000 | 0.0% |
| Vivopower International PLC | SHS | G9376R100 | $126 | 56,895 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $133 | 12,500 | 0.0% |
| Infra and Energy Alt. WTS | Warrants | 45686J112 | $135 | 155,461 | 0.0% |
| Hennessy Cap Acquisition Corp III COM | COM | 42588L105 | $137 | 13,800 | 0.0% |
| Convergeone Holdings in-Cw24 | Warrants | 212481113 | $139 | 116,711 | 0.0% |
| Draper Oakwood Technology Ac-Rt | Rights | 26146L129 | $142 | 249,996 | 0.0% |
| Mtech Acquisition Corp | Warrants | 55378W115 | $143 | 235,000 | 0.0% |
| GDL Fund(GDL) | COM | 361570104 | $147 | 15,730 | 0.0% |
| Mtech Acquisition Corp Unit | Units | 55378W206 | $162 | 16,000 | 0.0% |
| CM Seven Star Acquisition Corp RTS EXP 2018 | Rights | G2345N136 | $163 | 510,394 | 0.0% |
| KBL Merger Corp IV-Rts | Rights | 48242A120 | $175 | 500,000 | 0.0% |
| Managed Duration Investment | COM | 56165R103 | $248 | 18,227 | 0.1% |
| Sentinel Energy Services(SNTL) | Units | G8062D128 | $252 | 25,450 | 0.1% |
| Stellar Aqcuisition III | *W EXP 03/22/202 | Y8172W115 | $297 | 646,469 | 0.1% |
| M I Acquisitions Inc | *W EXP 99/99/999 | 55304A112 | $302 | 377,235 | 0.1% |
| Gabelli Global Small & Mid Cap Value TR COM(GGZ) | COM | 36249W104 | $308 | 25,713 | 0.1% |
| Kayne Anderson Acquisition | COM | 48661U102 | $324 | 33,064 | 0.1% |
| Industrea Acquisition Corp-Cw22 | Warrants | 45579J112 | $329 | 600,000 | 0.1% |
| Regalwood Global Energy LTD Unit | Untis | G74760110 | $340 | 33,700 | 0.1% |
| BlackRock Debt Strat FD Inc(DSU) | COM NEW | 09255R202 | $367 | 31,558 | 0.1% |
| Landcadia Holdings Inc | COM | 51476W107 | $398 | 39,600 | 0.1% |
| Royce Value Trust(RVT) | COM | 780910105 | $423 | 27,200 | 0.1% |
| GSV Capital Corp | COM | 36191J101 | $453 | 60,104 | 0.1% |