Q3 2018 Holdings
Filed 2018-11-14 | 51 holdings | $643.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $72.7K | 250,000 | 11.3% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $58.1K | 200,000 | 9.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $27.2K | $26,000,000 | 4.2% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $24.5K | $14,867,000 | 3.8% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $23.9K | $13,000,000 | 3.7% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $22.6K | $32,780,000 | 3.5% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $22.4K | $22,000,000 | 3.5% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $21.3K | $21,066,000 | 3.3% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $21.1K | $23,592,000 | 3.3% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $19.2K | $16,294,000 | 3.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $18.4K | $16,800,000 | 2.9% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $17.6K | $17,700,000 | 2.7% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $16.9K | 100,000 | 2.6% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $16.2K | $12,802,000 | 2.5% |
| Aegean Marine Pete Network I | NOTE 4.250%12/1 | 00773VAB2 | $15.9K | $26,554,000 | 2.5% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $15.9K | $18,800,000 | 2.5% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $15.6K | $14,805,000 | 2.4% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAD0 | $14.3K | $13,725,000 | 2.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $14.3K | $14,230,000 | 2.2% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $13.0K | $12,013,000 | 2.0% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $13.0K | $12,090,000 | 2.0% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $12.5K | $12,500,000 | 1.9% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $12.5K | $12,478,000 | 1.9% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $12.0K | $12,000,000 | 1.9% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $11.8K | $12,923,000 | 1.8% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $11.6K | $15,000,000 | 1.8% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $10.7K | $10,000,000 | 1.7% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $9.9K | $8,212,000 | 1.5% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $9.7K | $6,000,000 | 1.5% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $8.2K | $8,635,000 | 1.3% |
| Magnachip Semiconductor | Note 6.6250% 15-Jul-2021 | 55933JAB0 | $8.2K | $8,283,000 | 1.3% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $7.7K | 779,927 | 1.2% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $6.0K | $4,000,000 | 0.9% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $5.7K | $5,000,000 | 0.9% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $4.5K | 572,000 | 0.7% |
| Alta Mesa RES Inc(AMRQQ) | CL A | 02133L109 | $4.2K | 1,000,000 | 0.6% |
| Servicesource Intl Inc | COM | 81763U100 | $3.3K | 1,141,982 | 0.5% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $3.0K | 619,558 | 0.5% |
| NII Hldgs Inc | COM PAR | 62913F508 | $2.8K | 479,976 | 0.4% |
| Mattel Inc(MAT)Put | COM | 577081102 | $2.4K | 150,000 | 0.4% |
| Kindred Biosciences Inc | COM | 494577109 | $2.1K | 148,400 | 0.3% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $2.1K | 200,000 | 0.3% |
| Viavi Solutions Inc(VIAV) | COM | 925550105 | $1.9K | 165,918 | 0.3% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.8K | 175,000 | 0.3% |
| Magnachip Semiconductor Corp(MX)Call | COM | 55933J203 | $1.7K | 167,300 | 0.3% |
| Viavi Solutions Inc(VIAV)Call | COM | 925550105 | $1.1K | 100,000 | 0.2% |
| Sandridge Energy Inc(SD) | COM NEW | 80007P869 | $815 | 75,000 | 0.1% |
| Infinera Corporation(INFNEUR)Call | COM | 45667G103 | $730 | 100,000 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $418 | 788,011 | 0.1% |