Q1 2018 Holdings
Filed 2018-05-14 | 49 holdings | $510.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $52.6K | 200,000 | 10.3% |
| Golar LNG Limited | Note 2.7500% 15-Feb-2022 | 38046YAA9 | $25.9K | $25,245,000 | 5.1% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $22.7K | $14,922,000 | 4.5% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $20.7K | $12,500,000 | 4.1% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $18.6K | $12,000,000 | 3.6% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $17.6K | $14,000,000 | 3.4% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $16.8K | $20,082,000 | 3.3% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $16.5K | $16,730,000 | 3.2% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $16.2K | $16,700,000 | 3.2% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $15.9K | $16,125,000 | 3.1% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $14.8K | $16,083,000 | 2.9% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $14.5K | $15,478,000 | 2.8% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $14.3K | $13,000,000 | 2.8% |
| Aegean Marine Pete Network I | NOTE 4.250%12/1 | 00773VAB2 | $14.1K | $22,554,000 | 2.8% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $13.9K | $10,500,000 | 2.7% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $13.3K | $13,590,000 | 2.6% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $12.7K | $11,000,000 | 2.5% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $12.7K | $12,500,000 | 2.5% |
| Team Inc | Note 5.0000% 01-Aug-2023 | 878155AD2 | $12.4K | $12,552,000 | 2.4% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $12.0K | $13,033,000 | 2.4% |
| Calpine Corp. | Note 5.2500% 01-Jun-2026 | 131347CK0 | $12.0K | $12,475,000 | 2.4% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $11.9K | $11,849,000 | 2.3% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $11.3K | $12,090,000 | 2.2% |
| Sandridge Energy Inc $41.34 | WARRANTS | 80007P117 | $11.1K | 767,811 | 2.2% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $10.5K | $10,396,000 | 2.1% |
| Flexion Therapeutics | Note 3.3750% 01-May-2024 | 33938JAA4 | $10.3K | $9,000,000 | 2.0% |
| Magnachip Semiconductor | Note 6.6250% 15-Jul-2021 | 55933JAB0 | $8.0K | $8,283,000 | 1.6% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $7.7K | $7,000,000 | 1.5% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAD0 | $6.4K | $6,750,000 | 1.3% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $6.0K | $6,000,000 | 1.2% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $5.7K | $6,186,578 | 1.1% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $5.3K | 549,921 | 1.0% |
| Comstock Res Inc | Note 10.0000% 15-Mar-2020 | 205768AP9 | $5.2K | $5,000,000 | 1.0% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $5.1K | $4,000,000 | 1.0% |
| Alta Mesa RES Inc(AMRQQ) | CL A | 02133L109 | $5.1K | 640,668 | 1.0% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $4.9K | $5,000,000 | 1.0% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $4.4K | $6,417,000 | 0.9% |
| Sandridge Energy Inc $42.03 | WARRANTS | 80007P125 | $4.3K | 294,702 | 0.8% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $4.1K | 614,597 | 0.8% |
| Servicesource Intl Inc | COM | 81763U100 | $3.8K | 993,930 | 0.7% |
| Bonanza Creek Energy Inc 71.23 Wrts due 2020 | WARRANTS | 097793111 | $2.8K | 99,725 | 0.5% |
| NII Hldgs Inc | COM PAR | 62913F508 | $2.1K | 977,111 | 0.4% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.8K | 175,000 | 0.4% |
| Energy XXI Gulf Coast Inc | WARRANTS | 29276K119 | $1.2K | 311,389 | 0.2% |
| BBX Cap Corp New(BBX1EUR) | CL A | 05491N104 | $461 | 50,000 | 0.1% |
| Midstates Petroleum 24 2020 | WARRANTS | 59804T126 | $235 | 17,615 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $190 | 450,000 | 0.0% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $116 | 19,898 | 0.0% |